Compliance Officer

4 weeks ago

Toronto, Canada Institut Trebas Institute Full time

**Job Summary**

Trebas Institute, established in 1979, is a private vocational school with campuses in Montreal and Toronto and offering a broad range of programs in audio, film and television, business and technology as well as music, event and entertainment management. Our mission is to provide high-quality and accessible education and support services to maximize our students’ success and learning experience. We strive to achieve this mission through a commitment to excellence, innovation, interdisciplinary collaboration, as well as inclusiveness and diversity. Trebas Institute is a member of the Global University Systems Canada network of higher education institutions.

Trebas Institute is actively seeking a highly strategic and dedicated Compliance Officer. The Compliance Officer ensures ethical conduct and compliance with various provincial rules, regulations and standard processes that govern educational services. The role holder will ensure that our campuses comply with the regulations, policies and guidelines set up by regulatory bodies and accrediting organizations.

**Responsibilities**
- Develop policies and procedures for compliance management activities and programs for our institutions.
- Implement compliance procedures within the colleges to ensure all departments and programs are operating in full compliance with government regulations and external accrediting bodies.
- Identify potential areas of compliance vulnerability and risk; develop action plans for the mitigation of those risks and provide guidance on how to avoid instances of non-compliance.
- Identify and report non-compliance instances to management and work with staff to correct the issue.
- Coordinate, arrange and supervise internal audit processes to ensure our institutions and their programs are in compliance with internal and external regulations, as well as preparing for ministry audits.
- Interpret, monitor and implement quality assurance standards and procedures and evaluate their adequacy.
- Generating reports and completing renewals as required, providing statistical data for use in decision making.
- Providing regular compliance reports to the governing body and senior management
- Develop and implement all short-term and long-term strategies and ensure consistency.
- Keep up-to-date on recent trends and knowledge of various provincial laws and regulations, including the Ministry of Colleges and Universities (MCU), Private Training Institutions Branch (PTIB), and IRCC.

**Position Requirements**

To be successful in the Compliance Officer position, the individual must possess:

- Bachelor’s degree from a relevant field is required.
- Minimum of 3 to 5 years’ experience in a compliance role, with knowledge of regulatory and legislative policy and procedures.
- Highly ethical nature
- Able to confidentiality handle sensitive information
- A flexible approach to working and the ability to cope with frequently changing environments.
- The ability to work independently but also as part of a wider management team
- A proactive and innovative thinker demonstrating good attention to detail
- Ability to liaise with key stakeholders

**Knowledge and Skills**:

- An analytical mind with a strategic ability
- Excellent organizational and leadership skills
- Outstanding communication and interpersonal abilities
- Ability to work in conflict situations, manage difficult people, and deal with ambiguity
- A team-oriented approach and positive attitude
- Student-centered philosophy
- Practical problem-solving and interpersonal skills
- Ability to relate to the diverse stakeholders, including Boards and the parent company
- Ability to develop and maintain collaborative relationships
- Demonstrable track record in managing a conflicting workload, often delivering results to tight deadlines.
- Superior listening, critical thinking, and reading comprehension skills
- Persuasive presentation skills and ability to field tough questions

  • Compliance Officer

    4 weeks ago

    Toronto, Canada CIRO Full time

    **Position Title: Compliance Officer (MFD)** **Department: Business Conduct Compliance** **Region: Toronto** **Status: Permanent Full-time (Hybrid)** CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO is carrying on the...

  • Compliance Officer

    1 week ago

    Toronto, Canada Bloom Finance Company Ltd. Full time

    About Bloom: Bloom is a leading Canadian fintech company specializing in reverse mortgages. As a licensed mortgage brokerage and administrator operating in Ontario, British Columbia, and Alberta, and in partnership with OSFI-regulated financial institutions, Bloom offers innovative financial solutions to homeowners aged 55 and above. Bloom's mission is to...

  • Compliance Officer

    1 week ago

    Toronto, Canada Bloom Finance Company Ltd. Full time

    About Bloom: Bloom is a leading Canadian fintech company specializing in reverse mortgages. As a licensed mortgage brokerage and administrator operating in Ontario, British Columbia, and Alberta, and in partnership with OSFI-regulated financial institutions, Bloom offers innovative financial solutions to homeowners aged 55 and above. Bloom's mission is to...

  • Compliance Officer

    1 week ago

    Toronto, Canada Bloom Finance Company Ltd. Full time

    About Bloom: Bloom is a leading Canadian fintech company specializing in reverse mortgages. As a licensed mortgage brokerage and administrator operating in Ontario, British Columbia, and Alberta, and in partnership with OSFI-regulated financial institutions, Bloom offers innovative financial solutions to homeowners aged 55 and above. Bloom's mission is to...

  • Compliance Officer

    1 week ago

    Toronto, Canada Larson Maddox Full time

    An alternative investment firm is seeking a Compliance Officer to join their Global Regulatory and Compliance team. In this role, you will play a pivotal part in assisting with various regulatory activities both at the organizational level and for investment vehicles. This position will entail overseeing all regulatory and compliance matters for operations...

  • Compliance Officer

    1 week ago

    Toronto, Canada Larson Maddox Full time

    An alternative investment firm is seeking a Compliance Officer to join their Global Regulatory and Compliance team. In this role, you will play a pivotal part in assisting with various regulatory activities both at the organizational level and for investment vehicles. This position will entail overseeing all regulatory and compliance matters for operations...

  • Compliance Officer

    1 month ago

    Toronto, Canada Swiss RE Full time

    **About** **the** **Role**: We are looking for a highly motivated individual to be the Compliance Officer for Swiss Re Corporate Solutions America Insurance Corporation (SRCSAIC), Canadian branch based in Toronto. In this position, you will be the appointed Compliance Officer for the purposes of Regulatory Compliance Management Guideline E-13 (Office of the...

  • Compliance Officer

    2 weeks ago

    Toronto, Canada Enable Full time

    **Job Summary** As a **Compliance Officer **you will be responsible for helping Enable deliver on its quality management programme to meet external regulatory and statutory requirements and internal policies and procedures as part of the Sourcing, Risk & Compliance function. Your role is key in helping Enable’s departments understand their requirements...

  • Compliance Officer

    2 weeks ago

    Toronto, Canada Iceberg Finance Group Full time

    **Company Overview**: iFinance Canada is a well-established national consumer financing company that offers various financing to Canadians since 1996. We are part of Iceberg Finance Group, a sister company based in Quebec that also does business across Canada. We are a dynamic, rapidly growing organization currently recruiting for a meticulous and...

  • Compliance Officer

    1 month ago

    Toronto, Canada Aviso Wealth Full time

    **Aviso Wealth**: **The Opportunity**: We’re looking for a Compliance Officer to join our Compliance team. This role can be mostly remote, however we will on occasion require you to come onsite to our office at 151 Yonge St, Toronto, ON. Reporting to the Manager, Branch Examination, the Branch Examiner is responsible for conducting onsite and/or remote...

  • Compliance Officer

    1 week ago

    Toronto, Canada Larson Maddox Full time

    An alternative investment firm is seeking a Compliance Officer to join their Global Regulatory and Compliance team. In this role, you will play a pivotal part in assisting with various regulatory activities both at the organizational level and for investment vehicles. This position will entail overseeing all regulatory and compliance matters for operations...

  • Compliance Officer

    7 days ago

    Toronto, Canada Larson Maddox Full time

    An alternative investment firm is seeking a Compliance Officer to join their Global Regulatory and Compliance team. In this role, you will play a pivotal part in assisting with various regulatory activities both at the organizational level and for investment vehicles. This position will entail overseeing all regulatory and compliance matters for operations...

  • Compliance Officer

    7 days ago

    Toronto, Canada Larson Maddox Full time

    An alternative investment firm is seeking a Compliance Officer to join their Global Regulatory and Compliance team. In this role, you will play a pivotal part in assisting with various regulatory activities both at the organizational level and for investment vehicles. This position will entail overseeing all regulatory and compliance matters for operations...

  • Compliance Officer

    7 days ago

    Toronto, Canada Larson Maddox Full time

    An alternative investment firm is seeking a Compliance Officer to join their Global Regulatory and Compliance team. In this role, you will play a pivotal part in assisting with various regulatory activities both at the organizational level and for investment vehicles. This position will entail overseeing all regulatory and compliance matters for operations...

  • Compliance Officer

    1 month ago

    Toronto, Canada Coinsquare Full time

    **About the Role**: The Compliance Officer (“CO”) contributes to the overall performance of the Regulatory Compliance Department within Coinsquare Capital Markets Limited (“CCML”). CCML is registered across Canada as an investment dealer and is a dealer and marketplace member of the New Self Regulatory Organization of Canada (“New SRO”). CCML is...

  • Compliance Officer

    3 weeks ago

    Toronto, Canada Larson Maddox Full time

    An alternative investment firm is seeking a Compliance Officer to join their Global Regulatory and Compliance team. In this role, you will play a pivotal part in assisting with various regulatory activities both at the organizational level and for investment vehicles. This position will entail overs

  • Compliance Officer, Corporate Compliance

    1 month ago

    Toronto, Canada Aviso Wealth Full time

    **Aviso Wealth**: **The Opportunity**: We’re looking for a Compliance Officer to join our Compliance team. This can be a remote role, however for those who would like to come into the office we are at 151 Yonge St, Toronto, ON. Reporting to the Director Corporate Compliance, the Compliance Officer is primarily responsible for day-to-day compliance...

  • Compliance Officer

    5 hours ago

    Toronto, Canada Swiss RE Full time

    **About the Role**: We are looking for a highly-motivated individual to serve as a Compliance Officer, based in Toronto. In this role, you will have the opportunity to support Swiss Re's Canadian Reinsurance business through the Compliance Reinsurance team's mandate, while interacting with many Compliance team members and business colleagues. You will also...

  • Compliance Officer

    1 week ago

    Toronto, ON, Canada Larson Maddox Full time

    An alternative investment firm is seeking a Compliance Officer to join their Global Regulatory and Compliance team. In this role, you will play a pivotal part in assisting with various regulatory activities both at the organizational level and for investment vehicles. This position will entail overseeing all regulatory and compliance matters for operations...

  • Compliance Officer

    1 week ago

    Toronto, ON, Canada Larson Maddox Full time

    An alternative investment firm is seeking a Compliance Officer to join their Global Regulatory and Compliance team. In this role, you will play a pivotal part in assisting with various regulatory activities both at the organizational level and for investment vehicles. This position will entail overseeing all regulatory and compliance matters for operations...