Sr. FCRM Testers to work on AML testing for a banking client

2 weeks ago


London, Ontario, Canada S I Systems Full time
Sr. FCRM Testers to work on AML testing for a banking client - 54516

Location: Toronto - Hybrid – in office x2 days a week

Duration: 6 month contract

Degree/Certifications Required: CISA / CISSP considered a strong asset; CAMS and/or CFCS designation preferred.

Years of experience: 6-8 years of experience as an analyst in IT Auditing, IT Controls Assessment, SOX Testing.

Responsibilities:

1. Oversee and/or independently perform testing of AML/ATF controls for the technologies which are used by the Global AML FIU, High Risk Investigations, Sanctions Operations, and ABAC teams.
2. Research and evaluate methodologies for analyzing risk exposures for assigned engagements.
3. Recommend enhancements to policy/guidelines resulting from observations made during testing activities.
4. Lead the communication and the reporting process with multiple stakeholders, including senior management.
5. Maintain a culture of risk management and control, supporting effective processes in alignment with risk appetite.
6. Interact frequently with management and senior leadership of FCRM lines of businesses and technology stakeholders.
7. Lead a team of Supporting Analysts throughout all phases of a testing engagement, including planning, fieldwork, and reporting.
8. Undertake and complete a variety of projects and initiatives; may include the integration of cross-functional processes within own area of expertise.
9. Prepare and present complex reporting, analysis, and assessments that will bring about significant improvements to internal processes and activities.
10. Work independently as a subject matter expert of the functional area and applicable regulatory requirements (i.e., PCMLTFA), and may coach and educate others.
11. Keep current on emerging trends and evolving regulatory requirements to find opportunities and recommend improvement areas to senior management to increase the efficiency and effectiveness of the team.
12. Act as a specialized resource to provide subject matter expertise for planning, risk assessment, and execution of testing and monitoring activities and related AML technology processes with a high degree of complexity.

MUST HAVE:

1. 6-8 years of experience with control testing as it relates to AML/ATF technology (SAS, Oracle, Pelican).
2. General, high-level understanding of AML/ATF requirements (KYC/EDD) or similar regulatory requirements (PCMLTFA).
3. Familiar with IT application control frameworks (such as ITIL / COBiT) and related IT and business processes and operations.
4. Familiar with data manipulation technologies (SQL, SAS) - Ability to read and understand (but not write) code.

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