Manager - P&bb Canada, Monitoring & Testing Program

7 months ago

Toronto, Canada BMO Financial Group Full time

33 Dundas Street West Toronto Ontario,M5G 3C2

This role will focus on coordination of 1LOD monitoring and testing activities for the P&BB Operating Group operational risk controls. The mandate will include:

- Work with Risk Managers to establish M&T test scripts for their controls.
- Contribute to annual monitoring and testing plans for the operational risk controls across P&BB
- Maintain a tremendous depth of knowledge on the Controls, Monitoring, and Testing methodology.
- Provide insights and feedback on control enhancements determined through evaluating the ability to test controls or as a result of the testing itself.
- Proposing the consolidation or cross leveraging of formal testing activities to gain efficiencies.
- Contribute to leadership reporting and presentations based on test plans, test results, and changes or enhancements to the testing program.
- Conduct ad-hoc testing or investigation activities aligned to a risk based approach to mitigate risk in a timely fashion outside of the BAU testing activities.
- Lead project teams or working groups throughout the course of ad-hoc or investigative activities to identify and remediate risk exposures and report to leaderships on progress.

Supports the business/group leader in the effective implementation, maintenance and administration of first line of defense (1st LOD) programs (e.g., operational risk, AML, compliance, regulatory, etc.), including overseeing business operations within the jurisdiction to ensure adherence and efficiency. Contributes to a strong risk management culture through collaboration with other first line employees, and second & third line functions to ensure Compliance, AML or operational risks are identified, mitigated, monitored and reported on an ongoing basis.
- Supports multiple, varied business units with corresponding number of regulators.
- Monitors and advises on management of risk requirements within the defined risk appetite.
- Manages/supports large/complex risk programs/frameworks /projects/initiatives to ensure risks are appropriately mitigated and regulations adhered to.
- Monitors industry and legislative developments and continuously updates programs to ensure they are competitive and effective
- Supports the position on regulatory compliance Issues by interpreting requirements (existing, new and emerging) and identifying, analysing and addressing resultant gaps and issues, including those raised through the review of change initiatives. Understands the identified risk exposures and supports the development of action plans required to mitigate identified risks.
- Supports the execution of strategic initiatives in collaboration with internal and external stakeholders.
- Builds effective relationships with internal/external stakeholders.
- Breaks down strategic problems, and analyses data and information to provide insights and recommendations.
- Builds change management plans of varying scope and type; leads or participates in a variety of change management activities including readiness assessments, planning, stakeholder management, execution, evaluation and sustainment of initiatives.
- Monitoring to ensure that 1st line jobs are following defined processes and procedures.
- Develops, documents and maintains business/group procedures updating and obtaining approvals as regulations or the operating environment changes and communicates changes to the business/group & relevant stakeholder groups.
- Designs measurable sustainment strategies including assessing and recommending mitigations for industry/ segment-specific risks and prioritizing opportunities presented by internal and external stakeholders.
- Tracks exception/exemption requests and corresponding approvals.
- Facilitates training to ensure business unit employees fully understand requirements.
- Provides quality control for investigations, self-reports, examinations and independent reviews conducted by internal and external stakeholders, including regulators, providing verbal and written responses to requests for positions, action plans, information and/or documentation
- May act as the designated Primary Business Unit Compliance Officer (BUCO) and/or Anti-Money Laundering Reporting Officer for the operating group and is accountable to meet all program requirements (e.g., Operating Group Compliance Program, AML Program Framework).
- Builds awareness, knowledge, and skills and, as necessary, provides communication, practical tools and ongoing support including making presentations, to promote a culture of risk identification and management.
- Supports the management of 1st LOD program for the business/group in compliance with appropriate principles, standards & direction from the second line of defense groups. Includes developing and promoting program and ensuring the execution of all program components.
- Develops and maintains an understanding of the business/group strategies and objectives, products and services, internal and external stakeholder

  • Assistant Project Manager

    2 weeks ago

    Greater Toronto Area, Canada AMP.ENERGY Full time

    **Location**:Greater Toronto Area **About the Role** The Assistant Project Manager works closely with our US Projects Team and consolidates and maintains information across Amp’s portfolio of projects. This position establishes and maintains project documentation and tracking systems within the Project Management Office (PMO) and facilitates creating,...

  • Manager, Testing and Monitoring

    2 weeks ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 143708 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose Support the execution of monitoring and testing activities related to operational, regulatory, and compliance risks within Global Wealth Management (GWM). This individual will support first-line control testing and...

  • Monitoring and Testing Specialist

    1 week ago

    Toronto, Canada Bank of Montreal Full time

    p>Anti Money Laundering Testing Specialist, Wealth page is loadedAnti Money Laundering Testing Specialist, WealthApply locations Toronto, ON, CAN posted on Posted 5 Days Ago job requisition id R240028824Application Deadline:01/11/2025Address:100 King Street WestJob Family Group:Business ManagementDeliver on components of the 1LOD testing plans for Wealth...

  • Account Manager

    2 days ago

    Greater Toronto Area, Canada bb Blanc Full time

    **Position Summary**: The Account Manager is responsible for business development, soliciting new clients from various sources to maintain a customer base and meet expected sales targets. **Duties and Responsibilities**: - Serve as a communication hub between new/existing clients and the company - Maintain a positive relationship with new/existing clients...

  • Monitoring and Testing Specialist

    2 months ago

    Toronto, Canada Bank of Montreal Full time

    p>Provides subject matter expertise and effective solutions within the project management practice in the PMO to support BMO Commercial Bank strategy. Ensures that initiatives and solutions, programs and processes are consistently and effectively implemented across the PMO. Develops professional project management practices through defined practice...

  • Manager, Specialty Programs

    7 months ago

    Toronto, Canada Manulife Full time

    We are a leading financial services provider committed to making decisions easier and lives better for our customers and colleagues around the world. From our environmental initiatives to our community investments, we lead with values throughout our business. To help us stand out, we help you step up, because when colleagues are healthy, respected and...

  • Asset Management Professional

    2 days ago

    Toronto, Canada Rockwell Automation Full time

    Rockwell Automation is a global technology leader focused on helping the world’s manufacturers be more productive, sustainable, and agile. With more than 28,000 employees who make the world better every day, we know we have something special. Behind our customers - amazing companies that help feed the world, provide life-saving medicine on a global scale,...

  • Assurance & Advisory Management Program - Manager

    4 days ago

    Toronto, Canada The Home Depot Canada Full time

    **Position Purpose**: The Manager AMP is responsible for organizing, planning, and leading multiple projects in any function, process, or business unit within the Company. The Manager is responsible for projects in all of the following categories: controllership (strategic risk assessments, business process reviews) and operational excellence (process...

  • Manager, Gbm Monitoring and Testing

    2 weeks ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 156025 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The **Manager - GBM Monitoring and Testing Team **contributes to the overall success of the GBM Monitoring & Testing Department, ensuring specific individual goals, plans, and initiatives are executed and delivered in support of the...

  • Project Manager P&bb Technology Canada

    3 weeks ago

    Toronto, Canada BMO Financial Group Full time

    Address: 100 King Street West Job Family Group: Strategy & Change Leads assigned projects from project initiation to implementation to achieve desired business results. Ensures that a successful business outcome is the prime measure of project success including delivering projects on time, within budget, within quality standards and to the satisfaction of...

  • Av Technician

    2 weeks ago

    Greater Toronto Area, Canada bb Blanc Full time

    **Company Summary**:“Creating Event Magic” is our core purpose. bb Blanc has become a leader in our industry, executing over 2500 events each year from small meetings and intimate soirees, weddings to large elaborate productions. bb Blanc is a Canadian owned and operated live event company, who has been supplying award winning audiovisual/staging...

  • Senior Contract Manager

    2 weeks ago

    Toronto, Ontario, Canada Vered Klein Recruitment Consultants Full time

    About UsWe are a dynamic full-service architecture practice dedicated to creating transformative spaces that enhance communities. Our pioneering approach has established a strong reputation for excellence throughout our extensive history.At our firm, we value innovation, collaboration, and empowerment as fundamental principles. We have developed a unique...

  • HR Generalist

    7 days ago

    Toronto, Canada Mattermost Full time

    Mattermost is an open source platform for secure collaboration across the entire software development lifecycle. Hundreds of thousands of developers around the globe trust Mattermost to increase their productivity by bringing together team communication, task and project management, and workflow orchestration into a unified platform for agile software...

  • Sales Professional

    7 months ago

    Toronto, Canada NoGlobalBorders Full time

    Remote_ - Fulltime Position- **Responsibilities**: - _Work_ with senior management on sales strategy - Develop **Qualifications/Skill Requirements**: Excellent communications and writing skills Familiarity with current technologies (EDI, XML, Internet, etc.) Familiarity with various customs initiatives (e.g., CARM, ACROSS, CSA, AMPS) Industry experience in...

  • Sales Professional

    9 months ago

    Toronto, Canada NoGlobalBorders Full time

    Remote - Fulltime Position- **Responsibilities**: - Work with senior management on sales strategy - Develop **Qualifications/Skill Requirements**: Excellent communications and writing skills Familiarity with current technologies (EDI, XML, Internet, etc.) Familiarity with various customs initiatives (e.g., CARM, ACROSS, CSA, AMPS) Industry experience in...

  • Model Risk Manager Senior F/H

    1 week ago

    Toronto, Canada Bank of Montreal Full time

    h3>Senior Manager, Credit Risk Modeling - Decision ScienceApply locations Toronto, ON, CAN time type Full time posted on Posted 3 Days Ago job requisition id R240023770Application Deadline: 02/27/2025Address: 33 Dundas Street WestJob Family Group: Data Analytics & ReportingUnder the direction of the Director, Credit Risk Modeling – Decision Science, this...

  • Associate Director, Regulatory Compliance Management Testing Program

    2 days ago

    Toronto, ON, Canada EQ Bank | Equitable Bank Full time

    Join a Challenger Being a traditional bank just isn’t our thing. We are big believers in innovating the banking experience because we believe Canadians deserve better options, and we challenge ourselves and our teams to creatively transform what’s possible in banking. Our team is made up of inquisitive and agile minds that find smarter ways of doing...

  • Monitoring and Testing Officer

    7 months ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 191692 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. As a Monitoring and Testing Officer, you will execute planned testing activities to evaluate the adequacy, adherence and effectiveness of controls related to Operational, Regulatory, AML/ATF & Sanctions, and Compliance Risks across...

  • Associate Principal

    4 weeks ago

    Toronto, Canada Appficiency Inc. Full time

    Solving the most complex technology and business challenges is what Appficiency is about. As the top partner for creating the new industry benchmarks in the ERP Services, Appficiency is an Oracle NetSuite Alliance Partner with over 7 different industry and partner awards. We are a leader in both construction and manufacturing and as a top 5 Alliance Partner,...

  • Associate Principal

    4 weeks ago

    Toronto, Canada Appficiency Inc. Full time

    Solving the most complex technology and business challenges is what Appficiency is about. As the top partner for creating the new industry benchmarks in the ERP Services, Appficiency is an Oracle NetSuite Alliance Partner with over 7 different industry and partner awards. We are a leader in both construction and manufacturing and as a top 5 Alliance Partner,...