Associate, Compliance, Financial Crimes

3 weeks ago

Halifax, Canada MUFG Investor Services Full time

Company Description

About MUFG Investor Services:
MUFG Investor Services provides asset servicing solutions to the global investment management industry. Leveraging the financial and intellectual capital of MUFG - one of the largest banks in the world with $2.8 trillion in assets - we provide clients access to a range of leading solutions from fund administration, middle-office outsourcing, custody, foreign exchange, trustee services and depository to securities lending and other banking services.

With a diverse and dynamic network of offices across the globe, MUFG Investor Services provides challenging and rewarding careers. We achieve this by offering continuous learning and development, collaborative team work environment, promotion of work-life integration, and exposure to a wide variety of work.

Imagine your future at MUFG Investor Services where you can grow professionally, in a diverse and inclusive workplace that rewards your contribution.

LI-Hybrid

**Job Description**:
Reporting to the Director, Compliance, a list of your responsibilities will include:

- Ensure MUFG conducts business operations in full compliance with all relevant national and international laws and regulations as well as professional standards, accepted business practices, and internal standards
- Ensure that we meet our ongoing customer and transaction screening obligations as it relates to its banking and fund administration licences
- Review all incoming and outgoing payments captured in the compliance sanctions queue
- Investigate sanction alerts and adverse media hits' on the MUFG customer base and initial decision
- Ensure compliance with the AML/CTF/CPF Framework in place, across all relevant departments and jurisdictions
- Identify issues and ensure appropriate action is taken or escalated
- Complete reports to assist line manager and wider department
- Work the hours to ensure that all payments to and from the bank have been reviewed and actioned

**Qualifications**:

- 2+ years’ experience within an AML / Compliance / Banking role or similar
- Relevant undergraduate degree or other third level qualification
- Have or working towards a formal qualification in Compliance e.g. ACAMS or ACOI
- Knowledge of Cayman Islands financial services laws, regulations and codes would be beneficial

Additional Information

At MUFG Investor Services, we are exceptionally proud of our approach to Hybrid Working. It enables the flexibility to thrive from wherever our employees work and, stay connected to their team and our culture. When we make Hybrid Working plans, we get to know the individual and pride ourselves in underpinning all our decisions with fairness and consistency.

MUFG Investor Services provides all of its employees with an extremely attractive compensation package. In addition to base salary, there is a group medical insurance scheme, group pension scheme, reimbursement of professional subscriptions, paid holidays and assistance towards gym memberships.

MUFG is an equal opportunity employer.

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