Manager, Business Compliance Monitoring

**I year Contract** **The Compliance Monitor is responsible for the effective risk management through the oversight and monitoring of CPSO Committee decisions, specifically relating to Registration Committee and Change of Scope/Re-Entry matters.** **Responsibilities**: The Compliance Monitor oversees the monitoring of various undertakings, orders and...

Individually we are people, but together we are Aviva. Individually these are just words, but together they are our Values - Care, Commitment, Community, and Confidence. We are looking for an upbeat and dedicated Compliance Monitoring Lead to support the Chief Compliance Officer in our Risk team. This role is responsible for reviewing, challenging and...

100 King Street West Toronto Ontario,M5X 1A1 **General**: This role: - Executes First Line compliance monitoring, reporting and control execution. - Manages/supports large/complex compliance programs/frameworks /projects/initiatives to ensure compliance risks are appropriately identified, risk assessed, mitigated and regulations adhered to. - Supports the...

About the PositionWe are seeking a highly skilled Compliance and Regulatory Manager to join our team at Trade Compliance Recruiting Solutions. The successful candidate will be responsible for ensuring compliance with third-party regulations and managing our third-party risk management program.Key AccountabilitiesRegulatory Compliance: You will be responsible...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing activities (testing and on-going...

Requisition ID: 213428 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose** Contributes to the success of the Canadian Banking Compliance (CBC) Monitoring Program, ensuring specific individual goals, plans, and initiatives are executed and delivered in support of business strategies and...

Role: Business Analyst with OFSAA Location : Toronto (Hybrid) Term: Fulltime Job Summary: Business Analyst / Lead– AML with expertise in Oracle Financial Services Analytical Applications (OFSAA) and SQL to support AML compliance initiatives in the banking sector. The ideal candidate will work closely with compliance, IT, and data teams to enhance...

**Duties and Responsibilities** Please note that the job responsibilities for this role may involve working with all departments of the company and cover all aspects of the business. - Conduct monitoring and testing based on an established monitoring and testing plan - Assess results from the monitoring and testing plan and work with management to prepare...

**Compliance Monitoring Officer** **Position Summary**: Responsible for monitoring compliance with decisions made by College committees supported by the Conduct Division along with other College processes. Responsible for monitoring proceedings of pharmacy professionals with criminal charges and findings, civil proceedings and findings in other...

**Who we are** At Canadian Premier, everything we do is driven by our genuine desire to build connections with our customers - listening, reflecting, responding - and being there for them during the most trying times of their lives. To be the best at what we do, we look for compassionate, creative people who work efficiently, aren't afraid to make...

Serves as a senior compliance monitoring analyst for Independent Compliance Risk Management (ICRM)’s Compliance Monitoring team responsible for assessing compliance risks and controls implemented by Citi’s first and second line of defense. The Compliance Monitoring Analyst performs risk-based testing of Citi’s compliance risks in order to assess the...

Questrade Financial Group (QFG) of Companies is committed to helping Canadians become much more financially successful and secure. We are everything a traditional financial institution is not. Our vision is to revolutionize financial services for the benefit of Canadians by providing the most innovative and cost efficient financial services online. That’s...

**TD Description** Stay current and competitive. Carve out a career for yourself. Grow with us. **Department Overview** - The Global Compliance Department is responsible for overseeing Regulatory Compliance across TDBG in accordance with the Global Compliance Department Mandate, in execution of the Global Compliance Operating Framework (GCOF). This...

**Start Date** ASAP **Hybrid Work Environment** (3 days in office, 2 days remote with flexible hours) **Full Time** **Permanent **Dress Code **Business Casual **Location** Downtown Toronto, Outside of Union Station (TTC & GO accessible) **A Great Place to Work** **Who We Are**: Kinross is a Canadian-based global senior gold mining company with...

**TD Description** Stay current and competitive. Carve out a career for yourself. Grow with us. **Department Overview** - The Global Compliance Department is responsible for overseeing Regulatory Compliance across TD Bank Group (TD) in accordance with the Global Compliance Operating Framework. Compliance is responsible for developing and maintaining the...

100 King Street West Toronto Ontario,M5X 1A1 **General**: This position is also accountable to lead and support the implementation and execution of the Enterprise Compliance Program (ECP), advising LOB management on implications of new/changing regulatory requirements on business products, processes, and controls. Works with business/group leaders, 2nd Line...

Company Description **Make an impact at a global and dynamic investment organization** When you invest your career in CPP Investments, you join one of the most respected and fastest growing institutional investors in the world. With current assets under management valued in excess of $500 billion, CPP Investments is a professional investment management...

Company Description **Make an impact at a global and dynamic investment organization** When you invest your career in CPP Investments, you join one of the most respected and fastest growing institutional investors in the world. With current assets under management valued in excess of $500 billion, CPP Investments is a professional investment management...

**Work Location**: Canada **Hours**: 37.5 **Line of Business**: Compliance **Pay Details**: **JOB DESCRIPTION & KEY ACCOUNTABILITIES** **Do you want to dive into the intersection of fairness and AI? Do you want to tackle how we can leverage explainability approaches to understand models? Are you passionate about technology and ethics? Are you interested...

**Company Description** Make an impact at a global and dynamic investment organization** When you invest your career in CPP Investments, you join one of the most respected and fastest growing institutional investors in the world. With current assets under management valued in excess of $500 billion, CPP Investments is a professional investment management...