Financial Security Quality Assurance Investigator

2 weeks ago

Montreal, Canada Jobs via Dice Full time

Financial Security Quality Assurance Investigator Location: Montreal, QCType: Contract Job Description The Financial Security Quality Assurance Investigator is responsible for conducting quality assurance reviews across financial security programs to ensure compliance with legal, regulatory, and internal policy requirements. The role focuses on identifying, reporting, and helping prevent financial crime risks through detailed reviews, reporting, and collaboration with compliance and management teams. Responsibilities Assess metrics to identify and select samples for quality assurance reviews. Conduct monthly targeted quality assurance reviews related to financial security and sanctions compliance. Identify, elevate, and document potential issues and exceptions for further review and investigation. Prepare and distribute monthly quality assurance reports outlining findings and recommendations. Track findings and recommendations and follow up on open issues to ensure timely resolution. Support the development and enhancement of regional compliance quality assurance review programs. Assist with special investigations and compliance‑related projects as required. Support regulatory examinations and internal audit activities. Provide cross‑coverage across regional quality assurance programs to support workload fluctuations. Requirements / Must‑Have Strong knowledge of financial security regulations including AML, KYC, and sanctions. Excellent written, verbal, and presentation skills. Strong analytical, investigative, and problem‑solving abilities. High attention to detail and strong organizational skills. Ability to manage multiple reviews and projects simultaneously while meeting deadlines. Strong interpersonal skills with the ability to interact effectively with senior management and internal teams. Proficiency in Microsoft Office applications, including Excel and SharePoint. Experience Minimum experience working in financial security, compliance, audit, or testing functions within financial services. Experience applying regulatory requirements across various business activities and operational structures. Should Have Knowledge of international sanctions programs and financial crime regulations. Experience supporting regulatory examinations or audits. Skills Strong analytical and investigative skills. Ability to identify, analyze, and elevate regulatory risks and emerging issues. Effective communication and collaboration skills. Qualification and Education Bachelor's degree. Financial crime or compliance‑related certifications preferred. #J-18808-Ljbffr

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