Senior Manager, Investor Services Audit

Join to apply for the Senior Manager, Investor Services Audit role at RBC What is the opportunity? As the Senior Manager, Investor Services Internal Audit, you will provide independent and objective assessment of the effectiveness of risk‑management practices, internal controls and governance processes, and fraud prevention and detection in the RBC Investor Services (RBCIS) platform of RBC. You will help to create solutions that support units in complying with regulatory requirements, following RBC policies and implementing industry best practices. You will gain exposure to RBC products, services, businesses, platforms to become a subject matter expert. Job Description The RBC CAE Group leverages a unique perspective—with a coordinated view across the entire business—to deliver valuable advice that not only gives assurance, but that illuminates a bigger picture, connects dots, builds best practices and broadens possibilities. We connect intelligence to protect and enable RBC. What will you do? Collaborate with other auditors/audit groups to effectively plan and execute audits in accordance with audit standards On certain engagements, lead a team of professional auditors and be responsible for all aspects of an audit Draft the audit plan that ensures adequate coverage of all areas of an audit to permit the issuance of an overall opinion on internal controls and risk‑management practices to senior management Assess effectiveness of internal controls, risk‑management practices and governance processes in order to draw conclusions and complete the audit programs Effectively manage relationships and build credibility with audit clients, including the provision of timely updates through effective and clear communication Discover patterns, insights, trends and anomalies from straightforward analyses, data sets and visualization tools and develop requests for advanced analytics by providing detailed and clear questions to the Data Analyst or Data Scientist Maintain proactive and ongoing monitoring and discussions with business leaders Keep abreast of organizational, regulatory, product, strategic and financial changes and/or trends impacting Wealth Management business platform What do you need to succeed? Must‑have: You hold a designation in good standing in one or more of the following: CIA, CPA/CA, CFA or a similar equivalent undergraduate degree with a financial services background Demonstrated experience with audit methodologies and best practices Excellent interpersonal, written and verbal communication skills with the ability to communicate a wide variety of complex information in both oral and written format Minimum 3 – 5 years of audit experience In‑depth knowledge of business and functions of Wealth Management and/or Investor Services Strong problem‑solving and negotiating skills to mitigate conflicts arising from difficult situations Nice‑to‑Haves: Ability to quickly understand the risks associated with new services and/or routines, products related to Wealth Management and to formulate practical audit procedures to adequately monitor new risk and ensure adherence to limits Knowledge of Canadian, U.S. and international regulatory standards, auditing standards and business processes in the financial securities environment Understanding of advanced analytics and data visualization tools and reporting Understanding of general IT risks in order to identify the key risks and controls in the business process or activity being audited What’s in it for you? A comprehensive Total Rewards Program including bonuses and flexible benefits and competitive compensation Leaders who support your development through coaching and managing opportunities Ability to make a difference and lasting impact Work in a dynamic, collaborative, progressive and high‑performing team Job Skills Adaptability Auditing Commercial Acumen Communication Detail‑Oriented Internal Controls Interpersonal Relationship Management Long‑Term Planning Results‑Oriented Additional Job Details Address: 20 KING ST W, Toronto, Canada City: Toronto Country: Canada Work hours/week: 37.5 Employment Type: Full time Platform: INTERNAL AUDIT Job Type: Regular Pay Type: Salaried Posted Date: 2025‑10‑31 Application Deadline: 2025‑11‑17 Applications will be accepted until 11:59 PM on the day prior to the application deadline date above Inclusion and Equal Opportunity Employment At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all. Join our Talent Community Stay in‑the‑know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you. #J-18808-Ljbffr