Director, Financial
3 weeks ago
Job Description Provide strategic leadership and oversight over the financial and regulatory reporting mandate associated with the Canadian broker dealer businesses that span across the Capital Markets and Wealth Management. Responsibilities Provide strategic leadership and oversight over the financial control function for the Dominion Securities Inc. and Direct Investing legal entities, including leading a team of 8 accounting and finance professionals. Provide day-to-day direction and guidance in managing the accurate and timely performance of weekly, monthly, and annual regulatory capital monitoring and report preparation in accordance with CIRO and CIPF regulatory framework. Manage financial statement disclosures at the head office consolidated and legal entity level. Manage and review quarterly financial and business analysis for consumption by senior management and Board of Directors. Liaise and work with external and internal auditors in their annual audit and audit-related engagements. Coordinate annual CIRO FinOps examination requirements. Streamline, simplify and automate the design and execution of internal controls and processes to ensure accuracy and timeliness of financial information. Drive change, lead transformation projects and actively identify efficiency gains and opportunities for streamline and automation; proactively lead and execute on identified opportunities in light of changing management and financial reporting needs. Qualifications Professional Accounting/Finance designation (CPA, CA preferred). 10+ years of experience in Accounting/Finance related roles, including regulatory and financial reporting within the broker dealer industry and knowledge of financial products. Excellent Microsoft Office skills: Word, Outlook, Excel, and PowerPoint. Strong communication relationship building and people management skills, including coaching, mentoring and development planning. Strong organization and time management skills; ability to multi-task and handle demands from multiple sources amidst tight deadlines. Excellent analytical skills with acute attention to detail, and the ability to think and prioritize tactically and strategically. Benefits A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable. Leaders who support your development through coaching and managing opportunities. Ability to make a difference and lasting impact. Work in a dynamic, collaborative, progressive, and high-performing team. A world-class training program in financial services. Flexible work/life balance options. Opportunities to do challenging work. Location Address: 20 KING ST W, TORONTO City: Toronto Country: Canada Work hours/week: 37.5 Employment Type: Full time Pay Type: Salaried Equal Opportunity Employment At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all. #J-18808-Ljbffr
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Director, Financial Planning
1 hour ago
Toronto, Ontario, Canada Questrade Financial Group Full timeQuestrade Financial Group (QFG), through its companies - Questrade, Inc., Questrade Wealth Management Inc., Community Trust Company, Zolo, and Flexiti Financial Inc., provides securities and foreign currency investment, professionally managed investment portfolios, mortgages, real estate services, financial services and more. Questrade uses cutting-edge...
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Director, Financial Crime Program
4 weeks ago
Toronto, Canada Manulife Financial Full timeManulife is committed to maintaining the highest standards of integrity and compliance in financial crime prevention. We are seeking a Director, Financial Crime Program to support our Deputy Global Chief Anti-Money Laundering Officer (CAMLO) in overseeing the AML, anti-fraud, and broader financial crime programs. This role is crucial in ensuring effective...
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Director, Financial Crime Program
4 weeks ago
Toronto, Canada Manulife Financial Full timeManulife is committed to maintaining the highest standards of integrity and compliance in financial crime prevention. We are seeking a Director, Financial Crime Program to support our Deputy Global Chief Anti-Money Laundering Officer (CAMLO) in overseeing the AML, anti-fraud, and broader financial crime programs. This role is crucial in ensuring effective...
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Director, Financial Crime Program
4 weeks ago
Toronto, Canada Manulife Financial Full timeManulife is committed to maintaining the highest standards of integrity and compliance in financial crime prevention. We are seeking a Director, Financial Crime Program to support our Deputy Global Chief Anti-Money Laundering Officer (CAMLO) in overseeing the AML, anti-fraud, and broader financial crime programs. This role is crucial in ensuring effective...
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Director, Financial Crime Program
4 weeks ago
Toronto, Canada Manulife Financial Full timeManulife is committed to maintaining the highest standards of integrity and compliance in financial crime prevention. We are seeking a Director, Financial Crime Program to support our Deputy Global Chief Anti-Money Laundering Officer (CAMLO) in overseeing the AML, anti-fraud, and broader financial crime programs. This role is crucial in ensuring effective...
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Global Financial Crime Program Director
4 weeks ago
Toronto, Canada Manulife Financial Full timeA leading financial services company is looking for a Director, Financial Crime Program in Toronto. This role involves overseeing AML, anti-fraud, and financial crime programs, requiring 10+ years of experience in compliance and strong expertise in managing conflicts of regulation. The successful candidate will implement policies globally and conduct...
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Global Financial Crime Program Director
4 weeks ago
Toronto, Canada Manulife Financial Full timeA leading financial services company is looking for a Director, Financial Crime Program in Toronto. This role involves overseeing AML, anti-fraud, and financial crime programs, requiring 10+ years of experience in compliance and strong expertise in managing conflicts of regulation. The successful candidate will implement policies globally and conduct...
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Global Financial Crime Program Director
4 weeks ago
Toronto, Canada Manulife Financial Full timeA leading financial services company is looking for a Director, Financial Crime Program in Toronto. This role involves overseeing AML, anti-fraud, and financial crime programs, requiring 10+ years of experience in compliance and strong expertise in managing conflicts of regulation. The successful candidate will implement policies globally and conduct...
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Global Financial Crime Program Director
4 weeks ago
Toronto, Canada Manulife Financial Full timeA leading financial services company is looking for a Director, Financial Crime Program in Toronto. This role involves overseeing AML, anti-fraud, and financial crime programs, requiring 10+ years of experience in compliance and strong expertise in managing conflicts of regulation. The successful candidate will implement policies globally and conduct...
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Global Financial Crime Program Director
4 weeks ago
Toronto, Canada Manulife Financial Full timeA leading financial services company is looking for a Director, Financial Crime Program in Toronto. This role involves overseeing AML, anti-fraud, and financial crime programs, requiring 10+ years of experience in compliance and strong expertise in managing conflicts of regulation. The successful candidate will implement policies globally and conduct...
