Regulatory Compliance Monitoring

A leading financial institution in Toronto is seeking a Senior Manager for its Regulatory Compliance Monitoring & Testing team. This role involves conducting compliance testing, managing regulatory risks, and ensuring adherence to compliance policies. The ideal candidate has a strong background in regulatory compliance, excellent communication skills, and at...

A leading financial institution in Toronto is seeking a Senior Manager for its Regulatory Compliance Monitoring & Testing team. This role involves conducting compliance testing, managing regulatory risks, and ensuring adherence to compliance policies. The ideal candidate has a strong background in regulatory compliance, excellent communication skills, and at...

A leading financial institution in Toronto is seeking a Regulatory Compliance Manager to play a key role in the management of its Regulatory Compliance Program. This role involves supporting compliance activities, conducting testing of controls related to major regulatory legislation, and drafting reports. Candidates should have at least 5 years in a...

A leading financial institution in Toronto is seeking a Regulatory Compliance Manager to play a key role in the management of its Regulatory Compliance Program. This role involves supporting compliance activities, conducting testing of controls related to major regulatory legislation, and drafting reports. Candidates should have at least 5 years in a...

As a member-owned cooperative, we’re helping our members with their real goals and real challenges so they can live the real life they want. It’s what we’ve been doing for over 80 years, and it’s why today we stand almost 600,000 members strong. Plus, we invest 10% of our budgeted profits back into our community - almost $90 million since 2000 alone...

Job Description We are looking for a Compliance Officer to join MUFG Investor Services. Responsibilities Monitor government websites for updates to laws and regulatory changes specific to the Cayman Islands and MUFG's licenses; report to Manager and engage with stakeholders. Conduct first-level gap analysis of changes to laws, regulatory changes and...

Location(s): Greater Vancouver Area; Greater Toronto Area Job Type: Full Time Regular myWork Program: Hybrid Starting Salary Range: $95,900.00 - $120,000 Background Screening Requirement: Enhanced Criminal Record Check Credit Check Identity Verification Employment Verification References Job Purpose As a member of the Regulatory Compliance Management (RCM)...

Career Opportunity Role Title Analyst, Regulatory Compliance Purpose of role Reporting directly to a Senior Manager, the Regulatory Compliance Analyst is responsible for supporting, evolving and maintaining a robust risk-based Regulatory Compliance Program in line with OSFI’s Guideline E-13. The incumbent joins a small team responsible for oversight,...

Location(s): Greater Vancouver Area; Greater Toronto AreaJob Type: Full Time RegularmyWork Program: HybridStarting Salary Range: $95,900.00 - $120,000Background Screening Requirement:Enhanced Criminal Record CheckCredit CheckIdentity VerificationEmployment VerificationReferencesJob PurposeAs a member of the Regulatory Compliance Management (RCM) Team, the...

Location(s): Greater Vancouver Area; Greater Toronto AreaJob Type: Full Time RegularmyWork Program: HybridStarting Salary Range: $95,900.00 - $120,000Background Screening Requirement:Enhanced Criminal Record CheckCredit CheckIdentity VerificationEmployment VerificationReferencesJob PurposeAs a member of the Regulatory Compliance Management (RCM) Team, the...