Tds Operations Analyst Iii

2 weeks ago


Toronto, Canada TD Bank Full time

413057BR

Securities / Wholesale Banking

Toronto, ON

June 30, 2023

Company Overview

Department Overview

The Regulatory Reporting Group (RRG) has operational oversight to ensure compliance standards are being met for numerous regulatory reporting mandates globally, on behalf of TDS.
The team is responsible for maintaining BAU functions, delivering against Change Initiatives and driving efficiencies aimed at providing a robust, scalable and flexible infrastructure, whilst maintaining and managing the risk appetite.
- With more than 3,500 people in 13 offices around the world, TD Securities provides a wide range of capital market products and services to corporate, government and institutional clients who choose us for our knowledge, innovation and experience in the following key areas of finance:
Investment and Corporate Banking
- Capital Markets
- Interest Rate, Currency and Derivative Products
- Commodities
- Global Trade Finance
- Our services include the underwriting and distribution of new debt and equity issues, providing advice on strategic acquisitions and divestitures, and executing daily trading and investment needs.

**Job Description**:
The position requires the selected individual to manage the regulatory reporting process, as well as liaising between multiple internal parties to analyze and resolve open items / issues and additional requirements impacting regulatory trade reporting, as they arise.
Duties Include ensuring the team achieves the following:

- The position requires the selected individual to facilitate detailed requirement discussions across stakeholder groups and promote optimal testing plan/strategies as related to regulatory reporting change needs
- Able to formulate recommendations regarding delivery/implementation approaches to regulatory reporting initiatives
- Strong data analysis
- Facilitating meetings between multiple stakeholders and decision makers to ensure projects are appropriately tracked and delivered on time
- Define resolution plans with all stakeholders and ensure completion is achieved with agreed upon SLAs
- Prepare and submit regulatory reports to regulators and other entities, from a wide range of internal departments
- Provide progress reports to senior management, clearly stipulating constraints, dependencies and delays that may impact overall delivery
- Manage development of action plans pertaining to changes / additions to all regulatory requirements
- Identify opportunities for process efficiencies and automation of manual tasks
- Advanced data manipulation skills - ability to investigate and derive findings/conclusions from large data sets
- Familiarity with Python and/or other data analytics tools is an asset
- Facilitate a smooth transition into BAU (e.g. ongoing processes exist, viable workarounds identified for any defects, handover of ownership)

**Requirements**:

- Solid knowledge of Capital Markets and willingness to continue enhancing knowledge
- Solid knowledge of trade life cycle
- Prefer working knowledge of G20 regulations or background in a related regulatory field
- Strong relationship management skills required to handle both internal and external stakeholders
- Detail-oriented with the ability to work independently with competing priorities in a fast-paced environment
- Experience with client data systems and processes is preferred
- Effective leadership skills in motivating a team to meet / exceed deliverables and promoting an environment for growth
- University Degree

Hours

37.5

Inclusiveness

At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live and serve. If you require an accommodation for the recruitment/interview process (including alternate formats of materials, or accessible meeting rooms or other accommodation), please let us know and we will work with you to meet your needs.



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