Manager, Compliance and AML Data

4 weeks ago

Toronto, Ontario, Canada Scotiabank Full time
Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

The Manager, Compliance and AML Data will contribute to the overall success of the Compliance and AML Data team globally ensuring specific individual goals, plans, and initiatives are executed/delivered in support of the team's business strategies and objectives. They will also ensure all activities conducted are in compliance with governing regulations, internal policies, and procedures.

Is this role right for you? In this role, you will:

- Champion a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge.
- Support the operationalization of Compliance and AML Data and connect into initiatives to ensure the Data requirements for AML businesses (Transaction Monitoring and Client Risk Rating) and Compliance Businesses (Trade Surveillance and Anti-bribery & Anti-corruption) are delivered in adherence with Compliance and AML data quality standards.
- Manage and contribute to data initiatives activities to completion, ensuring that the projects are successfully delivered on time, on budget, and in alignment with requirements, including:

- Data profiling, source systems data quality assessment, issue root cause analysis, and investigation.
- Ensure requirements are clearly, accurately, and thoroughly documented and understood.
- Conduct data mapping activities.
- Work with Compliance and AML stakeholders and technology partners to ensure data enablement is conducted in line with business requirements.
- Conduct various data testing: Quality Assurance Testing (QAT), Business Acceptance Testing (BAT), and PIV (Post Implementation Validation).

- Support the mobilization of Compliance and AML Data domains by implementing activities included in scope of the respective domains and sub-domains such as:

- Identification of data elements and CDEs (critical data elements) and CDEs registration.
- Identification and registration of data sources.
- Documentation and validation of Data Lineage and Data Flow Diagrams.
- Definition of data requirements including business, technical, and operational metadata.
- Implementation of data quality controls and processes and data quality issue management.

- Contribute and support the creation of and approvals for Data Quality rules, and for the root cause analysis, escalation, and resolution of data quality issues for Compliance Data.
- Identify opportunities for process efficiencies in the data governance processes to implementation.
- Organize and moderate Data Working Group meetings with Business Process Owners, Data Custodians, and other key stakeholders.
- Contribute to the BAU data exception reporting processes including the identification of exception reporting areas, the implementation of visualizations, dashboards, and data reconciliation, and the participation in the investigation, assessment, and remediation of any identified issues.
- Support, plan, and execute the delivery of required tasks to ensure closure of any outstanding audit issues.
- Contribute to the analysis of compliance data and key risk indicators ("KRIs") to identify patterns/insights that will improve effectiveness and reduce the Bank's compliance risk.
- Contribute to the development and training of other team members.
- Work closely with Enterprise Data Office to ensure compliance with data management policies and standards.
- Collaborate closely with IT teams of Compliance and AML and with the respective business functions to ensure alignment on priorities, scheduling, and execution for data governance coverage and change management initiatives.
- Support day-to-day activities of projects, engaging with internal technology and business stakeholders and fostering collaboration across functional groups to improve speed and quality of delivery of projects.
- Continually acquire and enhance knowledge on data management, data retention, analytics, and technology strategies, policies, risk management practices, and regulatory requirements to be able to provide effective support on Compliance and AML data governance coverage.
- Understand how the Bank's risk appetite and risk culture should be considered in day-to-day activities and decisions.
- Actively pursue effective and efficient operations of their respective areas in accordance with Scotiabank's Values, its Code of Conduct, and the Global Sales Principles, while ensuring the adequacy, adherence to, and effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance, AML/ATF/sanctions, and conduct risk.
- Champion a high-performance environment and contribute to an inclusive work environment.

Do you have the skills that will enable you to succeed? We'd love to work with you if you have experience with:

- Minimum 5 years experience working in complex data solutions preferably in Financial Institutions.
- Extensive working experience with data including conducting data analysis and profiling, reading and documenting mapping rules, and Data Quality issues investigation.
- Strong technical skills including 5+ years working experience with SQL.
- Bilingual proficiency in English and Spanish language is required.
- Previous working experience in AML and/or Compliance is preferred.
- Strong ability to influence/communicate with stakeholders across functions, business units, IT, Ops, and executives.
- Understanding of data governance and data quality concepts and processes such as Authoritative Data Sources, Master and Reference Data, Data Lineage, Metadata, Data Flows, etc.
- Proficient in Microsoft Office including Excel and PowerPoint.
- Working experience with Power BI is preferred.
- Must be curious, pro-active, results oriented, customer focused, and attentive to detail.
- Previous experience as a business analyst is an asset.

What's in it for you?

- In-depth training to prepare you for the role, as well as ongoing coaching and feedback to help you succeed
- You'll be part of a diverse, collaborative, innovative, and high-performing team.
- We offer a competitive rewards package:
- Performance bonus, Employee Share Ownership Program, and Pension Plan Matching.
- Health Benefits from day one
- You will relish work-life balance, team events, and opportunities to participate in the community.
- Your career matters You will have access to career development and progression opportunities.

Location(s): Canada : Ontario : Toronto

At Scotiabank, we value the unique skills and experiences each individual brings to the Bank, and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation during the recruitment and selection process, please let our Recruitment team know.

#J-18808-Ljbffr

  • Manager, Compliance and AML Data

    3 weeks ago

    Toronto, Ontario, Canada Scotiabank Full time

    Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.The Manager, Compliance and AML Data will contribute to the overall success of the Compliance and AML Data team globally ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team's business strategies and...

  • Manager, Compliance and AML, Data Quality

    3 weeks ago

    Toronto, Ontario, Canada Scotiabank Full time

    Title: Manager, Compliance and AML, Data QualityRequisition ID: 218290Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.The Manager, Compliance and AML, Data Quality supports the development, implementation, and sustainment of the Data Quality/Issue Management Process for the AML Data Domain. This role...

  • Manager, Compliance and AML, Data Quality

    6 days ago

    Toronto, Ontario, Canada Scotiabank Full time

    Title: Manager, Compliance and AML, Data QualityRequisition ID: 219598Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.The Manager, Compliance and AML, Data Quality supports the development, implementation, and sustainment of the Data Quality/Issue Management Process for the AML Data Domain. This role...

  • Compliance and AML Manager

    6 days ago

    Toronto, Ontario, Canada Scotiabank Full time

    About the RoleWe are seeking an experienced professional to join our team as a Compliance and AML Manager.In this role, you will be responsible for supporting the development, implementation, and sustainment of the Data Quality/Issue Management Process for the AML Data Domain.The key responsibilities of this position include:Collaborating with stakeholders...

  • Bilingual (Spanish) Senior Manager, Compliance and AML Data

    4 weeks ago

    Toronto, Ontario, Canada Scotiabank Full time

    Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.Title: Bilingual (Spanish) Senior Manager, Compliance and AML DataRequisition ID: 217235The Senior Manager, Compliance and AML Data contributes to the overall success of the Compliance and AML Data team globally, ensuring specific individual goals, plans,...

  • AML Compliance Specialist

    6 days ago

    Toronto, Ontario, Canada Scotiabank Full time

    **Job Overview:**We are seeking a highly skilled AML Compliance Specialist to support the development, implementation, and sustainment of the Data Quality/Issue Management Process for the AML Data Domain.This role collaborates with stakeholders to improve data quality through roadmaps and remediation activities. The successful candidate will have a strong...

  • 15h Left: Manager, Compliance and AML, Data Quality

    2 weeks ago

    Toronto, Ontario, Canada Scotiabank Full time

    Title: Manager, Compliance and AML, Data QualityRequisition ID: 218290Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.The Manager, Compliance and AML, Data Quality supports the development, implementation, and sustainment of the Data Quality/Issue Management Process for the AML Data Domain. This role...

  • AML Compliance Specialist

    2 days ago

    Toronto, Ontario, Canada EQ Bank | Equitable Bank Full time

    Job DescriptionThe AML/ATF department within Compliance plays a crucial role in managing the Bank's AML/ATF risk through effective control implementation and monitoring. As a Senior Analyst, you will be responsible for ensuring our organization's adherence to regulatory standards through advanced data analysis, modeling, mining, and automation...

  • AML Compliance and Risk Management Expert

    4 days ago

    Toronto, Ontario, Canada Zurich Insurance Company Full time

    Role OverviewThis role will be based in Toronto and require weekly attendance at the Downtown office as part of a consulting project with an initial duration of 2 months, extendable to a year.Main Tasks:AML System Development: Design, configure, and maintain SAS AML 4.2 solutions to support the detection, investigation, and reporting of suspicious financial...

  • AML Compliance Expert

    2 days ago

    Toronto, Ontario, Canada Nexus Systems Group Inc. Full time

    Company OverviewNexus Systems Group Inc. is a leading provider of innovative solutions for the financial industry.We are seeking an experienced Audit and Compliance Professional to join our team in the role of AML Analyst.In this position, you will be responsible for ensuring that all clients have the necessary information required by regulatory bodies.Job...

  • AML Compliance Officer

    2 weeks ago

    Toronto, Ontario, Canada IFG - International Financial Group Full time

    We are seeking an AML Compliance Officer for 6 months contract, responsible for ensuring the organization's adherence to Anti-Money Laundering (AML) regulations and policies. This role involves monitoring transactions, conducting investigations, and implementing compliance strategies to mitigate financial crime risks. The officer will work closely with...

  • AML Compliance Officer

    6 days ago

    Toronto, Ontario, Canada TD Bank Full time

    We are looking for a qualified AML Compliance Officer to join our team. As a key member of our AML team, you will be responsible for ensuring compliance with regulatory requirements and developing effective AML/ATF/Sanctions/ABAC programs.Key Responsibilities:Conduct thorough reviews of customer due diligence and monitoring procedures.Develop and implement...

  • AML Compliance Analyst

    4 weeks ago

    Toronto, Ontario, Canada Manulife Full time

    The Anti-Money Laundering/Anti-Terrorist Financing (AML/ATF) Operations team is responsible for ensuring compliance with AML/ATF regulations on behalf of all Canadian domiciled entities of Manulife. This includes The Manufacturers Life Insurance Company, Manulife Investment Management Limited, Manulife Wealth, Manulife Investments and Manulife Bank and...

  • AML Compliance Manager for Canadian Banking

    5 days ago

    Toronto, Ontario, Canada Scotiabank Full time

    At Scotiabank, we're driven by our purpose to create a better future for our customers and their families. We're seeking an AML Compliance Manager for Canadian Banking who will play a critical role in ensuring the effectiveness of our Anti-Money Laundering (AML) and Sanctions program.About the RoleThe AML Compliance Manager will be responsible for planning...

  • Senior AML Compliance Officer

    2 days ago

    Toronto, Ontario, Canada Scotiabank Full time

    Job DescriptionParticipate in a team responsible for the Global Compliance Regulatory Compliance Management and Anti-money laundering/Anti-Terrorist Financing (AML/ATF) Program.Oversee and advise local Compliance and AML teams on key priorities of the Compliance and AML Program.Manage relationships between business strategies, plans, and initiatives and...

  • Senior Data Analyst

    4 days ago

    Toronto, Ontario, Canada Quantum Technology Recruiting Inc. (QTR) Full time

    Job Overview:Quantum Technology Recruiting Inc. (QTR) is seeking an experienced Senior Data Analyst - AML to develop and implement SAS-based solutions to support AML initiatives.Key Responsibilities:Analyze large financial datasets to optimize risk-based decision models.Collaborate with cross-functional teams to refine AML detection methodologies and...

  • AML Compliance Specialist

    2 days ago

    Toronto, Ontario, Canada First National Financial LP Full time

    We are looking for a highly skilled AML Compliance Specialist to join our team at First National Financial LP. As a key member of our AML Department, you will play a crucial role in ensuring our compliance with internal AML policies and procedures.Your primary responsibilities will include reviewing commercial mortgage files and documentation to identify...

  • Data-Driven AML Strategist

    2 days ago

    Toronto, Ontario, Canada Altis Technology Full time

    Job Description: As a Financial Crime Compliance Expert at Altis Technology, you will be responsible for designing and implementing robust SAS AML solutions that meet the evolving needs of the financial industry.Responsibilities:Develop and test SAS AML scenarios and ETL processes for AML data processingCollaborate with cross-functional teams to develop and...

  • Compliance Team Lead

    12 hours ago

    Toronto, Ontario, Canada BeachHead Full time

    Job Overview">We are seeking an experienced AML Team Lead to join our team at BeachHead. As a key member of our compliance team, you will be responsible for ensuring the effective implementation and maintenance of our anti-money laundering program.">Key Responsibilities:">Oversee the day-to-day operations of our anti-money laundering program.">Participate in...

  • AML Compliance Specialist

    7 days ago

    Toronto, Ontario, Canada EQ Bank | Equitable Bank Full time

    **Our Mission**At EQ Bank | Equitable Bank, we're dedicated to enriching people's lives by transforming the banking experience. Our commitment to inclusion and diversity makes us a leader in the financial industry.We're seeking a Senior Analyst Credit Risk Management to join our AML/ATF department within Compliance. This role is critical in managing the...