Trade Oversight
4 hours ago
A leading financial services company in Toronto is seeking a Trade Supervision Manager to provide oversight of trading activities. In this role, you'll conduct supervision activities, ensuring compliance with regulatory obligations while training and collaborating with advisors. The ideal candidate will have strong mutual fund dealer proficiency, excellent communication skills, and the ability to enhance compliance outcomes. This position offers competitive pay and flexible hybrid work options.
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Bilingual Trade Oversight Manager
3 weeks ago
Toronto, Canada Sun Life Financial Full timeA leading financial services company is seeking a Bilingual Trade Supervision Manager in Toronto. The role involves conducting oversight on trade activities, ensuring compliance with regulatory requirements, and supporting advisors in maintaining compliant practices. Candidates must be bilingual in French and English, possess strong organizational abilities,...
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Bilingual Trade Oversight Manager
3 weeks ago
Toronto, Canada Sun Life Financial Full timeA leading financial services company is seeking a Bilingual Trade Supervision Manager in Toronto. The role involves conducting oversight on trade activities, ensuring compliance with regulatory requirements, and supporting advisors in maintaining compliant practices. Candidates must be bilingual in French and English, possess strong organizational abilities,...
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Bilingual Trade Oversight Manager
2 weeks ago
Toronto, Canada Sun Life Financial Full timeA leading financial services company is seeking a Bilingual Trade Supervision Manager in Toronto. The role involves conducting oversight on trade activities, ensuring compliance with regulatory requirements, and supporting advisors in maintaining compliant practices. Candidates must be bilingual in French and English, possess strong organizational abilities,...
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Trade Compliance
4 hours ago
Toronto, Canada Sun Life Financial Full timeA leading financial services company seeks a Trade Supervision Manager in Toronto to oversee trading activities and ensure compliance with regulatory obligations. This role involves conducting trade reviews, managing queries, and collaborating with teams to improve compliance. Candidates must have mutual fund proficiency and relevant experience in a...
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Bilingual Trade Oversight Manager
1 week ago
Toronto, Canada Sun Life Full timeA leading financial services firm in Toronto is seeking a Trade Supervision Manager to oversee trading activities of advisors while ensuring compliance with regulatory obligations and company policies. The ideal candidate will have strong knowledge of mutual fund standards and a background in compliance. This role offers flexible benefits and opportunities...
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Bilingual Trade Oversight Manager
4 hours ago
Toronto, Canada Sun Life Full timeA leading financial services firm in Toronto is seeking a Trade Supervision Manager to oversee trading activities of advisors while ensuring compliance with regulatory obligations and company policies. The ideal candidate will have strong knowledge of mutual fund standards and a background in compliance. This role offers flexible benefits and opportunities...
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Bilingual Trade Oversight Manager
3 weeks ago
Toronto, Canada Sun Life Financial Full timeA leading financial services company in Toronto is seeking a Bilingual Trade Supervision Manager to oversee regulatory compliance and support advisors in maintaining compliant practices. This role requires strong knowledge of mutual fund industry standards and excellent interpersonal skills. The ideal candidate is bilingual, has 2 years of relevant...
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Bilingual Trade Oversight Manager
3 weeks ago
Toronto, Canada Sun Life Financial Full timeA leading financial services company in Toronto is seeking a Bilingual Trade Supervision Manager to oversee regulatory compliance and support advisors in maintaining compliant practices. This role requires strong knowledge of mutual fund industry standards and excellent interpersonal skills. The ideal candidate is bilingual, has 2 years of relevant...
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Bilingual Trade Oversight Manager
2 weeks ago
Toronto, Canada Sun Life Financial Full timeA leading financial services company in Toronto is seeking a Bilingual Trade Supervision Manager to oversee regulatory compliance and support advisors in maintaining compliant practices. This role requires strong knowledge of mutual fund industry standards and excellent interpersonal skills. The ideal candidate is bilingual, has 2 years of relevant...
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Remote Trade Compliance
4 hours ago
Toronto, Canada Sun Life Financial Full timeA leading financial services provider in Toronto is seeking a Trade Supervision Manager to oversee advisor trading activities and ensure compliance with regulatory obligations. The role involves conducting supervision activities, resolving trade-related issues, and collaborating with compliance teams. Candidates should have Mutual Fund Dealer Branch Manager...