Senior Compliance

We’re hiring a Senior Compliance Manager for MogoTrade and Mogo Asset Management Inc. (MAMI), subsidiaries of Mogo who will have a key role in developing and implementing compliance policies and procedures related to all aspects of a CIRO brokerage and a AMF portfolio management. Reporting directly to the Chief Compliance Officer, the Senior Compliance...

We’re hiring a Senior Compliance Manager for MogoTrade and Mogo Asset Management Inc. (MAMI), subsidiaries of Mogo who will have a key role in developing and implementing compliance policies and procedures related to all aspects of a CIRO brokerage and a AMF portfolio management. Reporting directly to the Chief Compliance Officer, the Senior Compliance...

We’re hiring a Senior Compliance Manager for MogoTrade, a subsidiary of Mogo. This role is key in developing and implementing compliance policies and procedures related to all aspects of a CIRO brokerage. Reporting directly to the Chief Compliance Officer, the Senior Compliance Manager will collaborate closely with the MogoTrade team and other relevant...

6 days ago Be among the first 25 applicants Location: Montreal or Winnipeg IGM Financial Inc. is a leading wealth and asset management company in Canada, managing approximately $271 billion in assets. It offers financial planning and investment services to over two million Canadians through IG Wealth Management and Mackenzie Investments. Division: IGM...

A leading wealth and asset management company in Canada is looking for a Senior Manager, Compliance to support their insurance business. This role involves leading the compliance team, managing escalations, and ensuring adherence to regulations across multiple provinces. The ideal candidate has over 7 years of experience in insurance compliance and...

A leading Canadian wealth management firm is seeking a Senior Compliance Specialist to oversee advisors’ practices and ensure compliance with regulatory requirements. This mid-senior level position demands strong communication skills, a background in financial services, and fluency in French. The role offers a competitive salary, benefits, and a hybrid...

A leading Canadian wealth management firm is seeking a Senior Compliance Specialist to oversee advisors’ practices and ensure compliance with regulatory requirements. This mid-senior level position demands strong communication skills, a background in financial services, and fluency in French. The role offers a competitive salary, benefits, and a hybrid...

A financial services provider in Canada is looking for a Senior Compliance Manager. The role involves developing compliance policies, managing regulatory reporting, and advising on compliance matters. The ideal candidate holds a university degree and has at least 3 years of compliance experience in the financial sector, preferably within the Canadian...

Job DescriptionJob TitleSenior Compliance Advisor – Sound Business PracticesBuild the future with usWould you like to play a key role in coordinating, implementing, and developing strategic corporate initiatives related to sound business practices? Are you known for your influential leadership, thoroughness, and ability to collaborate with key...

Senior Compliance Analyst OPEN TO CANADIAN RESIDENTS ONLY Department: Compliance | Job Level: Senior Analyst | Reporting To: Chief Compliance Officer Role Overview The Senior Compliance Analyst is responsible for supporting the Chief Compliance Officer in ensuring the organization adheres to all applicable regulatory frameworks, including anti-money...