Compliance Officer

2 weeks ago

Burlington, Canada Royal Bank of Canada Full time

**Job Summary**

**What is the opportunity?**

Reporting to the Manager, PayEdge Compliance Dept. This position is primary responsible for handling PayEdge enrollment requests. Enrollments are managed with a high level of co-ordination, exceptional communication skills between clients and service partners, commitment to transparency, organization and ability to set clear expectations that ensure we meet our clients with a smooth and seamless on-boarding experience. All responsibilities carried out in accordance with Code of Conduct, RBC Values and Guiding Principles ensuring adherence to Privacy Principles.

**What will you do?**
- Perform high quality Know Your Client (KYC) and Client Due Diligence tasks inclusive of data input, research and analysis, monitoring and periodic reviews, and tracking of KYC records during a new onboarding client or re-assessing an existing client as required by business in an efficient manner.
- Conduct Customer Due Diligence (CDD) reviews using various internal and external databases of client account activity, internet research, and client profile information.
- Maintain an understanding of Proceeds of Crime (Money Laundering) and Terrorist Financing Act, its regulations, and regulatory guidance published by FINTRAC.
- Perform a broad range of money laundering investigation related activities in support of Anti-Money Laundering (AML) and Anti-Terrorist Financing (ATF) regulations designed to detect and report on red flags related to financial-related crimes (money laundering, terrorist financing, fraud, and sanctions violations).
- Keep abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts.
- Identify potential efficiency gains on an ongoing basis and maintain a continuous process efficiency mind set.
- Assist in the maintenance of documentation, appropriate recordkeeping, and due diligence in accordance with RBC and regulatory requirements.
- Adhere to all established SLA and procedures to ensure on time and accurate completion of work as required by the business.

**What do you need to succeed?**

**Must have**:

- 2-4 years of relevant experience in regulatory compliance or operations role
- Knowledge of requirements to onboard new clients
- Client focus mindset
- Strong interpersonal and communication skills
- Proactive and self-driven, creative and strategic thinker

**Nice-to-have**:

- Bilingual (English/French)
- ACAMS certification

**What’s in it for you?**

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
- Leaders who support your development through coaching and managing opportunities
- Ability to make a difference and lasting impact
- Work in a dynamic, collaborative, progressive, and high-performing team
- Flexible work/life balance options
- Opportunities to do challenging work
- Opportunities to take on progressively greater accountabilities

LI-Hybrid

LI-POST

**Job Skills**

Audits Compliance, Critical Thinking, Data Gathering Analysis, Decision Making, Industry Knowledge, Internal Controls, Interpersonal Relationship Management, Product Services, Risk Management, Strategic Thinking

**Additional Job Details**

**Address**:
1006 SKYVIEW DR:BURLINGTON

**City**:
BURLINGTON

**Country**:
Canada

**Work hours/week**:
37.5

**Employment Type**:
Full time

**Platform**:
Technology and Operations

**Job Type**:
Contract (Fixed Term)

**Pay Type**:
Salaried

**Posted Date**:
2024-04-03

**Application Deadline**:
2024-04-17

**I**nclusion** and Equal Opportunity Employment**

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.

**Join our Talent Community**

Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.

  • Compliance Officer

    4 weeks ago

    Burlington, Canada Royal Bank of Canada Full time

    **Come Work with Us!** At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work...

  • Compliance Officer

    3 weeks ago

    Burlington, Ontario, Canada RBC - Royal Bank Full time

    Job SummaryJob DescriptionWhat is the opportunity? Reporting to the Manager, PayEdge Compliance Dept. This position is primary responsible for handling PayEdge enrollment requests. Enrollments are managed with a high level of co-ordination, exceptional communication skills between clients and service partners, commitment to transparency, organization and...

  • Audit & Compliance Officer, Equipment Finance

    4 weeks ago

    Burlington, Canada TD Bank Full time

    404235BR Commercial Banking Burlington, ON March 24, 2023 Company Overview Department Overview - TD Equipment Finance (TDEF), within the Specialized Finance Group of the Business Bank is a center of excellence for the bank where the primary role is providing equipment financing (leases and loans) to eligible business clients.**Job Description**: TD...

  • Audit & Compliance Officer, Equipment Finance

    4 weeks ago

    Burlington, Canada TD Bank Full time

    **TD Description** Stay current and competitive. Carve out a career for yourself. Grow with us. **Department Overview** - TD Equipment Finance (TDEF), within the Specialized Finance Group of the Business Bank is a center of excellence for the bank where the primary role is providing equipment financing (leases and loans) to eligible business clients.- TD...

  • Compliance Manager

    4 weeks ago

    Burlington, Canada Children's Education Funds Inc. Full time

    **Position Overview**: The Compliance Manager reports to the Chief Compliance Officer (CCO) and will be responsible for helping maintain the integrity of the firm by ensuring compliance with all regulatory requirements as well as internal policies and procedures. This position will support the maintenance of the Compliance Program that ensures adherence to...

  • Human Resources Compliance Specialist

    4 weeks ago

    Burlington, Canada Edge Imaging Inc Full time

    **HR Compliance Specialist** **Reports to: Director of Human Resources** **About Edge** Edge Imaging is the leading Canadian school Photography Company. Edge is made up of over 400 employees with countless years of digital capture and school photography experience. Our state-of-the-art photo lab and customer care centre are located in Burlington, Ontario....

  • Senior Compliance Analyst

    3 weeks ago

    Burlington, Canada TransUnion LLC Full time

    What We'll Bring: At TransUnion, we are dedicated to finding ways information can be used to help people make better and smarter decisions. As a trusted provider of global information solutions, our mission is to help people around the world access the opportunities that lead to a higher quality of life, by helping organizations optimize their risk-based...

  • Senior Compliance Analyst

    7 days ago

    Burlington, Canada TransUnion Full time

    Senior Compliance Analyst (Bilingual French) page is loaded Senior Compliance Analyst (Bilingual French) Apply locations Burlington, Canada time type Full time posted on Posted 9 Days Ago job requisition id 19029576 TransUnion's Job Applicant Privacy Notice What We'll Bring:At TransUnion, we are dedicated to finding ways...

  • Senior Compliance Analyst

    7 days ago

    Burlington, Canada TransUnion Full time

    Senior Compliance Analyst (Bilingual French) page is loaded Senior Compliance Analyst (Bilingual French) Apply locations Burlington, Canada time type Full time posted on Posted 9 Days Ago job requisition id 19029576 TransUnion's Job Applicant Privacy Notice What We'll Bring:At TransUnion, we are dedicated to finding ways...

  • Senior Compliance Analyst

    1 week ago

    Burlington, Canada TransUnion Full time

    Senior Compliance Analyst (Bilingual French) page is loaded Senior Compliance Analyst (Bilingual French) Apply locations Burlington, Canada time type Full time posted on Posted 9 Days Ago job requisition id 19029576 TransUnion's Job Applicant Privacy Notice What We'll Bring:At TransUnion, we are dedicated to finding ways...

  • Senior Analyst, Compliance and Risk Management

    7 days ago

    Burlington, ON, Canada TransUnion Full time

    Senior Compliance Analyst (Bilingual French) page is loaded Senior Compliance Analyst (Bilingual French) Apply locations Burlington, Canada time type Full time posted on Posted 9 Days Ago job requisition id 19029576 TransUnion's Job Applicant Privacy Notice At TransUnion, we are dedicated to finding ways information can be used to help people make...

  • Senior Compliance Analyst

    7 days ago

    Burlington, ON, Canada TransUnion Full time

    Senior Compliance Analyst (Bilingual French) page is loaded Senior Compliance Analyst (Bilingual French) Apply locations Burlington, Canada time type Full time posted on Posted 9 Days Ago job requisition id 19029576 TransUnion's Job Applicant Privacy Notice What We'll Bring: At TransUnion, we are dedicated to finding ways information can be used...

  • Officer, Animal Control

    4 weeks ago

    Burlington, Canada City of Burlington, Ontario Full time

    **Description**: **Working for the City of Burlington** A great career is closer than you think. Come work for the City of Burlington, where you’ll be joining an innovative and progressive workplace focused on building a 21st century city that respects the diversity of our residents, visitors, and employees; and prioritizes continuous opportunities for...

  • Employee and Labour Relations Officer

    5 days ago

    Burlington, Canada Halton Catholic District School Board Full time

    This is a full-time, thirty-seven and a half (37.5) hour per week position with duties effective immediately. **LOCATION**:Human Resources Services, Catholic Education Centre, Burlington **EFFECTIVE DATE**:Immediately **SALARY**:Salary Band 5 ($80,937 to $91,074 per annum) **JOB SUMMARY**: Under the direction of the Manager, Employee and Labour Relations,...

  • Financial Control Officer

    4 weeks ago

    Burlington, Canada Elite Transport & Warehousing Inc Full time

    Education: Bachelor's degree - Experience: 3 years to less than 5 years **Tasks**: - Plan, set up and administer accounting systems - Train staff - Arrange training for staff - Ensure accuracy and compliance to accounting standards, procedures and internal control - Prepare financial information for individuals, departments or companies - Prepare reports...

  • Chief Financial Officer

    1 week ago

    Burlington, Canada Sheehan's Truck Centre Inc. Full time

    Sheehan’s Truck Centre is a well established family owned/operated Volvo heavy truck dealership. The CFO directs the dealership's financial planning and accounting practices, as well as its relationship with lending institutions, and the financial community, and will participate in key decisions as a member of the executive management team. Essential...

  • Chief Financial Officer

    1 week ago

    Burlington, Canada Sheehan's Truck Centre Inc. Full time

    Sheehan’s Truck Centre is a well established family owned/operated Volvo heavy truck dealership. The CFO directs the dealership's financial planning and accounting practices, as well as its relationship with lending institutions, and the financial community, and will participate in key decisions as a member of the executive management team. Essential...

  • Chief Financial Officer

    1 week ago

    Burlington, Canada Sheehan's Truck Centre Inc. Full time

    Sheehan’s Truck Centre is a well established family owned/operated Volvo heavy truck dealership. The CFO directs the dealership's financial planning and accounting practices, as well as its relationship with lending institutions, and the financial community, and will participate in key decisions as a member of the executive management team. Essential...

  • Chief Operating Officer

    4 weeks ago

    Burlington, Canada Norclay Manufacturing Full time

    Reporting to the President, this position will plan, direct, and oversee all operational initiatives for the current and future needs of the business. If you have senior level management experience in operations, coupled with manufacturing experience, this is an outstanding opportunity to join a well-established and growing company. **Duties and...

  • Administrative Assistant

    5 days ago

    Burlington, Canada Raymond James Financial, Inc. Full time

    **Administrative Assistant** - 2401647 Strong Private Wealth of Raymond James Ltd. is seeking an experienced Administrative Assistant to work in our Burlington office. Raymond James Ltd. is one of Canada’s leading full-service independent investment dealers offering high-quality investment products and services to Canadians seeking customized personal...