Manager, Centralized Branch Compliance Office
2 weeks ago
VIRTUAL61 - HomeRes - QC - BMO XXXXX Quebec,X0X 0X0
Supports the business/group leader in the effective implementation, maintenance and administration of first line of defense (1st LOD) programs (e.g., operational risk, AML, compliance, regulatory, etc.), including overseeing business operations within the jurisdiction to ensure adherence and efficiency. Contributes to a strong risk management culture through collaboration with other first line employees, and second & third line functions to ensure Compliance, AML or operational risks are identified, mitigated, monitored and reported on an ongoing basis.
- Fosters a culture aligned to BMO purpose, values and strategy and role models BMO values and behaviours in all that they do.
- Ensures alignment between values and behaviour that fosters diversity and inclusion.
- Regularly connects work to BMO's purpose, sets inspirational goals, defines clear expected outcomes, and ensures clear accountability for follow through.
- Builds interdependent teams that collaborate across functional and operating groups to create the highest value for all stakeholders.
- Attracts, retains, and enables the career development of top talent.
- Improves team performance, recognizes and rewards performance, coaches employees, supports their development, and manages poor performance.
- Supports multiple, varied business units with corresponding number of regulators.
- Monitors and advises on management of risk requirements within the defined risk appetite.
- Manages/supports large/complex risk programs/frameworks /projects/initiatives to ensure risks are appropriately mitigated and regulations adhered to.
- Monitors industry and legislative developments and continuously updates programs to ensure they are competitive and effective.
- Supports the position on regulatory compliance Issues by interpreting requirements (existing, new and emerging) and identifying, analysing and addressing resultant gaps and issues, including those raised through the review of change initiatives. Understands the identified risk exposures and supports the development of action plans required to mitigate identified risks.
- Supports the execution of strategic initiatives in collaboration with internal and external stakeholders.
- Builds effective relationships with internal/external stakeholders.
- Ensures alignment between stakeholders.
- Breaks down strategic problems, and analyses data and information to provide insights and recommendations.
- Monitors and tracks performance, and addresses any issues.
- Builds change management plans of varying scope and type; leads or participates in a variety of change management activities including readiness assessments, planning, stakeholder management, execution, evaluation and sustainment of initiatives.
- Monitoring to ensure that 1st line jobs are following defined processes and procedures.
- Develops, documents and maintains business/group procedures updating and obtaining approvals as regulations or the operating environment changes and communicates changes to the business/group & relevant stakeholder groups.
- Designs measurable sustainment strategies including assessing and recommending mitigations for industry/ segment-specific risks and prioritizing opportunities presented by internal and external stakeholders.
- Tracks exception/exemption requests and corresponding approvals.
- Facilitates training to ensure business unit employees fully understand requirements.
- Provides quality control for investigations, self-reports, examinations and independent reviews conducted by internal and external stakeholders, including regulators, providing verbal and written responses to requests for positions, action plans, information and/or documentation
- May act as the designated Primary Business Unit Compliance Officer (BUCO) and/or Anti-Money Laundering Reporting Officer for the operating group and is accountable to meet all program requirements (e.g., Operating Group Compliance Program, AML Program Framework).
- Builds awareness, knowledge, and skills and, as necessary, provides communication, practical tools and ongoing support including making presentations, to promote a culture of risk identification and management.
- Supports the management of 1st LOD program for the business/group in compliance with appropriate principles, standards & direction from the second line of defense groups. Includes developing and promoting program and ensuring the execution of all program components.
- Develops and maintains an understanding of the business/group strategies and objectives, products and services, internal and external stakeholders and business processes as well as the underlying infrastructure to identify and manage implications and risk exposures for the business/group.
- Identifies, investigates, analyzes, documents & mitigates program risks, taking into account jurisdictional issues, and raises any issues or concerns to senior leaders and other stakeholders.
- A
-
Branch Manager
3 days ago
Quebec City, Canada National Bank of Canada Full time**Your role** A career in management at National Bank means participating in the smooth running of your branch and ensuring daily listening and coaching. As Branch Manager, you are responsible for supporting and assisting the employees under your management in order to implement the Bank's strategic vision, while allowing your team to develop...
-
Branch Manager
1 week ago
Quebec City, Canada Desjardins Full timeAt Desjardins, we believe in equity, diversity and inclusion. We're committed to welcoming, respecting and valuing people for who they are as individuals, learning from their differences, embracing their uniqueness, and providing a positive workplace for all. At Desjardins, we have zero tolerance for discrimination of any kind. We believe our teams should...
-
Branch Manager
Found in: Adzuna CA C2 - 2 days ago
Mont-Laurier, Quebec, Antoine-Labelle, Canada Brandt Tractor Ltd. Full timeBrandt Tractor Ltd. has an exciting opportunity for a Branch Manager in our Mont-Laurier Construction & Forestry location. The successful candidate will responsible for managing all daily branch activities, and must be a highly motivated individual who possesses excellent communication and interpersonal skills. Duties and Responsibilities: - Achieve sales...
-
Branch Manager
1 week ago
City of Langley, Canada Graybar Canada Limited Full timeGraybar Canada is looking for peoplewith a desire to start a long-lasting career at one of the oldest and largest wholesale electrical distributors in Canada. Graybar Canada – a division of Graybar Electric US – is a leader in the distribution of high quality electrical, automation and telecommunications products that supports these operations through...
-
Branch Manager
1 week ago
City of Langley, Canada Graybar Canada Limited Full timeGraybar Canada is looking for peoplewith a desire to start a long-lasting career at one of the oldest and largest wholesale electrical distributors in Canada. Graybar Canada – a division of Graybar Electric US – is a leader in the distribution of high quality electrical, automation and telecommunications products that supports these operations through...
-
Branch Manager
1 week ago
City of Langley, Canada Graybar Canada Limited Full timeGraybar Canada is looking for peoplewith a desire to start a long-lasting career at one of the oldest and largest wholesale electrical distributors in Canada. Graybar Canada – a division of Graybar Electric US – is a leader in the distribution of high quality electrical, automation and telecommunications products that supports these operations through...
-
Branch Assistant, Summer 2024 Co-op, Quebec
2 days ago
Quebec City, Canada CIBC Full timeWe’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are...
-
Compliance Technician
6 days ago
Quebec City, Canada Crakmedia Full time**DATE** 25/04/2024 **DEPARTMENT** Administration **Compliance Technician**: **Job description**: **Compliance Technician**: At Crakmedia, we aim to become the performance marketing partner of choice worldwide. How do we do this? By using our creativity and digital marketing expertise to help our business partners promote their products and services....
-
Branch Manager
Found in: Adzuna CA C2 - 2 days ago
Québec, Quebec, Canada Brandt Tractor Ltd. Full timeReporting to the VP of Operations this role is responsible for managing all daily branch activities. This role demands a highly motivated individual with exceptional communication and interpersonal skills. The successful candidate will create a culture in prioritizing customer relationships and ensuring accountability within the team. DUTIES &...
-
Branch Supervisor
4 days ago
Quebec, Canada Strongco Full timeProvince: Quebec Branch: Baie-Commeau Employment Type: Full Time Number of Positions: 1 Share: SUMMARYThe Branch Supervisor is responsible for the overall viability and growth of the branch as well as house-keeping of facility. He or she will be responsible for Safety Programs and conducting monthly safety inspections, as well as for submitting safety...
-
Branch Supervisor
3 days ago
Quebec, Canada Strongco Full timeProvince: Quebec Branch: Baie-Commeau Employment Type: Full Time Number of Positions: 1 Share: SUMMARYThe Branch Supervisor is responsible for the overall viability and growth of the branch as well as house-keeping of facility. He or she will be responsible for Safety Programs and conducting monthly safety inspections, as well as for submitting safety...
-
Branch Supervisor
3 days ago
Quebec, Canada Strongco Full timeProvince: Quebec Branch: Baie-Commeau Employment Type: Full Time Number of Positions: 1 Share: SUMMARYThe Branch Supervisor is responsible for the overall viability and growth of the branch as well as house-keeping of facility. He or she will be responsible for Safety Programs and conducting monthly safety inspections, as well as for submitting safety...
-
Grants Compliance Manager
5 hours ago
Quebec, Canada ROME GROUP Full timeBy bringing people and organizations together to solve our region’s most pressing issues, United Way of Greater St. Louis is making our community a better place to live, work, and thrive. It’s more than a day job. It’s a mission. Come work with us! The Grants Compliance Manager is responsible for shaping organizational strategy by continuous...
-
Grants Compliance Manager
5 hours ago
Quebec, Canada ROME GROUP Full timeBy bringing people and organizations together to solve our region’s most pressing issues, United Way of Greater St. Louis is making our community a better place to live, work, and thrive. It’s more than a day job. It’s a mission. Come work with us! The Grants Compliance Manager is responsible for shaping organizational strategy by continuous...
-
Safety & Compliance Coordinator
3 days ago
Quebec City, Canada C.A.T. inc. Full timeFull Time - Quebec - Posted 9 months ago - At C.A.T. you will help us deliver the C.A.T. Experience. _ - C.A.T. Inc, is one of North America’s largest and fastest growing transportation companies. With our over 42 year history, we are proud to continue to serve top tier customers across Canada, USA & Mexico. Our story began in a small town in the province...
-
Asset Management
2 days ago
Quebec City, Canada National Bank of Canada Full timeA career as a Wealth Management Assistant at National Bank, your ability to work in synergy with clients and colleagues will be showcased. In this role, you will help investment advisors to stand out by offering exceptional customer service that will have a positive, long-term impact on our clients: more specifically we think the Lachance team. **Your...
-
Regional Service Manager
1 week ago
Quebec City, Canada Strongco Full time**Province**: Quebec **Employment Type**: Full Time **Number of Positions**:1 **SUMMARY** Responsible for the After-Sales service activities, processes, and standards of a specific region. Supports branches to achieve service department delivery targets, service levels, key performance indicators and operational effectiveness. Delivers actionable...
-
Project Manager
3 days ago
Quebec City, Canada The Group Master Full time**Master, for over 70 years** We lead in HVAC-R and have been recognized among Canada's best-managed companies since 2010. As the foremost private HVAC-R distributor in the nation, we have over 1,300 active employees across 55+ branches, 4 distribution centers, spanning from British Columbia to the Atlantic provinces, and nearly 30 branches in the United...
-
Advisor, Legal and Regulatory Compliance, OCRI
Found in: Talent CA C2 - 2 days ago
Québec City, Canada Desjardins Full timeAs a legal and regulatory compliance advisor, you help design, institute and coordinate the compliance framework and enforce related rules. You help ensure that oversight measures such as officer and employee behaviours comply with the organization’s standards. You advise and assist clients and partners as part of intervention and development initiatives....
-
Advisor, Legal and Regulatory Compliance, OCRI
Found in: Talent CA C2 - 2 days ago
Québec City, Canada Desjardins Full timeAs a legal and regulatory compliance advisor, you help design, institute and coordinate the compliance framework and enforce related rules. You help ensure that oversight measures such as officer and employee behaviours comply with the organization’s standards. You advise and assist clients and partners as part of intervention and development initiatives....
