Manager, Global Wealth Management Aml

4 weeks ago

Toronto, Canada Scotiabank Full time

Requisition ID: 176733

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

**Purpose**

Contributes to the overall success of the Wealth AML team for Global Wealth Management (Canada) ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures.

**Accountabilities**
- Champions a client focused culture to deepen client relationships and leverage broader Bank & Wealth relationships, systems and knowledge.
- Support the development, implementation and refinement of AML / ATF / Sanctions policies and procedures for Global Wealth Management (Canada) business lines.
- Support the development of action plans and implementation of issues identified by Audit, including in connection with remediating existing anti money laundering / sanctions issues.
- Along with the Senior Manager, acts as a key driver and leader for this initiative or any other initiative that maybe assigned.
- From time to time the incumbent will act as a as a front-line resource available to Wealth Business line staff with guidance/interpretation of AML/Sanctions policies and procedures.
- Work with partner groups within the Bank (Global AML Operations /AML Risk/ Canadian Banking AML) to adapt and implement AML/Sanctions Enterprise-Wide policies for Global Wealth Management (Canada)
- Sustain Wealth Management’s anti-money laundering related program and standards.
- Collaborate with, inform, and educate all staff as to AML/Sanctions policies, standards, and procedures. This, in line with policies and guidance provided by partner groups, including the Enhanced Due Diligence Unit, Global AML Operations Governance and AML Risk.
- Maintain an awareness of legislative and regulatory initiatives, emerging trends and industry best practices and their potential impact on existing policies and procedures.
- Support the Senior Manager in initiating or developing policy and procedural changes to address identified deficiencies as required based on AML/Sanctions reviews, system and operational reviews, including internal and external audit reviews/comments.
- Liaise and co-ordinate AML efforts/activity with other Bank departments.
- Ensure implementation of new AML requirements initiated within the Bank, or as required by external regulators.
- Ongoing monitoring of business activities as to adherence to policy, procedures, standards.
- Escalate AML or issues within the Business Line and within the Bank (e.g. Compliance, Operational Risk, EDDU, AML Risk) as appropriate.
- Act as a resource to provide advice with respect to new initiatives, products and services to ensure AML issues are adequately identified and addressed.
- Through the AML function and activities, reduce the risk of financial loss, damage to reputation, regulatory sanction and litigation, fines, and penalties for the Bank.

**Other**
- Undertake special projects as may be assigned.
- Provide input regarding the effectiveness of existing policies/procedures, and/or recommendations for changes / improvements, taking into consideration ongoing regulatory developments.
- Act as a key “help” resource on AML / ATF / Sanctions, and/or relevant compliance related inquiries from Wealth Management colleagues.
- Understand how the Bank’s risk appetite and risk culture should be considered in day-to-day activities and decisions.

**Education / Experience**

Functional competencies:

- Highly motivated, innovative and results-oriented individual with excellent analytical, written and communication skills, and strong risk management skills.
- Solid understanding of relationship management and wealth businesses, with a deep knowledge of products provided by and markets served by the Wealth Management Business Lines.
- Solid understanding of the financial services industry, with particular emphasis on multinational and corporate clients/operations.
- Proven skills in risk assessment and management relating to AML / ATF, Sanctions matters.
- At least 5 years of Financial/Product Management/AML experience within the financial sector.

**Education**:

- CAMS certification and courses in AML/ATF would be an asset.

Location(s): Canada : Ontario : Toronto

Scotiabank is a leading bank in the Americas. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.

  • Manager, Wealth Aml

    4 weeks ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 183138 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose** Contributes to the overall success of the Wealth AML team for Global Wealth Management (Canada) ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business...

  • Manager, Wealth Aml

    2 weeks ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 176623 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose** Contributes to the overall success of the Wealth AML team for Global Wealth Management (Canada) ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business...

  • Manager, Wealth Aml

    2 weeks ago

    Toronto, Ontario, Canada Scotiabank Full time

    Requisition ID: 176623Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.PurposeContributes to the overall success of the Wealth AML team for Global Wealth Management (Canada) ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team's business strategies and...

  • Manager, Wealth Aml Projects and Reporting

    3 weeks ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 176733 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose**: Contributes to the overall success of the Wealth AML team for Global Wealth Management (Canada) ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business...

  • Manager, Aml Advisory

    3 weeks ago

    Toronto, Canada TD Bank Full time

    **Manager, AML Advisory**: - 418971BR **Job Category - Primary** - Anti-Money Laundering / Compliance & Regulatory Relations **Work Location** - TD Centre - South - 79 Wellington Street West **Employment Type** - Regular **City** - Toronto **Time Type** - Full Time **Province/State** - Ontario **Hours** - 37.5 **Workplace Model** - Hybrid **Pay...

  • Manager, Aml Advisory

    3 weeks ago

    Toronto, Canada TD Bank Full time

    418971BR Anti-Money Laundering / Compliance & Regulatory Relations Toronto, ON January 25, 2024 Hours 37.5 Workplace Model Hybrid Pay Details Department Overview The TD Bank Group (TD) Global AML Compliance Department is accountable for establishing TD’s Global Anti-Money Laundering and Anti-Terrorist Financing Program (AML/ATF) to ensure that...

  • Executive Assistant, Global Wealth Management

    4 weeks ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 196944 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. As the Executive Assistant, you will provide a high-level of administrative and organizational leadership, communications, and support to Executives within Global Wealth Management. Your role will involve facilitating the day-to-day...

  • Executive Assistant, Global Wealth Management

    1 day ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 196944 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. As the Executive Assistant, you will provide a high-level of administrative and organizational leadership, communications, and support to Executives within Global Wealth Management. Your role will involve facilitating the day-to-day...

  • Manager, Aml/atf Models

    4 weeks ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 169125 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Job Purpose**: The Manager, AML/ATF Models and Analytics will be responsible for developing and enhancing the Bank's AML/ATF Client Risk Rating models, and for performing analytics on existing models. This role contributes to the...

  • Manager, Aml/atf Models

    2 weeks ago

    Toronto, Ontario, Canada Scotiabank Full time

    Requisition ID: 169125Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.Job Purpose:The Manager, AML/ATF Models and Analytics will be responsible for developing and enhancing the Bank's AML/ATF Client Risk Rating models, and for performing analytics on existing models. This role contributes to the overall...

  • Associate, Aml Asset Management Governance

    2 months ago

    Toronto, Canada TD Bank Full time

    408935BR Asset Management Toronto, ON May 9, 2023 Company Overview Department Overview TD Asset Management Inc. (“TDAM”) is a Canadian investment management firm with global locations that has leading market positions in passive, quantitative, enhanced, active and alternatives portfolio management. TDAM serves a large and diversified institutional...

  • Manager, Global Aml Alert Analysis

    1 week ago

    Toronto, Canada Royal Bank of Canada Full time

    **Job Summary** **What is the opportunity?** The Global AML Alert Analysis Team (GAMLAAT) provides a triage function within the AML Financial Intelligence Unit (FIU) by reviewing flagged client activity and determining when client activity does not warrant further review and when client activity requires escalation to AML Investigations. As Manager,...

  • Manager, Global Compliance

    1 day ago

    Toronto, Canada Scotiabank Full time

       Requisition ID: 202238Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. PurposeThe Manager role is part of Global Compliance & AML team and contributes to the overall success of the Governance, Reporting & Analytics team ensuring specific individual goals, plans, initiatives are executed / delivered...

  • Svp, Aml Compliance Risk Management

    2 weeks ago

    Toronto, Ontario, Canada Citi Full time

    Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage,...

  • IT Project Manager – AML

    3 months ago

    Old Toronto, Canada Nexus Systems Group Inc. Full time

    Location Address: Toronto – hybrid – onsite once a week at least Contract Duration: 9 months Possibility of extension & conversion to FTE Number of Positions: 1 Schedule Hours: 9am-5pm Monday-Friday (Possible OT) Reason: backfill Story Behind the Need Business group: Global Compliance & AML Project: PCMLTFA – A regulatory project mandated by FINTRAC...

  • IT Project Manager – AML

    2 months ago

    Old Toronto, Canada Nexus Systems Group Inc. Full time

    Location Address: Toronto – hybrid – onsite once a week at least Contract Duration: 9 months Possibility of extension & conversion to FTE Number of Positions: 1 Schedule Hours: 9am-5pm Monday-Friday (Possible OT) Reason: backfill Story Behind the Need Business group: Global Compliance & AML Project: PCMLTFA – A regulatory project mandated by FINTRAC...

  • IT Project Manager – AML

    2 months ago

    Old Toronto, Canada Nexus Systems Group Inc. Full time

    Location Address: Toronto – hybrid – onsite once a week at least Contract Duration: 9 months Possibility of extension & conversion to FTE Number of Positions: 1 Schedule Hours: 9am-5pm Monday-Friday (Possible OT) Reason: backfill Story Behind the Need Business group: Global Compliance & AML Project: PCMLTFA – A regulatory project mandated by FINTRAC...

  • IT Project Manager – AML

    4 weeks ago

    Old Toronto, Canada Nexus Systems Group Inc. Full time

    Location Address: Toronto – hybrid – onsite once a week at least Contract Duration: 9 months Possibility of extension & conversion to FTE Number of Positions: 1 Schedule Hours: 9am-5pm Monday-Friday (Possible OT) Reason: backfill Story Behind the Need Business group: Global Compliance & AML Project: PCMLTFA – A regulatory project mandated by FINTRAC...

  • IT Project Manager – AML

    4 weeks ago

    Old Toronto, Canada Nexus Systems Group Inc. Full time

    Location Address: Toronto – hybrid – onsite once a week at least Contract Duration: 9 months Possibility of extension & conversion to FTE Number of Positions: 1 Schedule Hours: 9am-5pm Monday-Friday (Possible OT) Reason: backfill Story Behind the Need Business group: Global Compliance & AML Project: PCMLTFA – A regulatory project mandated by FINTRAC...

  • Manager, Aml Advisory

    3 weeks ago

    Toronto, Canada TD Bank Full time

    **Manager, AML Advisory**: - 432038BR **Job Category - Primary** - Anti-Money Laundering / Compliance & Regulatory Relations **Work Location** - TD Centre - South - 79 Wellington Street West **Employment Type** - Regular **City** - Toronto **Time Type** - Full Time **Province/State** - Ontario **Hours** - 37.5 **Workplace Model** - Hybrid **Pay...