Assistant Branch Manager

2 weeks ago


Vancouver, Canada Canaccord Genuity Corp. Full time

Summary:
Canaccord Genuity (CG) is a leading independent full-service financial services firm, with operations in two principal segments of the securities industry: wealth management and capital markets. CG is driven by an unwavering commitment to build lasting client relationships - we achieve this by generating value for our individual, institutional, and corporate clients through comprehensive wealth management solutions and investment banking services. We are a leading independent wealth management firm in Canada, and the leading mid-market provider of investment banking advisory, equity research, sales and trading services for corporations and institutions.

We pride ourselves on understanding our clients’ needs and finding innovative, bespoke solutions. Our entrepreneurial and friendly team will challenge you to learn and grow every day. We value great work and collaboration and strive to eliminate bureaucratic thinking. We’re looking for talented people who thrive in a fast-paced environment and want to have an impact with innovative ideas and best practices.

**Responsibilities**:
- Daily and monthly review of employee trading activity-
- Review of Fee Based Managed Account activity- Provide support for the President and Vice President, National Branch Manager- Maintain various supervisory databases, records, and documents- Assist with special projects- Prepare reports- Liaison with the company’s back-office operations- Uphold company policies and regulations- Other supervisory duties for the department as required

Skills & Qualifications:
- FINRA SIE, Series 7 and 24- Minimum of 2 year’s registration with FINRA as a Registered Representative- Ability to be registered as a Principal with FINRA- Ability to demonstrate a high level of discretion and confidentiality- Excellent interpersonal, verbal, and written communication skills- Strong organizational skills- Strong priority management skills- Excellent teamwork skills- The ability to work well independently- Attention to detail and accuracy in work- A strong work ethic- Excellent computer skills,- Proficiency with Microsoft Office- Proficiency with Dataphile and NetX360



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