Compliance Testing Manager
3 months ago
**Work Location**:
Canada
**Hours**:
37.5
**Line of Business**:
Enterprise Enabling Functions
**Pay Details**:
**Department Overview**
**The Compliance Testing - Central Services team supports Compliance Testing teams on their mandate to execute 2nd Line of Defence testing and monitoring activities on behalf of Compliance Units by providing governance and oversight for central elements of the Compliance Testing program. Our responsibilities include**:
- **Developing and maintaining Regulatory Compliance Management (RCM) monitoring and testing standards and guidelines.**:
- **Working with enterprise-level stakeholders to evolve the monitoring and testing standards and guidelines in line with regulatory expectations and sound practices.**:
- **Developing and evolving detailed monitoring and testing processes consistent with the monitoring and testing standards and guidelines.**:
- **Advising on the implementation of the monitoring and testing standards, guidelines and process effectively.**:
- **Leading the annual monitoring and testing planning process.**:
- **Reporting on monitoring and testing activities.**:
- **Developing and facilitating learning and development activities focused on testing and monitoring standards, guidelines and processes.**:
- **Internal Audit and regulatory exam management.**:
- **Recommending and implementing automation and process improvement activities along with other strategic and operational initiatives to support Compliance Testing.**
**Job Description Summary**
**Reporting to the Senior Manager, Compliance Testing - Central Services, the Compliance Testing Manager will support the development and delivery of key accountabilities of the Compliance Testing - Central Services team as noted above.**
**The Compliance Testing Manager will**:
- **Assist in the development of Compliance Testing standards, guidelines and processes s related to Regulatory Compliance Management (RCM) M&T Develop and facilitate training related to the above standards, guidelines and processes**:
- **Assist in the development of the annual monitoring and testing plan, acting as a primary contact for key stakeholders throughout the annual planning process**:
- **Develop Board, subsidiary and senior management reporting of RCM M&T activities**:
- **Coordinate audit and regulatory requests pertaining to Compliance Testing**:
- **Proactively contribute to team processes and projects**:
- **Seek process improvements and more efficient ways to deliver value to our stakeholders**:
- **Assist in special projects/tasks, as required**
**Job Requirements**
- **5+ years of relevant experience in the financial services industry; experience in Audit or Compliance preferred**:
- **University degree and CPA/CA designation is required; CIA or other relevant professional designations would be an asset**:
- **Significant control testing/Audit experience is required; RCM testing and monitoring experience would be an asset**:
- **Exceptional communication skills (both written and verbal) with the ability to draft superior quality analyses**:
- **Ability to read and interpret regulations as well as understand how the regulations may impact RCM M&T standards, guidelines and processes.**:
- **Strong problem solving skills and ability to recommend value-added solutions**:
- **Strong relationship management skills and ability to work effectively with multiple stakeholders**:
- **Strong organizational skills, with the ability to work in a fast-paced environment and manage multiple deadlines and priorities**:
- **Strong attention to detail**:
- **Technology aptitude and skills will be an asset**
**Who We Are**:
**TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.**
**TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you’ve got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we’re here to support you towards your goals. As an organization, we keep growing - and so will you.**
**Our Total Rewards Package**
**Our Total Rewards package reflects the investments we make in our
-
Manager, Compliance Testing
3 months ago
Toronto, Canada Royal Bank of Canada Full time**Job Summary** Ensure that the company's activities and procedures meet industry and government compliance standards. Draw on experience and a proven set of practices, knowledge and skills to complete different assignments. **What is the opportunity?** As an integral member of the Compliance Shared Services team, the Manager, Compliance Testing will help...
-
Compliance Testing Manager, Gbm&t Compliance
6 days ago
Toronto, Canada Scotiabank Full timeRequisition ID: 165091 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **_ Purpose_** Contributes to the overall success of the GBM&T Compliance Department in Canada ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business strategies and...
-
Managing Director, Enterprise Compliance Testing
7 months ago
Toronto, Canada BMO Financial Group Full time100 King Street West Toronto Ontario,M5X 1A1 Additional Job Description The Managing Director - Enterprise Compliance Testing (MD) leads and directs the second line compliance testing function, with an enterprise mandate for BMO Financial Group across all jurisdictions and legal entities that BMO operates. The MD leads a global team responsible for...
-
Compliance Testing Manager
1 month ago
Toronto, Canada TD Bank Full time**Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: Enterprise Enabling Functions **Pay Details**: $91,200 - $136,800 CAD 2 positions available **Department Overview** The Compliance Testing - Central Services team supports Compliance Testing teams on their mandate to execute 2nd Line of Defence testing and monitoring...
-
Manager, Compliance Testing
2 months ago
Toronto, Canada Scotiabank Full timeRequisition ID: 210931 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose** Contributes to the overall success of Compliance Testing in Canada ensuring business strategies, plans and initiatives are executed / delivered in compliance with governing regulations, internal policies and...
-
Manager, Compliance Testing
7 months ago
Toronto, Canada Scotiabank Full timeRequisition ID: 178701 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **_ Purpose_** Contributes to the overall success of Compliance Testing in Canada ensuring business strategies, plans and initiatives are executed / delivered in compliance with governing regulations, internal policies and...
-
Manager, Gbm&t Compliance Testing
6 months ago
Toronto, Canada Scotiabank Full timeRequisition ID: 200426 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose** Contributes to the overall success of the GBM&T Compliance Department in Canada ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business strategies and...
-
Compliance Officer, Gbm&t Compliance Testing
2 months ago
Toronto, Canada Scotiabank Full timeRequisition ID: 210159 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose** Contributes to the overall success of the GBM&T Compliance Department in Canada ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business strategies and...
-
Manager, Gbm&t Compliance Testing
2 months ago
Toronto, Canada Scotiabank Full timeRequisition ID: 210380 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose** Contributes to the overall success of the GBM&T Compliance Department in Canada ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business strategies and...
-
Avp Global Compliance Testing
3 months ago
Toronto, Canada Manulife Full timeManulife is seeking an experienced professional to manage the Global Testing program and team. Supporting the legal entity and segment CCO’s the individual will be responsible for running the program to build on our existing model and work closely with other teams within Regulatory Assurance and Governance. **Position Responsibilities**: - Independently...
-
Toronto, Canada EQ Bank | Equitable Bank Full timeJoin a ChallengerBeing a traditional bank just isn’t our thing. We are big believers in innovating the banking experience because we believe Canadians deserve better options, and we challenge ourselves and our teams to creatively transform what’s possible in banking. Our team is made up of inquisitive and agile minds that find smarter ways of doing...
-
Senior Compliance Director
7 days ago
Toronto, Ontario, Canada Disability Solutions Full timeAbout the RoleWe are seeking a highly experienced professional to join our team as the Senior Compliance Director - Testing. In this role, you will oversee the planning, development, and execution of enterprise-wide compliance testing and monitoring activities. Your expertise will be instrumental in ensuring the Bank's adherence to regulatory requirements...
-
Toronto, Canada EQ Bank | Equitable Bank Full timeJoin a ChallengerBeing a traditional bank just isn’t our thing. We are big believers in innovating the banking experience because we believe Canadians deserve better options, and we challenge ourselves and our teams to creatively transform what’s possible in banking. Our team is made up of inquisitive and agile minds that find smarter ways of doing...
-
Toronto, Canada EQ Bank | Equitable Bank Full timeJoin a ChallengerBeing a traditional bank just isn’t our thing. We are big believers in innovating the banking experience because we believe Canadians deserve better options, and we challenge ourselves and our teams to creatively transform what’s possible in banking. Our team is made up of inquisitive and agile minds that find smarter ways of doing...
-
Toronto, Canada Disability Solutions Full timeJoin a ChallengerBeing a traditional bank just isn't our thing. We are big believers in innovating the banking experience because we believe Canadians deserve better options, and we challenge ourselves and our teams to creatively transform what's possible in banking. Our team is made up of inquisitive and agile minds that find smarter ways of doing things....
-
Toronto, ON, Canada EQ Bank | Equitable Bank Full timeJoin a Challenger Being a traditional bank just isn’t our thing. We are big believers in innovating the banking experience because we believe Canadians deserve better options, and we challenge ourselves and our teams to creatively transform what’s possible in banking. Our team is made up of inquisitive and agile minds that find smarter ways of doing...
-
Toronto, ON, Canada EQ Bank | Equitable Bank Full timeJoin a Challenger Being a traditional bank just isn’t our thing. We are big believers in innovating the banking experience because we believe Canadians deserve better options, and we challenge ourselves and our teams to creatively transform what’s possible in banking. Our team is made up of inquisitive and agile minds that find smarter ways of doing...
-
Test Data Management
2 months ago
Toronto, Canada Atlantis IT group Full time**Role**: Test Data Management **Location**: Toronto Proficiency in using TDM tools to create and mine test data, as well as the ability to automate data generation to test scenarios rapidly. The ability to identify inefficiencies in the test data and optimize it to improve the testing process by creating scripts or using other methods. Strong engineering...
-
Toronto, Canada Eurofins Canada Environment Testing Full timeCompany Description Eurofins Scientific is an international life sciences company, providing a unique range of analytical testing services to clients across multiple industries, to make life and our environment safer, healthier and more sustainable. From the food you eat, to the water you drink, to the medicines you rely on, Eurofins works with the biggest...
-
Test Data Management
4 months ago
Toronto, Canada Atlantis IT group Full time**Role**: Test Data Management Toronto **Role Description**: Key Responsibilities: Test Data Planning and Strategy: Develop and implement test data management strategies that align with project requirements.Collaborate with QA, Development, and Business teams to understand the data requirements for different test scenarios.Define and manage the process for...
