Business Solutions Expert, Trade Surveillance

6 months ago


Toronto, Canada Scotiabank Full time

Requisition ID: 177318

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

**Business Solutions Expert - Trade Surveillance Listed Products**

Scotiabank’s Information Technology and Solutions provides global technology solutions support to each of our core businesses - Domestic Banking, International Banking, Global Banking & Markets and Global Wealth & Insurance. Our technology-based solutions enable Scotiabank to achieve sustained profitable growth and a competitive advantage.

The Business Solution Expert is a key position in the GBME - Compliance Engineering team. The incumbent will be responsible for supporting and delivering system solutions for Global Compliance Trade Surveillance. In this role, you will be a lead analyst in conducting analysis, design, and development of the Trade Surveillance platforms and supporting functions to support business needs.

**Is this role right for you?**
- Lead and support the implementation of technology solutions and enhancements for Trade Surveillance for Listed Products - Drive the strategy to transform the current Trade Surveillance platforms using new technologies and tools that best support the business need
- Manage and provide ongoing support for Listed Products Trade Surveillance (system integration, perform initial diagnosis, design processes, and suggest robust solutions) - enable continuous improvements to operations and develop KPIs to track against
- Effectively communicate and build rapport with all team members and stakeholders, including various technology teams and vendors - actively build and maintain a strong working relationship with the business, anticipating their needs and drive the strategy of the department
- Produce effort estimates with detailed breakdown for analysis and requirements-related activities.
- Oversee and provide input throughout creation, delivery, and maintenance of key artefacts such as requirements and testing documentations
- Drive a robust testing practice including strategy, planning, execution, monitoring and closure of test activities
- Oversee and manage issue escalation and resolution, as well as ongoing monitoring and assessment to mitigate risks and monitor and track progress
- Provide coaching, development, succession, recruitment, resource management, team leadership, input into performance and development plans

**Do you have the skills that will enable you to succeed in this role?**
- 8+ years of relevant IT and industry work experience in Trade Surveillance or Capital Markets.
- Strong knowledge of various financial products including derivatives
- Strong diagnostic skills followed by good ability to evaluate options/alternatives and develop solutions/recommendations for solutions to complex and multi-dimensional problems/issues.
- Experience in data analytics - experience using Python, and Elasticsearch.
- Excellent communication and presentation skills to manage stakeholder relations, and work with cross-departmental teams - ability to communicate effectively depending on the audience.
- Previous knowledge or experience with **Nasdaq Trade Surveillance **is an added advantage.

**What's in it for you?**
- We have an inclusive and collaborative working environment that encourages creativity, curiosity, and celebrates success
- We provide you with the tools and technology needed to create beautiful customer experiences
- You'll get to work with and learn from diverse industry leaders, who have hailed from top technology companies around the world
- We offer a competitive total rewards package that includes a base salary, a performance bonus, company matching programs (on pension & profit sharing), generous vacation, personal & sick days, personal development funding, maternity leave top-up, parental leave and much more.

Li-Hybrid

ScotiaTechnology

ScotiaRed

CapitalMarketstech

Location(s): Canada : Ontario : Toronto

Scotiabank is a leading bank in the Americas. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.



  • Toronto, Ontario, Canada Trade Compliance Recruiting Solutions Full time

    Job OverviewWe are seeking a highly skilled Trade Compliance Expert to join our team at Trade Compliance Recruiting Solutions. This role is 100% on-site in the University of Toronto, Mississauga campus area, offering flexible working hours.ResponsibilitiesServe as the subject matter expert in Trade Compliance for this global company.Take full responsibility...


  • Toronto, Ontario, Canada Scotiabank Full time

    Key ResponsibilitiesThe Senior Compliance Officer, Trade Surveillance will directly conduct capital markets trading related surveillance, monitoring, and support for the Global Banking and Markets & Treasury business division of Scotiabank. This role is responsible for carrying out certain Tier 2 compliance activities for assigned internal business groups in...


  • Toronto, Ontario, Canada Scotiabank Full time

    Job OverviewA high-profile opportunity has arisen for an accomplished Compliance Trade Surveillance Lead to join Scotiabank's dedicated team of experts. The successful candidate will play a pivotal role in leading the development and implementation of comprehensive trade surveillance programs, ensuring adherence to regulatory requirements and industry best...


  • Toronto, Ontario, Canada Trade Compliance Recruiting Solutions Full time

    Job DescriptionHiring for a Cross-Border Trade Compliance Specialist to work on-site at the University of Toronto, Mississauga campus. As the subject matter expert in Trade Compliance, you will ensure compliance with all Customs/Gov't related inquiries.Responsibilities:Be the SME for all Trade Compliance-related mattersFull responsibility for all...


  • Toronto, Canada Scotiabank Full time

    Requisition ID: 205599 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose The objective of the Senior Compliance Officer (SCO) is to directly conduct capital markets trading related surveillance, monitoring and support for the Global Banking and Markets & Treasury (“GBM&T”) business...


  • Old Toronto, Canada Murex Full time

    Murex is a global fintech leader in trading, risk management, and processing solutions for capital markets.About UsOperating from 19 offices, our team of 3,000 professionals from over 60 nationalities ensures the development, implementation, and support of our platform used by banks, asset managers, corporations, and utilities worldwide.We are seeking an...


  • Toronto, Canada Scotiabank Full time

    Requisition ID: 203745 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose Lead a dynamic team of compliance professionals responsible for multijurisdictional trade surveillance (including exchange traded and over the counter products) of the activities conducted by the Wealth Management and...


  • Toronto, Ontario, Canada Scotiabank Full time

    Job SummaryScotiabank is seeking an experienced professional to lead our global trade surveillance program. As a Director, Global Compliance Trade Surveillance, you will be responsible for developing and implementing strategies to ensure compliance with regulatory requirements.About the RoleThis is a critical leadership position that requires strong...


  • Toronto, Canada Scotiabank Full time

    Requisition ID: 208545 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose** Contributes to the overall success of the Global Compliance Trade Surveillance Department (“GCTS”) within Global Banking and Markets & Treasury (“GBM&T”) Compliance in Canada, ensuring specific individual goals,...


  • Toronto, Canada BMO Financial Group Full time

    100 King Street West Toronto Ontario,M5X 1A1 **Note this is a 1-year contract opportunity.** BMOII’s Trade Surveillance team within the Legal, Regulatory, Compliance and Procurement Group (LRCP) has an opening for an Associate Compliance Officer (1-year contract) who will be responsible for conducting daily and monthly trade surveillance activities for...


  • Old Toronto, Canada Scotiabank Full time

    Job SummaryScotiabank is seeking a seasoned Compliance Officer to join our team as a Global Surveillance Expert. In this role, you will be responsible for conducting capital markets and retail trading related surveillance and supporting the Global Banking and Markets & Treasury business divisions.Key ResponsibilitiesChampion a customer-focused culture to...


  • Toronto, Canada TAO Digital Solutions Full time

    We are seeking an experienced Senior Bond Trading Solutions Designer with a strong background in financial services technology to join TAO Digital Solutions.Key ResponsibilitiesSolution Design: Develop and implement innovative solution architectures for bond trading platforms, focusing on scalability, performance, and security.Stakeholder Collaboration:...


  • Toronto, Canada Scotiabank Full time

    Requisition ID: 188102 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **_ Purpose_** Contributes to the overall success of the Global Compliance Trade Surveillance Department (“GCTS”) within Global Banking and Markets & Treasury (“GBM&T”) Compliance in Canada, ensuring specific individual...


  • Toronto, Canada TAO Digital Solutions Full time

    Job DescriptionWe are seeking a highly experienced Technical Bond Trading Solutions Specialist to join our team at TAO Digital Solutions.The successful candidate will have a strong background in bond trading and financial services technology, with hands-on experience in designing and implementing trading systems for financial markets, particularly bond...


  • Toronto, Canada Scotiabank Full time

    Requisition ID: 189302 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **_ Purpose_** Contributes to the overall performance of the Global Compliance Trade Surveillance Department (GCTS) within Global Banking and Markets & Treasury (“GBM&T”) Compliance in Canada. Activities are focused on specific...


  • Toronto, Canada Fidelity Investments Full time

    Job Description About Us: Fidelity Clearing Canada (FCC) is the leading independent clearing broker and custodian in the Canadian market. We provide trade execution, clearing, custody and back-office support services to Canadian-based brokerage firms and the Canadian brokerage arms of U.S.based firms. For more information about Fidelity Clearing Canada,...


  • Toronto, Ontario, Canada Manulife Full time

    Company OverviewManulife Financial Corporation is a leading international financial services group that provides financial advice, insurance, and wealth and asset management solutions for individuals, groups, and institutions.We operate as Manulife across our offices in Asia, Canada, and Europe, and primarily as John Hancock in the United States. We serve...


  • Toronto, Canada Delpath Full time

    Job Description:As a Capital Markets Business Solutions Expert at Delpath, you will have the opportunity to leverage your technical expertise and business acumen to drive solutions in the fast-paced world of FX options. With a strong focus on delivering high-quality results, you will be responsible for analyzing complex requirements, generating technical...


  • Toronto, Ontario, Canada Amazech Solutions Full time

    About Amazech SolutionsWe are a fast-growing IT solutions and staffing company based in the Dallas Fort Worth Metroplex.As a trusted partner to various clients, we take pride in being an employee-centric organization.Job OverviewWe are seeking a highly skilled Senior Business Analyst to join our team in Toronto, ON.Key Responsibilities:Lead Workshops:...

  • Surveillance Officer

    6 months ago


    Toronto, Canada CIRO OCRI Full time

    **Position Title: Surveillance Officer (ID)** **Department: Market Surveillance** **Region: Toronto** **Status: Permanent Full-Time (Hybrid)** As a vital member of the Market Surveillance team, you will utilize cutting edge technology and data analysis techniques to monitor trading, protect market integrity and administer CIRO's UMIR rules. You’ll gain...