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Securities Regulation Legal Advisor

3 months ago


Canada Canadian Hispanic Bar Association Full time

Position Overview – Securities Regulation Legal Advisor

The Canadian Hispanic Bar Association is seeking a dedicated and knowledgeable lawyer to fulfill the role of Securities Regulation Legal Advisor. This position plays a crucial part in overseeing the regulatory framework governing capital markets, ensuring compliance with established laws and regulations.

Key Responsibilities

  • Provide expert legal counsel on the registration framework in Canada, including National Instrument Registration Requirements and ongoing obligations.
  • Address complex legal matters arising during the review of registration applications and recommend appropriate actions regarding exemption requests under relevant legislation.
  • Engage with registrants and their legal representatives to resolve suitability and registration-related issues.
  • Conduct outreach initiatives with the business sector, contributing to the resolution of legal and business challenges related to registration.
  • Play a significant role in the formulation of key policy and legislative initiatives impacting registrants at both provincial and national levels.
  • Encourage consistent approaches to registration-related matters across Canada.
  • Establish and maintain a robust network of professional relationships with legal practitioners and other stakeholders in a dynamic regulatory landscape.
  • Foster productive interactions with the registrant community, enhancing the efficiency of the registration process.
  • Promote a results-driven environment where the effects of regulatory activities are evident in terms of investor protection and market confidence.

Qualifications and Skills

  • Juris Doctor (J.D.) or Bachelor of Laws (LL.B.) degree.
  • Membership in good standing with a Canadian Law Society.
  • A minimum of three years of relevant experience in securities law or a related field.
  • Comprehensive understanding of the securities industry and applicable legislation.
  • Proven ability to balance regulatory goals with practical business needs.
  • Strong analytical skills with a track record of developing innovative solutions to complex issues.
  • Excellent written and verbal communication skills.
  • Proficient in legal research and drafting, including experience with regulatory documents.
  • A collaborative mindset with the ability to work effectively within a multidisciplinary team.
  • Experience coordinating various aspects of projects and policies with relevant personnel.

This position is integral to the advancement of regulatory practices and the promotion of a diverse legal community.