Securities Compliance Officer – Trade

2 weeks ago


Vancouver, Canada Raymond James Ltd. Full time

A leading independent investment dealer is seeking a Compliance Officer in Vancouver, BC. The role involves monitoring trade approvals, managing compliance issues, and providing support on various compliance projects. Candidates should have compliance experience, proficiency with MS Office, and effective communication skills. The company offers competitive salary ranging from $65,000 to $82,000, along with benefits including RRSP matching and discretionary bonuses.
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