Financial Advisor Associate

6 months ago

Edmonton, Canada ATB Financial Full time

**Our bottom line is different.**

There’s something special about working at ATB, and it’s been recognized on every top employer list that matters. Maybe it’s our exceptional culture where your total wellness is supported through market-leading benefits and you’re free to bring your whole self to work. Maybe it’s our commitment to a growth mindset and our unrelenting thirst for making it possible for fellow Albertans—even the ones who aren’t our clients.

Whatever it is, you won’t find a more genuine, driven and knowledgeable group of humans anywhere. We foster a culture of purpose, performance and possibilities. We engage with intense curiosity, and bring our whole selves to work, every day. We know it starts with people like you, so take a chance and start with us.

Department: ATB Wealth

Job Number: REQ7168

Location: Edmonton, Alberta _(there is flexibility on location within Edmonton, but it must be at an ATB branch or corporate office)_

Paygrade: H-OTH

System Title: Associate Advisor 3

Positions available: 2

Leader: Manager, Financial Advisor Associate
- **These 2 openings are 18-month temporary opportunities, to cover parental leaves. ATB has a large team of FAAs in the Edmonton market, and the potential to evolve into a permanent opportunity may be available in future.**_

**As ATB Wealth’s next Financial Advisor Associate,** you are passionate about assisting the Financial Advisors in managing and administering an assigned portfolio of ATB Wealth clients. Under the direction of the Manager of Financial Advisor Associate, you are client obsessed and will be responsible for ensuring ongoing delivery of friendly, efficient and professional post sale service and support to a portfolio of ATB Wealth clients. You also seek out new information, share your ideas with the internal administrative support to your team. You bring your best self to work everyday as your other responsibilities include delivery of client investment needs, preparation and scheduling of annual and prospective client meetings and building strong internal relationships to maintain high levels of service.

**Requirements**:
The Financial Advisor Associate (FAA) acts as the administration manager, ensuring proactive administrative support services to the Financial Advisors in the delivery of client investment needs. They maintain a high level of quality service by ensuring the efficient preparation and fulfillment of all client account and transactional information requests and provide follow up service in a timely manner. They contribute to the achievement of business growth targets by proactively contacting clients or partners to arrange meetings and identifying new or additional sales opportunities to the Financial Advisor. They work with the Financial Advisors to ensure a triple win outcome as follows:

- Acts as the first point of contact for clients and strives to execute client requests with mínimal to no FA involvement, as appropriate. Determines which requests require investment advice and communicates these effectively to the Financial Advisor.
- Responds to client questions or concerns regarding investment products, processing procedures, fees and charges, and settlement expectations.
- Contacts and meets with clients to coordinate the sign off of investment documents, opens additional accounts, and answers any questions raised.
- Organizes and attends client hosting events by planning all event management activities to ensure a successful & value-add affair.
- Maintains a strong understanding of investment related regulations, sales processes, policies & procedures, and compliance requirements.
- Maintains a high level of quality service by ensuring the efficient preparation and fulfillment of all client account and transactional information requests and provides follow up service in a timely manner.
- Manages Financial Advisor’s client bookings through proactive scheduling of annual reviews and prospect meetings and advance preparation of materials for scheduled meetings.
- Monitors upcoming investment maturities through a diary system and pro-actively initiates renewal steps with clients.
- Follows best practices in maintaining up to date client information and record keeping. Ensures post-meeting notes and future action plans are updated and captured within Salesforce.
- Ensures all trading activities are processed in accordance with client requests and resolves any issues raised.

You have what we’re looking for:

- Conduct & Practices Handbook
- CSI 30-day Online Training Course
- Good working knowledge of wealth management solutions, sales processes, policies, and procedures
- Proven experience in prospecting and networking in previous roles is an asset
- Ability to oversee all administrative aspects of client investment accounts
- Strong working knowledge of G-suite and computer skills
- Some post secondary education preferred or previous industry related experience would be an asset

**

  • Financial Advisor Associate

    6 months ago

    Edmonton, Canada ATB Financial Full time

    **Our bottom line is different.** There’s something special about working at ATB, and it’s been recognized on every top employer list that matters. Maybe it’s our exceptional culture where your total wellness is supported through market-leading benefits and you’re free to bring your whole self to work. Maybe it’s our commitment to a growth mindset...

  • Financial Advisor Associate

    3 months ago

    Edmonton, Canada ATB Financial Full time

    At ATB, we exist to make it possible for our clients, team members and communities. Our purpose is more than aspirational. It's a real commitment we live every day through our values (what we call the ATB ID). Life at ATB is about more than work. In fact, we’re consistently recognized as one of Canada's top employers thanks to our high-care,...

  • Financial Advisor Associate- Capilano

    2 months ago

    Edmonton, Canada Servus Credit Union Full time

    **Posting Closes**:October 18, 2024 end of day **Compensation**:$49,613 - $62,016 based on experience **Employment Status**:Temporary 12 month contract**-**Full - time (37.5 hours per week) Servus Credit Union is Alberta's largest member-owned credit union, known for building strong, resilient communities by helping our members feel good about their...

  • Financial Advisor

    7 months ago

    Edmonton, Canada ATB Financial Full time

    **Our bottom line is different.** There’s something special about working at ATB, and it’s been recognized on every top employer list that matters. Maybe it’s our exceptional culture where your total wellness is supported through market-leading benefits and you’re free to bring your whole self to work. Maybe it’s our commitment to a growth mindset...

  • Mobile Financial Advisor Associate

    6 months ago

    Edmonton, Canada Servus Credit Union Full time

    **Posting Closes: May 13, 4:00 pm (MST)** **Employment Status: Full-time - 37.5 hours per week (extended hours; Monday - Saturday branches)** **Compensation: $49,613 - $62,016 per annum** **District: Edmonton North Region** **Requirement to travel to the following locations**: **107th Avenue, 149th Street, Beverly, Capilano, Delton, Legal, Manning,...

  • Advisor Financial Services

    3 weeks ago

    Edmonton, Canada Canadian Imperial Bank of Commerce Full time

    p>Financial Services AssociateApply locations Edmonton, AB time type Full time posted on Posted 2 Days Ago time left to apply End Date: December 2, 2024 (4 days left to apply) job requisition id 2424953We’re building a relationship-oriented bank for the modern world. comWhat you'll be doingAs a member of the Personal and Business Banking Team, you’ll...

  • Associate Financial Advisor

    6 months ago

    Edmonton, Canada CIBC Full time

    We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are...

  • Financial Advisor

    7 months ago

    Edmonton, Canada IFSG- Integrum Financial Solutions Group Full time

    **~Please read the entire posting before you apply~** **Company description** We aspire to become the financial services agency of choice for individuals, families, professionals, and small and medium-sized businesses in Alberta and beyond. We believe we can achieve this by putting our clients first, providing superior training to our independent Financial...

  • Financial Advisor

    6 months ago

    Edmonton, Canada IFSG- Integrum Financial Solutions Group Full time

    **~Please read the entire posting before you apply~** **Company description** We aspire to become the financial services agency of choice for individuals, families, professionals, and small and medium-sized businesses in Alberta and beyond. We believe we can achieve this by putting our clients first, providing superior training to our independent Financial...

  • Associate Financial Consultant

    6 months ago

    Edmonton, Canada MD Financial Management Full time

    Requisition ID: 201688 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Associate Financial Consultant (AFC) assists MD’s physician clients and their families in achieving their personal financial goals. The AFC will work closely with a team of Advisors and Specialists to gain a broad...

  • Financial Advisor

    6 months ago

    Edmonton, Canada MD Financial Management Full time

    Requisition ID: 190962 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. As a Financial Consultant - Early Career Segment, you will be responsible for prospecting, retaining and growing MD’s market share in the medical student, resident and new in practice physician communities. **Is this role right...

  • Financial Advisor Assistant

    4 weeks ago

    Edmonton, Canada Griffin Financial Services Inc. Full time

    **Job Title: Financial Advisor Assistant at Griffin Financial Services Inc.** **, Permanent, Location: South Edmonton** The Bert Griffin Team is an independent financial planning office operating across Canada since 1994. Our goal is to provide Wealth Management Solutions to help our clients grow, preserve and protect their assets to build long-term...

  • Advisor Financial Services

    3 weeks ago

    Edmonton, Canada CIBC Full time

    p>We’re building a relationship-oriented bank for the modern world. p>What you'll be doing As a member of the Personal and Business Banking Team, you’ll partner with Financial Advisors to help high value clients secure their futures and set up their businesses. As a Financial Services Associate in the Imperial Service Team, you’ll provide...

  • Advisor Internship Program

    6 months ago

    Edmonton, Canada Raymond James Financial, Inc. Full time

    **Advisor Internship Program (AIP) (Calgary/Edmonton/Saskatoon)** - 2303400 ***_At Raymond James,_ _**_we_**_ _**_develop,_ _**_we_**_ _**_collaborate,_ _**_we_**_ _**_decide,_ _**_we_**_ _**_deliver, and_ _**_we_**_ _**_improve together_. Raymond James Ltd. is Canada’s leading independent investment dealers offering high quality investment products and...

  • Advisor Internship Program

    6 months ago

    Edmonton, Canada Raymond James Financial, Inc. Full time

    **Advisor Internship Program (AIP) (Calgary/Edmonton/Saskatoon)** - 2401592 - At Raymond James,_ _**_we_**_ _**_develop,_ _**_we_**_ _**_collaborate,_ _**_we_**_ _**_decide,_ _**_we_**_ _**_deliver, and_ _**_we_**_ _**_improve together_. Raymond James Ltd. is Canada’s leading independent investment dealers offering high quality investment products and...

  • Senior Financial Advisor for Business Growth

    2 weeks ago

    Edmonton, Alberta, Canada Arrow Financial Business Full time

    About the Role:As a Senior Financial Advisor with Arrow Financial Business, you will play a key role in helping our customers achieve their financial goals. This exciting opportunity is based in Edmonton, Alberta, and offers a unique chance to work with a leading bank in the Americas.Key Responsibilities:Building comprehensive financial plans for our...

  • ScotiaMcLeod Senior Financial Planning Associate

    7 months ago

    Edmonton, Canada Scotiabank Full time

    Requisition ID: 193000 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose  Contributes to the overall success of ScotiaMcLeod in Canada ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business strategies and objectives.  Ensures...

  • Financial Insurance Advisor

    7 months ago

    Edmonton, Canada Serenia Life Financial Full time

    Location: Alberta Type: Full Time Imagine working for a company that is both **Human** and **Kind**... At Serenia Life Financial we’ve been helping people protect the ones they love and live generously for close to a century. Our philosophy is to understand our clients financial needs and to proactively provide solutions. As a Serenia Life Financial...

  • Wealth Advisor

    3 weeks ago

    Edmonton, Canada Connor, Clark & Lunn Financial Group Full time

    **Wealth Advisor** **Connor, Clark & Lunn Private Capital Ltd.** **Edmonton, AB** Becoming a Wealth Advisor with CC&L Private Capital may be the only career move you ever need to make. Join one of Canada's largest independent and privately held discretionary investment managers and help clients achieve their unique financial goals while providing...

  • Financial Advisor

    3 months ago

    Edmonton, Canada Royal Bank of Canada Full time

    **Job Summary** **Financial Advisor** **What is the opportunity?** As an RBC Financial Advisor, you attract, nurture, and grow relationships with our high-value personal and small business clients, by adding value in the moments that matter to them. You provide our clients with proactive, professional advice and collaborate with RBC partners to help...