
Chief Compliance Officer
4 days ago
**Job Vacancy - Chief Compliance Officer**
**Permanent, Full-Time or Part-Time**
**$150,000-$160,000 per year (Based on FT Hours)**
Remote or in Campbell River, Comox, or Victoria
**Who we are**
Located in beautiful Campbell River, BC, Alitis Investment Counsel is an employee-owned boutique investment firm focused on outstanding client service, intelligent financial strategies, and a hands-on approach. Established in 2009, Alitis emerged in response to the demand for investment solutions designed to protect investors against market fluctuations. Inspired by the investment strategies of the world's leading pension plans, Alitis has redefined investment management by incorporating alternative investments such as private real estate, private equity, and private mortgages. This approach aims to mitigate market volatility and thereby safeguarding our clients’ wealth.
The firm proudly manages over $460 million in assets, has over 20 team members, and has offices in Campbell River, Comox and Victoria.
**The opportunity**
**A day in the life**
**Develop Compliance Excellence**
- Establish and maintain policies and procedures for assessing compliance by the firm, and individuals acting on its behalf, with securities legislation
- Monitor and assess compliance by the firm, and individuals acting on its behalf, with securities legislation
- Develop Alitis’ annual compliance work plan, including the risks that will be monitored by the compliance function
- Conduct an annual risk and insurance assessment using an enterprise-wide approach
- Oversee and monitor the implementation of the compliance program, including:
- Compliance of Anti-Money Laundering rules for all companies and divisions
- Compliance of Alitis Wealth Planning Inc. in accordance with the Insurance Council of BC guidelines (plus other provincial regulators where Alitis may be licensed)
**Maintain Strong Stakeholder Relationships**
- Act as the Company’s Privacy Officer and Money Laundering and Terrorist Financing Reporting Officer
- Act as primary contact for Alitis’ regulatory legal counsel for all current registration and proposed registrations nationally
- Liaise with and report to industry regulators, governing bodies, and councils, including FINTRAC
- Respond to government, public, and industry investigations and queries as the principal point of contact for Alitis in compliance-related situations
- Vet and approve all marketing materials for Alitis Group including, but not limited to, digital marketing, print ads, and the Alitis website
- Monitor external audit review processes, maintain awareness of compliance issues, and, in conjunction with Alitis’ appointed securities lawyers and senior management, respond to administrative inquiries related to compliance issues or audits
**Act as In-House Expert**
- Report to the Ultimate Designated Person (UDP) or Board of Directors if non-compliance with securities legislation have been detected
- Prepare and submit quarterly reports to the Board of Directors assessing compliance with securities legislation
- Independently investigate and act on matters related to compliance
- Maintain current knowledge of laws and regulations applicable to the Alitis group and keep abreast of recent changes
- Maintain and update the Alitis Policy and Procedures Manual
- Chair the Investment Oversight Committee meetings
- Actively participate in strategic planning for the Alitis Group as a key member of the executive team
- Develop and deliver on other special projects requested by the CEO and other executives
**What you bring**
- Bachelor’s degree in Finance, Business, Accounting or similar
- Professional designation as lawyer, chartered financial advisor, chartered accountant, certified management account or equivalent
- Meet the requirements of a Compliance Officer at an IFM (Investment Fund Manager) and PM (Portfolio Manager Firm) as outlined in NI 31-103
- 3+ years’ experience working in a compliance capacity
- Outstanding verbal and written communication skills with an ability to clearly convey complex information to appropriate stakeholders
- Exceptional attention to detail and keen ability to work efficiently but accurately
- Excellent organizational and time-management skills, with the ability to work to tight deadlines in a fast-paced environment
- Ability to travel to the offices at least twice per year and travel to compliance conferences as needed
**Compensation**
$150,000-$160,000 annual salary (based on FT hours)
Total compensation consists of a base salary, a team bonus, flexible schedule and work environment, and a comprehensive group benefits program, including an employer-funded group RRSP.
**How to apply**
Alitis is an equal-opportunity employer. We are committed to creating a diverse environment. All applicants will receive consideration for employment without regard to race, colour, religion, gender, gender identity or expression, sexual orientation, national origin, genet
-
Chief Finance Officer
2 weeks ago
Victoria, Canada University of Victoria Full timeOrganizational Unit - University of Victoria -> VP Research -> Ocean Networks Canada - Location - University of Victoria - Victoria, BC V8W 2Y2 CA (Primary) - Posting Close Date - Ongoing until filled - Please note that positions will close at 4 p.m. on the closing date. - FTE - 1.0 - Salary Grade - $123,971.00 - $177,951.00 - Additional Posting...
-
Chief Finance Officer
2 weeks ago
Victoria, Canada University of Victoria Full timeOrganizational UnitUniversity of Victoria -> VP Research -> Ocean Networks CanadaLocationUniversity of Victoria - Victoria, BC V8W 2Y2 CA (Primary)Posting Close DatePlease note that positions will close at 4 p.m. on the closing date.FTE1.0Salary Grade$123,971.00 - $177,951.00ClassificationME13Employee Group:Management Excluded - Continuing# of Hires...
-
Chief Finance Officer
2 weeks ago
Victoria, Canada University of Victoria Full timeOrganizational UnitUniversity of Victoria -> VP Research -> Ocean Networks CanadaLocationUniversity of Victoria - Victoria, BC V8W 2Y2 CA (Primary)Posting Close DatePlease note that positions will close at 4 p.m. on the closing date.FTE1.0Salary Grade$123,971.00 - $177,951.00ClassificationME13Employee Group:Management Excluded - Continuing# of Hires...
-
Chief Executive Officer
3 weeks ago
victoria, Canada Woodward & Co. Lawyers LLP Full timeChief Executive Officer woodwardandcompany.com Woodward & Co. Lawyers LLP is a national law firm advancing the practice of Aboriginal law across Canada with offices located in Victoria, BC, Tsartlip, BC, and Toronto, ON. We aim to be the leading national law firm that provides excellent legal services to Indigenous communities, governments, and...
-
Chief Executive Officer
3 weeks ago
Victoria, Canada Woodward & Co. Lawyers LLP Full timeChief Executive Officer woodwardandcompany.comWoodward & Co. Lawyers LLP is a national law firm advancing the practice of Aboriginal law across Canada with offices located in Victoria, BC, Tsartlip, BC, and Toronto, ON. We aim to be the leading national law firm that provides excellent legal services to Indigenous communities, governments, and businesses,...
-
Chief Administrative Officer
2 weeks ago
Victoria, Canada District of Highlands Full time**Chief Administrative Officer**: **Discover the Highlands - Where Natural Beauty Meets Community Spirit** The District of Highlands is a stunning rural-residential community located in the heart of British Columbia’s Capital Region. Surrounded by breathtaking mountain views, lush forests, and picturesque marine landscapes, Highlands offers an...
-
Chief Executive Officer
2 weeks ago
Victoria, British Columbia, Canada BC Legal Management Association Full timeChief Executive Officerwoodwardandcompany.comWoodward & Co. Lawyers LLP is a national law firm advancing the practice of Aboriginal law across Canada with offices located in Victoria, BC, Tsartlip, BC, and Toronto, ON.We aim to be the leading national law firm that provides excellent legal services to Indigenous communities, governments, and businesses,...
-
Chief Executive Officer
3 weeks ago
Victoria, British Columbia, Canada Woodward & Co. Lawyers LLP Full timeChief Executive Officer woodwardandcompany.com Woodward & Co. Lawyers LLP is a national law firm advancing the practice of Aboriginal law across Canada with offices located in Victoria, BC, Tsartlip, BC, and Toronto, ON. We aim to be the leading national law firm that provides excellent legal services to Indigenous communities, governments, and...
-
Chief Executive Officer
2 weeks ago
Victoria, British Columbia, Canada Woodward & Co. Lawyers LLP Full timeChief Executive Officer woodwardandcompany.com Woodward & Co. Lawyers LLP is a national law firm advancing the practice of Aboriginal law across Canada with offices located in Victoria, BC, Tsartlip, BC, and Toronto, ON. We aim to be the leading national law firm that provides excellent legal services to Indigenous communities, governments, and...
-
Chief Executive Officer
4 weeks ago
Victoria, Canada Woodward & Co. Lawyers LLP Full timeChief Executive Officerwoodwardandcompany.comWoodward & Co. Lawyers LLP is a national law firm advancing the practice of Aboriginal law across Canada with offices located in Victoria, BC, Tsartlip, BC, and Toronto, ON.We aim to be the leading national law firm that provides excellent legal services to Indigenous communities, governments, and businesses,...
-
Chief Executive Officer
3 weeks ago
Victoria, Canada Woodward & Co. Lawyers LLP Full timeChief Executive Officer woodwardandcompany.comWoodward & Co. Lawyers LLP is a national law firm advancing the practice of Aboriginal law across Canada with offices located in Victoria, BC, Tsartlip, BC, and Toronto, ON. We aim to be the leading national law firm that provides excellent legal services to Indigenous communities, governments, and businesses,...
-
Chief Executive Officer
4 weeks ago
Victoria, Canada Woodward & Co. Lawyers LLP Full timeChief Executive Officer woodwardandcompany.comWoodward & Co. Lawyers LLP is a national law firm advancing the practice of Aboriginal law across Canada with offices located in Victoria, BC, Tsartlip, BC, and Toronto, ON. We aim to be the leading national law firm that provides excellent legal services to Indigenous communities, governments, and businesses,...
-
Chief Executive Officer
3 weeks ago
Victoria, Canada Woodward & Co. Lawyers LLP Full timeChief Executive Officer woodwardandcompany.com Woodward & Co. Lawyers LLP is a national law firm advancing the practice of Aboriginal law across Canada with offices located in Victoria, BC, Tsartlip, BC, and Toronto, ON. We aim to be the leading national law firm that provides excellent legal services to Indigenous communities, governments, and...
-
Chief Executive Officer
3 weeks ago
Victoria, Canada Woodward & Co. Lawyers LLP Full timeChief Executive Officer woodwardandcompany.com Woodward & Co. Lawyers LLP is a national law firm advancing the practice of Aboriginal law across Canada with offices located in Victoria, BC, Tsartlip, BC, and Toronto, ON. We aim to be the leading national law firm that provides excellent legal services to Indigenous communities, governments, and...
-
Chief Executive Officer
6 days ago
Victoria, British Columbia, Canada Government of Canada - Western Full timeJob DescriptionThis Chief Executive Officer position is responsible for leading and managing our organization at the Government of Canada - Western. The successful candidate will have a proven track record of leadership and business success.Key ResponsibilitiesLead and manage teams to deliver resultsDevelop and implement business strategiesMake key decisions...
-
Chief Financial Officer
1 day ago
Victoria, Canada ClearChoice HR Consulting Full timeOn behalf of our client, we are searching for a Chief Financial Officer (“CFO”) to join their company located in Victoria, BC. As the CFO, you will be responsible for driving the organization’s financial performance and providing strategic financial guidance to support business growth. Reporting directly to the CEO, you will play an integral role in...
-
Chief Financial Director
1 day ago
Victoria, British Columbia, Canada University of Victoria Full timeJob DescriptionWe are seeking a skilled and experienced Chief Financial Officer to join our team at the University of Victoria.The successful candidate will have expertise in financial strategy, risk management, contracts, and operational oversight in complex environments. They will excel at managing budgets, navigating funding structures, and ensuring...
-
Chief Executive Officer
3 weeks ago
Victoria, BC, Canada Woodward & Co. Lawyers LLP Full time €175,000 - €225,000Chief Executive Officer Woodward & Co. Lawyers LLP is a national law firm advancing the practice of Aboriginal law across Canada with offices located in Victoria, BC, Tsartlip, BC, and Toronto, ON. We aim to be the leading national law firm that provides excellent legal services to Indigenous communities, governments, and businesses, advancing...
-
Chief Executive Officer
3 weeks ago
Victoria, BC, Canada Woodward & Co. Lawyers LLP Full time €175,000 - €225,000Chief Executive Officer Woodward & Co. Lawyers LLP is a national law firm advancing the practice of Aboriginal law across Canada with offices located in Victoria, BC, Tsartlip, BC, and Toronto, ON. We aim to be the leading national law firm that provides excellent legal services to Indigenous communities, governments, and businesses, advancing...
-
Chief Financial Officer
2 weeks ago
Victoria, Canada CharityVillage Full timeOcean Networks Canada (ONC) is a world-leading organization advancing ocean discovery and innovation. Funded as a Major Science Initiative (MSI) by the Canada Foundation for Innovation (CFI) and governed as a not-for-profit society, ONC operates cutting-edge observatories on behalf of the University of Victoria (UVic). These observatories deliver real-time...