Current jobs related to Manager of AML Financial Crime Risk Oversight - Toronto, Ontario - TD
-
Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob Title: Senior AML Financial Crime Risk Oversight SpecialistJob Summary:The Toronto-Dominion Bank (Canada) is seeking a Senior AML Financial Crime Risk Oversight Specialist to join our team. As a key member of our Financial Crime Risk Management department, you will be responsible for providing oversight and guidance on financial crime risk management...
-
Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob Title: Senior AML Financial Crime Risk Oversight SpecialistJob Summary:The Toronto-Dominion Bank (Canada) is seeking a Senior AML Financial Crime Risk Oversight Specialist to join our team. As a key member of our Financial Crime Risk Management department, you will be responsible for providing oversight and guidance on financial crime risk management...
-
AML Financial Crime Risk Management Manager
2 months ago
Old Toronto, Ontario, Canada TD Full timeAbout the RoleWe are seeking a highly skilled and experienced professional to join our team as a Manager, AML Financial Crime Risk Management. This is a critical role that requires a deep understanding of anti-money laundering (AML) and financial crime risk management principles and practices.Key ResponsibilitiesEstablish and Maintain AML FrameworkThe...
-
AML Financial Crime Risk Management Manager
2 months ago
Old Toronto, Ontario, Canada TD Full timeAbout the RoleWe are seeking a highly skilled and experienced professional to join our team as a Manager, AML Financial Crime Risk Management. This is a critical role that requires a deep understanding of anti-money laundering (AML) and financial crime risk management principles and practices.Key ResponsibilitiesEstablish and Maintain AML FrameworkThe...
-
Financial Crimes Oversight Manager
2 weeks ago
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryTo ensure the effectiveness of Financial Crimes oversight testing on business unit financial crime controls in Europe and report issues to senior management accordingly.Key ResponsibilitiesConduct regular oversight testing of the key Financial Crimes controls in scope, ensuring all testing conducted aligns with enterprise standards.Issue formal...
-
Financial Crimes Oversight Testing Manager
3 weeks ago
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryWe are seeking a highly skilled Financial Crimes Oversight Testing Manager to join our team at Royal Bank of Canada. As a key member of our Group Risk Management team, you will be responsible for conducting Financial Crimes oversight testing on business unit financial crime controls in Europe and reporting issues to senior management...
-
Financial Crimes Oversight Testing Manager
3 weeks ago
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryWe are seeking a highly skilled Financial Crimes Oversight Testing Manager to join our team at Royal Bank of Canada. As a key member of our Group Risk Management team, you will be responsible for conducting Financial Crimes oversight testing on business unit financial crime controls in Europe and reporting issues to senior management...
-
Financial Crimes Oversight Testing Manager
3 weeks ago
Toronto, Ontario, Canada Royal Bank of Canada Full timeJob SummaryTo conduct Financial Crimes oversight testing on business unit financial crime controls in Europe and report issues to senior management accordingly. This role is responsible for executing Financial Crimes Oversight Testing Plan, conducting regular oversight testing of key Financial Crimes controls, and issuing formal reporting on all oversight...
-
Financial Crimes Oversight Testing Manager
3 weeks ago
Toronto, Ontario, Canada Royal Bank of Canada Full timeJob SummaryTo conduct Financial Crimes oversight testing on business unit financial crime controls in Europe and report issues to senior management accordingly. This role is responsible for executing Financial Crimes Oversight Testing Plan, conducting regular oversight testing of key Financial Crimes controls, and issuing formal reporting on all oversight...
-
Senior AML Financial Crime Risk Investigator
2 weeks ago
Old Toronto, Ontario, Canada TD Bank Full timeSenior AML Financial Crime Risk InvestigatorThe High Risk Customer Program is a dedicated team of AML subject matter experts responsible for conducting enhanced due diligence on high risk customers.The Senior AML Financial Crime Risk Investigator reports to the Group Manager AML Financial Crime Investigations and is responsible for:Conducting quality control...
-
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryWe are seeking a highly skilled Senior Manager to join our Financial Crimes Oversight Testing team. As a key member of our team, you will play a critical role in ensuring the effective assessment of our Financial Crimes control environment.Job DescriptionThe Senior Manager will support the Director of Financial Crimes Oversight Testing to develop...
-
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryWe are seeking a highly skilled Senior Manager to join our Financial Crimes Oversight Testing team. As a key member of our team, you will play a critical role in ensuring the effective assessment of our Financial Crimes control environment.Job DescriptionThe Senior Manager will support the Director of Financial Crimes Oversight Testing to develop...
-
Financial Crime Oversight Specialist
1 month ago
Toronto, Ontario, Canada Royal Bank of Canada Full timeJob Title: Financial Crime Oversight SpecialistAt Royal Bank of Canada, we are seeking a highly skilled Financial Crime Oversight Specialist to join our team. As a key member of our Group Risk Management department, you will play a critical role in ensuring the effectiveness of our Financial Crime programs and controls.Key Responsibilities:Conduct regular...
-
Financial Crime Oversight Specialist
1 month ago
Toronto, Ontario, Canada Royal Bank of Canada Full timeJob Title: Financial Crime Oversight SpecialistAt Royal Bank of Canada, we are seeking a highly skilled Financial Crime Oversight Specialist to join our team. As a key member of our Group Risk Management department, you will play a critical role in ensuring the effectiveness of our Financial Crime programs and controls.Key Responsibilities:Conduct regular...
-
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryWe are seeking a highly skilled Senior Manager to join our Financial Crimes Oversight Testing Program. As a key member of our team, you will play a critical role in ensuring the effective assessment of our Financial Crimes control environment.Job DescriptionThe Senior Manager will support the Director of Financial Crimes Oversight Testing Program...
-
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryWe are seeking a highly skilled Senior Manager to join our Financial Crimes Oversight Testing Program. As a key member of our team, you will play a critical role in ensuring the effective assessment of our Financial Crimes control environment.Job DescriptionThe Senior Manager will support the Director of Financial Crimes Oversight Testing Program...
-
Toronto, Ontario, Canada Royal Bank of Canada Full timeJob SummaryAs a Senior Manager, Financial Crimes Oversight Testing Program Oversight, you will support the Director of Financial Crimes Oversight Testing (FCOT) Program Oversight to ensure all FCOT Standards and Procedures are in place to effectively assess the Financial Crimes control environment at RBC.Key ResponsibilitiesDevelop and maintain FCOT...
-
Old Toronto, Ontario, Canada TD Full timeJob SummaryWe are seeking a highly skilled and experienced professional to join our team as a Group Manager, AML Financial Crime Risk Investigation. This is a critical role that requires a strong understanding of anti-money laundering (AML) and financial crime risk management.Key ResponsibilitiesProvide support to the Senior Manager and the Associate Vice...
-
Old Toronto, Ontario, Canada TD Full timeJob SummaryWe are seeking a highly skilled and experienced professional to join our team as a Group Manager, AML Financial Crime Risk Investigation. This is a critical role that requires a strong understanding of anti-money laundering (AML) and financial crime risk management.Key ResponsibilitiesProvide support to the Senior Manager and the Associate Vice...
-
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryWe are seeking a highly skilled Senior Manager to join our Financial Crimes Oversight Testing Program. As a key member of our team, you will play a critical role in ensuring the effective assessment of our Financial Crimes control environment.Job DescriptionThe Senior Manager will support the Director of Financial Crimes Oversight Testing Program...
Manager of AML Financial Crime Risk Oversight
2 months ago
Location: Canada
Schedule: 37.5 hours per week
Industry: Anti-Money Laundering
Compensation Details: We are committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to engage in an open conversation with your recruiter regarding compensation, including the specifics related to this position.
Position Overview:
The role involves leading a specialized team responsible for the analysis and investigation processes within a designated area, ensuring that case loads are effectively assigned and monitored to minimize potential regulatory risks and financial losses to the organization.
The High-Risk Customer Program is comprised of dedicated teams of AML experts tasked with conducting enhanced due diligence on high-risk clients. Within this program, the Quality Control Function reviews all customers subjected to enhanced due diligence.
Key Responsibilities:
- Report to the Senior Manager of AML Financial Crime Investigations and the Associate Vice President overseeing Enhanced Due Diligence and High-Risk Investigations.
- Oversee a team of Senior Investigators focused on Quality Control, ensuring compliance with the bank's AML/ATF policies and Canadian legislation.
- Support the management and oversight of the High-Risk Customer, PEP, and HIO Quality Control Program while collaborating with stakeholders to ensure effective risk mitigation and compliance.
- Manage control activities and risk mitigation strategies, including recommendations for demarketing relationships and timely regulatory reporting of suspicious activities.
Customer Focus:
- Assist in the oversight of the High-Risk Customer, PEP, and HIO Programs to ensure compliance with enhanced due diligence requirements.
- Design and implement comprehensive Quality Control processes for reviewing high-risk customers.
- Lead and mentor a team of Senior Investigators, fostering a culture of compliance and continuous development.
- Conduct quality control reviews to ensure timely investigations and adherence to regulatory requirements.
- Ensure deficiencies identified through quality control processes are addressed and that ongoing training is provided.
Stakeholder Engagement:
- Develop and maintain effective relationships with key stakeholders, including Corporate Security and Legal.
- Participate in forums and working groups to ensure timely and accurate information sharing.
- Contribute to the development and operationalization of the business plan.
- Monitor and communicate the effectiveness of strategies and programs related to your area of accountability.
Team Leadership:
- Provide leadership and guidance to the team, setting objectives and delivering results.
- Develop team expertise in alignment with business needs and ensure effective performance management.
- Promote a cohesive team environment that supports diversity and encourages the achievement of common goals.
Qualifications:
- Undergraduate degree or relevant professional certifications required.
- 7+ years of relevant experience in AML and financial crime investigations.
- Strong knowledge of Canadian AML legislation and KYC requirements.
- Excellent communication and decision-making skills.
- Ability to manage multiple priorities and work collaboratively.
