Analyst, Compliance and Risk Management

3 weeks ago

Toronto, Canada KPMG Full time

Overview:
At KPMG, you’ll join a team of diverse and dedicated problem solvers, connected by a common cause: turning insight into opportunity for clients and communities around the world.

Our Compliance & Risk Management Group in Business Enablement Services is looking for an Analyst, Risk Management, to join our growing team. The Compliance & Risk Management Group helps ensure the firm and its personnel are in compliance with Professional, Regulatory, and KPMG Global policies and standards. This role focuses on monitoring for compliance with standards and policies pertaining to personal independence, including those established by the Securities and Exchange Commission (SEC), Public Company Accounting Oversight Board (PCAOB), CPA Code of Professional Conduct (CPA Code), IESBA Code of Ethics for Professional Accountants (IESBA Code) and American Institute of Certified Public Accountants (AICPA).

This is a remote position.

What you will do:

- Conduct personal independence compliance audits, monitoring for compliance with firm and professional independence standards.
- Assess, summarize, and escalate potential policy breaches to the Compliance Manager.
- Assist partners and staff with other compliance tasks as required.
- Provide support on ad-hoc project work.
- Assist with the development of other operational/project documentation.

At times, business needs arise, and employees are required and agree to work beyond their normal workday or work week to fulfill the accountabilities required for their job. Likewise, people need time to devote to personal matters, and our approach to flexibility provides for this.

What you bring to this role:

- Post-Secondary education in a related discipline, or equivalent work experience in an administrative function with a background in business or finance preferred.
- Proficient written and verbal communication skills including the ability to respond promptly and professionally to requests and inquiries.
- Experience working in a high-volume work environment with the ability maintain high quality deliverables while prioritizing and working under pressure.
- Ability to work independently with mínimal supervision and collaboratively as part of a remote team.
- Experience engaging with senior level stakeholders, and the ability to build and maintain professional relationships at all levels of the organization.
- The ability to handle sensitive/confidential information appropriately.
- Proficiency with Microsoft suite of products, including advanced skills with Excel (specifically VLOOKUP and pivot table).
- Proficiency in English at a business level is required.

**KPMG BC Region Pay Range Information**

The expected base salary range for this position is $53,000 to $79,500 and may be eligible for bonus awards. The determination of an applicant’s base salary within this range is based on the individual’s location, skills & competencies, and unique qualifications. In addition, KPMG offers a comprehensive and competitive Total Rewards program

**Providing you with the support you need to be at your best**

For more information about KPMG in Canada’s Benefits and well-being, click here.

Our Values, The KPMG Way:
**Integrity**, we do what is right | **Excellence**, we never stop learning and improving | **Courage**, we think and act boldly | **Together**, we respect each other and draw strength from our differences | **For Better**, we do what matters

If you have a question about accessible employment at KPMG, or to begin a confidential conversation about your individual accessibility or accommodation needs through the recruitment process, we encourage you to visit our accessibility page.

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