Financial Examiner

2 months ago

Toronto, Canada CIRO OCRI Full time

**Position Title**:Financial Examiner**

**Department: Financial Compliance**

**Location: Toronto**

**Status: Fixed-term, Full-time 9 months (Hybrid)**

**Key Responsibilities**:

- Perform Examinations: Conduct financial examinations of CIRO Members and review of auditor working paper files following CIRO standard procedures.
- Review and Analyze Financial Filings: Review financial filings to determine accuracy and completeness of information filed. Follow and complete the standard financial review program. Discuss and resolve issues arising from the review with Members. Summarize and compile member data when necessary for analytical purposes.
- Reporting and Advising: Identify significant financial issues and advise manager relating to appropriate action to be taken. Support the Director in the preparation and analysis of financial information for internal and external purposes.
- Follow-up: Record and follow-up with Member to ensure all appropriate changes are made on subsequent financial filings.
- Respond to Inquiries: Respond to questions from Members, auditors, or other stakeholders relating to CIRO’s financial requirements.

**Education and Experience**:

- 3 years of accounting experience, preferably in the securities industry.
- A professional accounting designation or equivalent work experience.
- A degree or diploma in business or accounting.
- Completion of the Canadian Securities Course and CFO Qualifying Examination Course considered an asset.
- Audit experience preferred.

**Key Skills and Competencies**:

- Excellent understanding of accounting principles and financial statements.
- Good understanding of the operations of dealer members.
- Effective written and oral communication skills.
- Ability to maintain professional behaviour with Members and auditors in communicating CIRO requirements.
- Travel may be required from time to time, mainly within Ontario.
- Interest in ongoing learning and professional development.

CIRO is committed to employment practices that are inclusive and accessible. Accommodations for individuals with disabilities are available. Should you require accommodation, please contact Human Resources.

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