Hybrid Senior Compliance Officer, Wealth Management

A Canadian wealth management firm is seeking a Senior Compliance Officer in Montreal or Ottawa. The role involves overseeing compliance operations, managing regulatory audits, and collaborating with the Chief Compliance Officer to ensure practices align with regulations. Candidates should have extensive experience in securities, hold the Portfolio Manager...

About Us:As a leading Canadian wealth management organization, Richardson Wealth offers the personal touch of a boutique firm while delivering big results. With offices across the country, we are home to some of Canada's best investment advisors. We've embarked on an exciting growth phase – a multi-year transformational journey to enhance our...

PWL Wealth Management is a premier independent Canadian Wealth Management firm. Canadian based High Net Worth families entrust PWL to manage their investment portfolios on a discretionary basis and provide holistic financial advice for all facets of their lives. Financial Planning, Tax and Estate services are delivered via PWL Conseil, and investment...

PWL Wealth Management is a premier independent Canadian Wealth Management firm. Canadian based High Net Worth families entrust PWL to manage their investment portfolios on a discretionary basis and provide holistic financial advice for all facets of their lives. Financial Planning, Tax and Estate services are delivered via PWL Conseil, and investment...

Attendance Hybrid Job number 27181 Category Senior Professional Status: Permanent Type of Contract Permanent Schedule: Full-Time  Full Time / Part Time? Full-Time Posting date 24-Jul-2025 Location: Montreal, Quebec City Montreal Province/State Quebec Area(s) of interest: Wealth management, Finance and accounting, Risk management, Legal, Operations A career...

Attendance Hybrid Job number 30215 Category Professional Status: Permanent Type of Contract Permanent Schedule: Full-Time Full Time / Part Time? Full-Time Posting date 31-Dec-2025 Area(s) of interest: Wealth management Location(s): Montreal Training Cohort Private Wealth Management 1859 is dedicated to providing wealth management services...

Status: PermanentSchedule: Full-TimeArea(s) of interest: Wealth managementLocation(s): MontrealTraining Cohort Private Wealth Management 1859 is dedicated to providing wealth management services and advice to a distinctive and affluent clientele. It is part of National Bank, which offers a wide range of financial services to individuals, businesses, and...

About the CompanyAt Diligence Wealth Management, we believe that true wealth management is about more than numbers — it's about people, purpose, and building lasting legacies.As an established partner of Manulife Wealth Inc., one of Canada's leading independent investment and insurance dealers, we combine the strength of a national institution with the...

Attendance Hybrid Job number 29284 Category Professional Status: Permanent Type of Contract Permanent Schedule: Full-Time Full Time / Part Time? Full-Time Posting date 30-Oct-2025 Area(s) of interest: Wealth management Location(s): Montreal A career as a Wealth Associate within Family Wealth Management Schulman Group at National Bank is a...

Status: PermanentSchedule: Full-TimeArea(s) of interest: Wealth managementLocation(s): MontrealA career as a Wealth Associate within Family Wealth Management Schulman Group at National Bank is a job where you can showcase your ability to work in synergy with clients and colleagues. In this role, you will help wealth advisors to stand out by offering...