Compliance Oversight Manager

3 days ago

Toronto, Ontario, Canada Royal Bank of Canada Full time
Job Summary

We are seeking a highly skilled Compliance Oversight Manager to join our team at the Royal Bank of Canada. As a key member of our compliance function, you will be responsible for overseeing the day-to-day operations of our comprehensive compliance program and ensuring consistency in our approach to and compliance with internal business process rules and external regulations.

Key Responsibilities
  • Provide support in the oversight of the Regulatory Compliance Management (RCM) Reliance Oversight Model (ROM) program.
  • Manage data collection and provide effective reporting on Key Performance Indicators (KPIs) and Key Risk Indicators (KRIs) to support management of the RCM ROM Program.
  • Support oversight of ROM program including Monitoring and Testing, Risk Assessments, Control Inventory, and Issues Management processes.
  • Support with the oversight of the Regulatory Content Inventory and Regulatory Change processes (including vendor oversight and queries).
  • Manage and produce management reporting for Reliance Oversight Model quarterly reporting for inclusion in the Quarterly Global Chief Compliance Officer Opinion report.
  • Provide support information and training sessions on Regulatory Compliance Management, and Reliance Oversight Team periodic meetings, Compliance Working Groups and other meetings as needed including organizing, producing materials and notetaking.
  • Maintain a Change Management process for the Reliance Model universe and coordinating with QAR and Regulatory Content team of changes for inclusion in downstream processes.
  • Maintenance of procedural documents for the Reliance Oversight Model team and for RCM stakeholders across Functions and Reliance Oversight Model to execute on their RCM duties relating to program governance.
  • Support the development of, and participate in the delivery of, Enterprise Compliance learning programs as required.
Requirements
  • At least 3 years of relevant experience in the Regulatory Compliance space, which may include OSFI E13, operational risk, or auditor experience.
  • Proficiency in SharePoint, Excel and PowerPoint, Tableau and Archerbased platforms.
  • Ability to understand law and regulation as it applies to the financial services sector.
  • Willingness to learn and ability to take on multiple tasks at the same time.
What We Offer
  • A comprehensive Total Rewards Program including bonuses and flexible benefits and competitive compensation.
  • Leaders who support your development through coaching and managing opportunities
  • Work in a dynamic, collaborative, progressive, and highperforming team
  • Opportunities to do challenging work.

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