Counselor, Compliance

5 months ago

Toronto, Canada Fiera Capital Full time

At Fiera Capital

We invest in creating a culture of purpose that makes our people feel valued, cared for, seen, and heard. Our approach to employee experience is tailored to your needs and ambitions:

- Your Inclusive Experience: We are committed to cultivating an inclusive, safe, and trusting work environment.
- Your Growth & Empowerment: We have ambitious growth goals for our firm, which makes us a great place to advance your career.
- Your Rewards & Recognition: We deeply value our people and their contributions and that’s reflected in our competitive compensation and benefits packages and our collaborative culture.
- Your Wellness Your Way: We strive to create a healthy work environment and we offer programs designed to support our employees’ wellbeing.

What we are looking for:
Under the supervision of the Director of Compliance, the Counselor, Compliance ensures that the team’s operations and core responsibilities are running smoothly and actively participates in the team’s shared tasks and projects. The Counselor’s main duties will consist of assisting the Director with monitoring and testing regulatory controls and collaborating on requests concerning the compliance control framework and various compliance programs, all with the goal of ensuring that the company honours its regulatory obligations.

Your responsibilities:
- Participate in identifying, managing and documenting controls related to regulatory compliance obligations.- Participate in testing the structure and evaluate the effectiveness of new and modified controls with the control officers.- Work with control owners to support the continuous improvement and implementation of new controls as regulatory requirements evolve.- Participate in other duties as needed such as: certain regulatory filings, request from clients and business partners for due diligence and requests requiring the team’s expertise, updating compliance manual and related policies as well as various tasks and projects.- Maintain a working knowledge of the compliance regulations, policies and procedures of the company and its affiliates, and stay current with best practices in the industry.

Must have requirements to be successful in this role:
- Bachelor’s degree in a relevant discipline (finance, business administration, accounting, etc.);- Canadian Securities Course (CSC) or any other course related to the securities or asset management industry;- At least five years of experience in the financial services industry, asset management preferred;- Understanding of the compliance and regulatory framework and industry best practices;- Knowledge of internal controls pertaining to asset managers;- Ability to work independently and interact effectively with others;- Strong organizational skills and demonstrated ability to manage simultaneous priorities;- Ability to exercise diligence, diplomacy and discretion when dealing with confidential information;- For Montreal, excellent communication skills in French and English, both spoken and written are required. For Toronto, excellent communications skills in English, both spoken and written are required.

Additional Information:
- Fiera Capital adheres to a hybrid working environment with 3 days in-office per week#LI-Hybrid

For positions available in Quebec that require fluency in French and English, please note that bilingualism is required due to our global offices and clients.

Fiera Capital subscribes to the principle of employment equity. Our staff is our most valuable asset, and our goal is to create an inclusive and equitable environment where everyone can reach their true potential.

We are an Equal Opportunity Employer and do not discriminate against any employee or applicant for employment because of race, color, sex, age, national origin, religion, sexual orientation, gender identity, status as a veteran, and basis of disability, genetic information, or any other federal, state, or local protected class. Fiera Capital will not tolerate any form of discrimination or harassment.

Please stay vigilant and never share personal or confidential information during this hiring process unless it is through Mintz Global Screening, the secured platform we use to exchange such information. If in doubt, or if you think you have been a victim of fraudulent manoeuvres during your hiring process, please contact us.

Please note that job title indicated in job postings may differ from internal job titles. Accordingly, offers of employment may not reflect job titles indicated in job postings.

We thank all applicants for their interest in a career with Fiera Capital. We will only communicate with those selected for an interview.

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