Hybrid Senior Compliance Officer, Wealth Management

2 days ago


Montreal, Canada PWL Capital Inc Full time

A Canadian wealth management firm is seeking a Senior Compliance Officer in Montreal or Ottawa. The role involves overseeing compliance operations, managing regulatory audits, and collaborating with the Chief Compliance Officer to ensure practices align with regulations. Candidates should have extensive experience in securities, hold the Portfolio Manager designation, and complete the Investment Dealer Supervisor Course. This is a hybrid position requiring office presence once monthly, promoting a dynamic working environment with growth opportunities.

#J-18808-Ljbffr



  • Montreal, Canada PWL Capital Inc Full time

    PWL Wealth Management is a premier independent Canadian Wealth Management firm. Canadian based High Net Worth families entrust PWL to manage their investment portfolios on a discretionary basis and provide holistic financial advice for all facets of their lives. Financial Planning, Tax and Estate services are delivered via PWL Conseil, and investment...


  • Montreal, Canada NBC Full time

    Attendance Hybrid Job number 27181 Category Senior Professional Status: Permanent Type of Contract Permanent Schedule: Full-Time  Full Time / Part Time? Full-Time Posting date 24-Jul-2025 Location: Montreal, Quebec City Montreal Province/State Quebec Area(s) of interest: Wealth management, Finance and accounting, Risk management, Legal, Operations A career...


  • Montreal (administrative region), Canada Scotia Wealth Management Full time

    A full-service wealth management firm in Montreal seeks an experienced Investment Associate to enhance client relationships and generate revenue through strategic opportunities. The role demands a minimum of 5 years in the industry, exceptional communication skills, and a registered Investment Representative certification. You will navigate a fast-paced...

  • Junior Advisor

    2 days ago


    Montreal, Canada Manulife Wealth Full time

    About the Company We are a high-performing wealth management team serving established professionals, business owners, and families with complex financial needs. Our practice centers on disciplined investment management, thoughtful retirement planning, and long-term wealth structuring, delivered with professionalism, accountability, and a personal CFO...


  • Montreal (administrative region), Canada Accelerate Her Future® Full time

    A leading wealth management company is seeking a Senior Compliance Specialist to oversee advisors' business activities and execute compliance programs. Candidates must have at least five years of experience in financial services and a relevant degree. Proficiency in both English and French is required to support diverse clients. The role offers a competitive...


  • Montreal (administrative region), Canada Accelerate Her Future® Full time

    A leading wealth management company is seeking a Senior Compliance Specialist to oversee advisors' business activities and execute compliance programs. Candidates must have at least five years of experience in financial services and a relevant degree. Proficiency in both English and French is required to support diverse clients. The role offers a competitive...


  • Montreal (administrative region), Canada Manulife Wealth & Asset Management Full time

    A major financial services provider in Quebec is seeking a Senior Specialist, Controls & Governance – Investment Operations. This position involves overseeing risk adherence in middle office operations, managing governance compliance, and supporting strategic initiatives. The ideal candidate will possess a finance-related degree and at least 3 years of...


  • Montreal (administrative region), Canada Worldsource Wealth Management Full time

    A financial services firm in Montreal seeks a Bilingual Investment Services Analyst to join their Investment Solutions team. The successful candidate will leverage data and research to inform wealth management strategies while ensuring compliance with product requirements. Ideal applicants should have 3-5 years of experience in the asset management sector,...


  • Montreal (administrative region), Canada Manulife Wealth Full time

    At Diligence Wealth Management, we believe that true wealth management is about more than numbers — it’s about people, purpose, and building lasting legacies.As an established partner of Manulife Wealth Inc., one of Canada’s leading independent investment and insurance dealers, we combine the strength of a national institution with the personalized...


  • Montreal (administrative region), Canada Scotia Wealth Management Full time

    Join to apply for the Service Support Officer – Private Banking role at Scotia Wealth Management. Requisition ID: 242923 Tangerine is Canada’s leading direct bank. We offer flexible and accessible banking options, innovative products, and award‑winning client service. The reason why Tangerine employees come to work each day is to help Canadians live...