![Doheny Securities Limited](https://media.trabajo.org/img/noimg.jpg)
Branch Manager/compliance Officer
1 week ago
Seeking a full time Compliance Officer to join our team at a fast paced independent Mutual Fund Dealership. Salary will be determined based on experience, plus bonus.
**Core Competencies**:
- Refined attention to detail
- Strong communication skills, both written and verbal
- Excellent time management skills
- Strong analytical, critical thinking and problem solving skills
- The ability to organize and follow-up on multiple tasks and details with accuracy and timeliness
**Scope of Responsibility**:
- Exhibit your thorough understanding of, and ensure adherence to, Canadian regulatory framework including an understanding of MFDA, CSA and MSC regulatory requirements.
- Ensure policies and procedures of the firm are being adhered to
- Ensure branch reviews and audits are being completed and appropriately reported as required
- Conduct daily trade review
- Make recommendations to the President to ensure continued compliance with all rules and regulations
- Ensure Anti-Money Laundering regulations are followed
**Experience Required**:
- Must have experience in the mutual fund/financial services industry
- Must have completed the Canadian Securities Course (CSC)
- Must have completed the Branch Managers Course, or willing to obtain within a reasonable time period
- A satisfactory background check may be required of the successful applicant prior to commencing employment
**Salary**: $70,000.00-$90,000.00 per year
Schedule:
- Day shift
- Monday to Friday
Supplemental pay types:
- Bonus pay
Licence/Certification:
- CSC Course Completion certificate? (preferred)
Work Location: In person
-
Branch Manager
2 weeks ago
Winnipeg, Manitoba, Canada Electrical & Automation Industry Careers Full timeFor 100 years, Nedco has been a cornerstone in the electrical industry. With branches across Canada, Nedco is pleased to offer one-stop shopping for a wide range of quality products such as communications, wire and cable, distribution, lighting, data, home integration and security.We are currently seeking a Branch Manager to become an integral part of our...
-
Branch Manager
2 weeks ago
Winnipeg, Canada Safety Express Ltd. Full timeSafety Express Ltd, an Aramsco Company, has been serving its clients for over 35 years in the Abatement, Restoration, Industrial Safety, Professional Cleaning and Surface Preparation market. We are currently seeking an enthusiastic team player to join our dynamic team as a Branch Manager who will be responsible for our Winnipeg locations as well as...
-
Branch Manager
2 months ago
Winnipeg, Canada Nedco Full timeFor 100 years, Nedco has been a cornerstone in the electrical industry. With branches across Canada, Nedco is pleased to offer one-stop shopping for a wide range of quality products such as communications, wire and cable, distribution, lighting, data, home integration and security.We are currently seeking a Branch Manager to become an integral part of our...
-
Branch Manager
2 weeks ago
Winnipeg, Canada Nedco Full timeFor 100 years, Nedco has been a cornerstone in the electrical industry. With branches across Canada, Nedco is pleased to offer one-stop shopping for a wide range of quality products such as communications, wire and cable, distribution, lighting, data, home integration and security.We are currently seeking a Branch Manager to become an integral part of our...
-
Branch Manager
3 weeks ago
Winnipeg, Canada Scotiabank Full timeRequisition ID: 198542 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **About the role**: As a Branch Manager, you will assume responsibility for the overall success of the branch by working to meet financial objectives related to the profitable growth and retention of the branch’s personal and...
-
Compliance Officer
2 months ago
Winnipeg, Canada Doheny Securities Limited Full time**REQUIREMENTS**: - Refined attention to detail - Strong communication skills, both written and verbal - Excellent time management skills - Strong analytical, critical thinking and problem solving skills - The ability to organize and follow-up on multiple tasks and details with accuracy and timeliness - Must have experience in the mutual fund/financial...
-
Compliance Officer
1 day ago
Winnipeg, Canada Doheny Securities Limited Full time**REQUIREMENTS**: - Refined attention to detail - Strong communication skills, both written and verbal - Excellent time management skills - Strong analytical, critical thinking and problem solving skills - The ability to organize and follow-up on multiple tasks and details with accuracy and timeliness - Must have experience in the mutual fund/financial...
-
Environmental Compliance Officer 1
1 week ago
Winnipeg, Canada City of Winnipeg Full timeUnder the general supervision of the Field Services Coordinator, the Environmental Compliance Officer** **1 is responsible for field sampling activities and analysis, installing automated sampling equipment, monitoring hauled wastewater deliveries, and other regulatory activities assigned under the Departments Sewer By-law monitoring and enforcement...
-
Branch Manager
2 months ago
Winnipeg, Canada Nedco Full timeFor 100 years, Nedco has been a cornerstone in the electrical industry. With branches across Canada, Nedco is pleased to offer one-stop shopping for a wide range of quality products such as communications, wire and cable, distribution, lighting, data, home integration and security. We are currently seeking a **Branch Manager** to become an integral part of...
-
Branch Manager
2 weeks ago
Winnipeg, Canada Nedco Full timeFor 100 years, **Nedco** has been a cornerstone in the electrical industry. With branches across Canada, Nedco is pleased to offer one-stop shopping for a wide range of quality products such as communications, wire and cable, distribution, lighting, data, home integration and security. We are currently seeking a **Branch Manager** to become an integral part...
-
Branch Manager
4 days ago
Winnipeg, Canada Nutri-Lawn and Mosquito.buzz Full time**Branch Manager - Winnipeg** **Company Overview**: At Nutri-Lawn and Mosquito.buzz we believe and value being trusted partners with each of our customers. Our ongoing commitment to the innovation and delivery of products and services continues to make us the leaders in the Lawn Care and Mosquito Control industry. We provide professional advice, excellent...
-
Branch Manager
2 weeks ago
Winnipeg, Canada Nedco Full timeFor 100 years, Nedco has been a cornerstone in the electrical industry. With branches across Canada, Nedco is pleased to offer one-stop shopping for a wide range of quality products such as communications, wire and cable, distribution, lighting, data, home integration and security. We are currently seeking a **Branch Manager** to become an integral part of...
-
Environmental Compliance Officer 1
2 months ago
Winnipeg, Canada City of Winnipeg Full time**Recruitment Details** - **The City of Winnipeg is a vibrant and dynamic organization with many opportunities! We offer a diverse and welcoming work environment that delivers quality services to our citizens.**_ **Environmental Compliance Officer 1** **(1 Permanent and 1 Permanent on a Temporary Basis Positions)** **Environmental Standards...
-
Branch Manager
2 months ago
Winnipeg, Canada Air Liquide Full timeAt VitalAire we believe in patient-centered care and innovation. We’re on a mission to help transform healthcare for the better. From advancement and digitization of our tools, products, and systems, to forging meaningful relationships with our patients. VitalAire is Canada’s leading provider of sleep apnea tests, treatments and home oxygen services. We...
-
Compliance Officer
1 week ago
Winnipeg, Canada Doheny Securities Limited Full time**Full Job Description** **REQUIREMENTS**: - Refined attention to detail - Strong communication skills, both written and verbal - Excellent time management skills - Strong analytical, critical thinking and problem solving skills - The ability to organize and follow-up on multiple tasks and details with accuracy and timeliness - Must have experience in the...
-
Branch Manager
2 days ago
Winnipeg, Manitoba, Canada Air Liquide Full timeAt VitalAire we believe in patient-centered care and innovation. We're on a mission to help transform healthcare for the better. From advancement and digitization of our tools, products, and systems, to forging meaningful relationships with our patients. VitalAire is Canada's leading provider of sleep apnea tests, treatments and home oxygen services. We...
-
Environmental Compliance Officer 1
2 days ago
Winnipeg, Manitoba, Canada City of Winnipeg Full timeRecruitment Details- The City of Winnipeg is a vibrant and dynamic organization with many opportunities We offer a diverse and welcoming work environment that delivers quality services to our citizens._Environmental Compliance Officer 1(1 Permanent and 1 Permanent on a Temporary Basis Positions)Environmental Standards DivisionWater and Waste...
-
Manager, Compliance Supervision
3 weeks ago
Winnipeg, Canada Harbourfront Wealth Management Inc. Full time**Who we are**: Harbourfront Wealth Management Inc. is a dynamic industry leader specializing in financial services and wealth management. We are a fast-growing CIRO registered securities dealer. The firm provides financial services and holistic wealth management solutions for mid to high-net-worth individuals. At Harbourfront Wealth Management, our core...
-
Manager, Compliance Supervision
1 week ago
Winnipeg, Canada Harbourfront Wealth Management Inc. Full time**Who we are**: Harbourfront Wealth Management Inc. is a dynamic industry leader specializing in financial services and wealth management. We are a fast-growing CIRO registered securities dealer. The firm provides financial services and holistic wealth management solutions for mid to high-net-worth individuals. At Harbourfront Wealth Management, our core...
-
Manager, Compliance Supervision
4 days ago
Winnipeg, Canada Harbourfront Wealth Management Inc. Full time**Who we are**: Harbourfront Wealth Management Inc. is a dynamic industry leader specializing in financial services and wealth management. We are a fast-growing employee-owned firm and IIROC registered securities dealer. The firm provides financial services and holistic wealth management solutions for mid to high-net-worth individuals. At Harbourfront Wealth...