Enterprise Risk Management Audit, Vice President

6 months ago


Toronto, Canada State Street Full time

Who we are looking for

We are looking for an Enterprise Risk Management Audit, Vice President to provide leadership in executing Audit’s assurance coverage over Financial risks. Enterprise Risk Management provides independent risk oversight over State Street’s business activities. The Financial Risks include Market, Credit (including Trading Credit ) and Liquidity. In this role, you will report directly to the Corporate Audit Managing Director for Enterprise Risk Management, and you will support the annual audit planning and development, risk assessment, scoping and execution of audits related to the associated processes and risks. You will also play a critical role in the ongoing development of audit staff and support various departmental initiatives. This role is based out of Toronto, Ontario, Canada.

This role can be performed in a hybrid model, where you can balance work from home and office to match your needs and role requirements.

Why this role is important to us

The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability; regulators rely upon us to provide assurance that the bank operates in a manner that is compliant with key banking regulations to properly manage risks to the company and the global financial systems. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role, you will help us build resilience and execute day to day deliverables at our best. Join us if making your mark in the financial services industry from day one is a challenge you are up for.

What you will be responsible for

As an Enterprise Risk Management Audit, Vice President you will:

- Participate in the development of a risk-based audit plan through the execution of detailed risk assessments, which consider existing and emerging risks, key strategic initiatives, regulatory requirements / expectations and effectiveness of the control environment.
- Support the execution the risk-based audit plan through the review and approval of audit work products; ensuring effective coverage and the timely escalation of issues and conclusions.
- Draft, review, finalize and communicate audit deliverables, including audit findings, memos and audit reports to senior and executive management.
- Ensure audit engagements properly align to all internal standards and performance metrics.
- Prepare and deliver periodic management reports to key stakeholders including executive management and governance committees.
- Participate as a non-voting member of business / risk committees and management working groups, promoting balanced discussions and encouraging challenge and debate.
- Maintain effective partnerships with key senior leaders in the Financial Risk organization by identifying potential control risks and gaps while development and implementation activities are underway.
- Influence effective and sustainable improvements to processes and controls.
- Manage, coach and develop staff, including participating in the talent management, staff evaluation, and new hire processes.
- Provide insight on the evolving regulatory environment and interact with regulators.

What we value

These skills will help you succeed in this role:

- Strong knowledge and understanding of financial risks particularly Liquidity, Market and Credit risks.
- Strategic thinking that focuses on developing innovative solutions to optimize execution approaches while maintaining efficiency.
- Strong communication, interpersonal and leadership abilities across all levels coupled with effective problem solving, conceptual thinking, quantitative and analytical skills.
- Ability to manage complexity, effectively prioritize multiple tasks and work independently in non-routine situations and in a fast-paced environment.
- Strong leadership skills that create an inclusive environment for building, cultivating and managing diverse teams.
- Highly collaborative with an ability to develop and maintain strong relationships within the department and with stakeholders across the lines of defense.
- Fluency in English - Written and spoken

Education & Preferred Qualifications
- 10+ years of experience in Market/Credit/Liquidity risks in the first or second line, or Public Accounting
- Bachelor’s degree, preferable in finance, accounting or related field.
- Advanced degree or certification (CFA, FRM, CPA) preferred.
- Experience executing or auditing Financial
- Experience in auditing information technology general controls.

Additional requirements

While majority of the time you will work from your primary location, some domestic and international travel may be required to a variety of locations where State Street operates.

We truly believe in the power that comes from the diverse backgrounds and experiences our employees bring with them. Al



  • Toronto, Canada State Street Full time

    Who we are looking for We are looking for an Enterprise Risk Management Audit, Vice President to provide leadership in executing Audit’s assurance coverage over Financial risks. Enterprise Risk Management provides independent risk oversight over State Street’s business activities. The Financial Risks include Market, Credit (including Trading Credit ) and...


  • Toronto, Canada State Street Full time

    Who we are looking for We are looking for an Enterprise Risk Management Audit, Vice President to provide leadership in executing Audit’s assurance coverage over Financial risks. Enterprise Risk Management provides independent risk oversight over State Street’s business activities. The Financial Risks include Market, Credit (including Trading Credit )...


  • Toronto, Canada State Street Full time

    Who we are looking for We are looking for an Enterprise Risk Management Audit, Vice President to provide leadership in executing Audit’s assurance coverage over Financial risks. Enterprise Risk Management provides independent risk oversight over State Street’s business activities. The Financial Risks include Market, Credit (including Trading Credit ) and...


  • Toronto, Canada State Street Full time

    Who we are looking for We are looking for an Enterprise Risk Management, Assistant Vice President to lead audit engagements focused in the Financial Risk areas. Enterprise Risk Management provides independent risk oversight over State Street’s business activities. The Financial Risks include Market, Credit (including Trading Credit ) and Liquidity. In...


  • Toronto, Canada State Street Full time

    Role OverviewThe Enterprise Risk Management Audit, Vice President at State Street is responsible for providing leadership in executing audit's assurance coverage over Financial risks. This role plays a critical part in the overall success of the organization.


  • Old Toronto, Canada State Street Full time

    p>Who we are looking for We are looking for a highly skilled and experienced Cyber and Data Analytics Auditor, Assistance Vice President to join our global Cyber Audit team. To succeed in this role, you need to have a deep understanding of cyber risks processes, controls, industry standards, and should have a strong knowledge of NIST, MITRE, and Defense in...


  • Old Toronto, Canada State Street Full time

    b>Who we are looking forWe are looking for a highly skilled and experienced Cyber Audit, Assistance Vice President to join our global cyber audit team. To succeed in this role, you need to have a deep understanding of cyber risks processes, controls, industry standards, and should have a strong knowledge of NIST, MITRE, and Defense in Depth concepts. You...


  • Toronto, Canada State Street Corporation Full time

    IT Audit for Financial Risk, Vice President **Who we are looking for** **Why this role is important to us** The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make...


  • Toronto, Canada Scotiabank Full time

    Requisition ID: 199836 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **_ Purpose_** Oversee and leads a team of auditors responsible for internal audit activities for Retail Credit & Model Risk in support of the Audit Department in executing its global mandate. Determines whether internal controls,...


  • Toronto, Canada State Street Full time

    Who we are looking for - We are looking for an IT Audit Infrastructure, Assistant Vice President within State Street’s Corporate Audit Division to lead audit engagements focused on Information Technology within the Global Technology Services (GTS) Business Unit. GTS is a key enabler to achieving State Street’s vision to be a technology-led innovator, a...


  • Toronto, Canada Scotiabank Full time

    Requisition ID: 198008 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Position: Vice President, Enterprise Data** **Purpose**: Customer Insights Data & Analytics (CID&A) seeks a visionary leader to drive the organization's enterprise data strategy and leverage cloud technologies to empower...


  • Toronto, Canada Sumitomo Mitsui Banking Corporation Full time

    **Purpose of Position**: The Vice President, Enterprise Risk Management (ERM) will be responsible for working with the Executive Director, ERM in the independent identification, measurement, assessment, and monitoring and reporting of all significant risks to the organization. This position will be responsible for the production of various ERM reports as...


  • Toronto, Canada Sumitomo Mitsui Banking Corporation Full time

    **Purpose of Position**: The Vice President, Enterprise Risk Management (ERM) will be responsible for working with the Executive Director, ERM in the independent identification, measurement, assessment, and monitoring and reporting of all significant risks to the organization. This position will be responsible for the production of various ERM reports as...


  • Toronto, Canada SMBC Group Full time

    Purpose of Position The Vice President, Enterprise Risk Management (ERM) will be responsible for working with the Executive Director, ERM in the independent identification, measurement, assessment, and monitoring and reporting of all significant risks to the organization. This position will be responsible for the production of various ERM reports...


  • Old Toronto, Canada State Street Full time

    p>Who we are looking forWe are looking for an IT Audit Infrastructure, Assistant Vice President within State Street’s Corporate Audit Division to lead audit engagements focused on Information Technology within the Global Technology Services (GTS) Business Unit. GTS is a key enabler to achieving State Street’s vision to be a technology-led innovator, a...


  • Toronto, Canada TD Bank Full time

    **Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: Audit **Pay Details**: $175,000 - $255,000 CAD **Department Overview**: Our team of trusted Internal Audit professionals serve as the Bank's third line of defense. We provide objective and independent assurance to the Board of Directors, which is designed to add value and...


  • Toronto, Canada Sumitomo Mitsui Banking Corporation Full time

    Purpose of PositionThe Vice President, Enterprise Risk Management (ERM) will be responsible for working with the Executive Director, ERM in the independent identification, measurement, assessment, monitoring, and reporting of all significant risks to the organization. This position will be responsible for the production of various ERM reports as assigned and...


  • Old Toronto, Canada Equitable Group Full time

    We are seeking an experienced and senior risk management professional to join our team as a Vice President, Internal Audit. This role is paramount in providing strategic expertise and participating in the execution of the design, risk assessment, control identification, documentation, testing, findings, and recommendation process for internal audits of the...


  • Old Toronto, Canada State Street Full time

    As a Cyber Risk Management Vice President at State Street, you will play a key role in safeguarding and stewarding the investments of millions of people.The company provides investment servicing, data & analytics, investment research & trading, and investment management to institutional clients.Your primary responsibility will be to manage the planning,...


  • Toronto, Canada Sumitomo Mitsui Banking Corporation Full time

    Purpose of Position The Vice President, Enterprise Risk Management (ERM) will be responsible for working with the Executive Director, ERM in the independent identification, measurement, assessment, and monitoring and reporting of all significant risks to the organization. This position will be responsible for the production of various ERM reports...