Securities Compliance Officer – Trade
2 weeks ago
A leading independent investment dealer is seeking a Compliance Officer in Vancouver, BC. The role involves monitoring trade approvals, managing compliance issues, and providing support on various compliance projects. Candidates should have compliance experience, proficiency with MS Office, and effective communication skills. The company offers competitive salary ranging from $65,000 to $82,000, along with benefits including RRSP matching and discretionary bonuses.
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Compliance Officer
1 week ago
Vancouver, Canada Haywood Securities Inc. Full time**About Haywood** Haywood Securities is an investment firm that values its independence and its entrepreneurial spirit. Our analysts and advisors seek proven management in young companies that are built around fresh ideas with the potential for rapid growth in the energy, mining, technology and special situation sectors. Haywood offers these investment...
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Compliance Officer
1 week ago
Vancouver, Canada Haywood Securities Inc. Full time**About Haywood** Haywood Securities is an investment firm that values its independence and its entrepreneurial spirit. Our analysts and advisors seek proven management in young companies that are built around fresh ideas with the potential for rapid growth in the energy, mining, technology and special situation sectors. Haywood offers these investment...
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Compliance Officer
2 weeks ago
Vancouver, British Columbia, VCL, Canada Haywood Securities Full timeAbout HaywoodHaywood Securities is an investment firm that values its independence and its entrepreneurial spirit. Our analysts and advisors seek proven management in young companies that are built around fresh ideas with the potential for rapid growth in the energy, mining, technology and special situation sectors. Haywood offers these investment...
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Trade Compliance Officer
2 weeks ago
Vancouver, British Columbia, Canada Aviso Wealth Full timeAviso:At Aviso, we are dedicated to improving the financial well-being of Canadians. As a leading wealth management organization, we are committed to leadership, innovation, partnership, responsibility, and community. Working with talented and energetic professionals who exemplify our values every day, you will quickly notice that our people and dynamic...
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Manager, Trade Compliance
4 weeks ago
Vancouver, Canada Aviso Full time2 days ago – Be among the first 25 applicants. Get AI-powered advice on this job and more exclusive features. This range is provided by Aviso. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base Pay Range CA$100,000.00/yr - CA$110,000.00/yr About Aviso Aviso is a leading wealth management...
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Manager, Trade Compliance
1 week ago
Vancouver, Canada Aviso Wealth Full timeAviso:At Aviso, we are dedicated to improving the financial well-being of Canadians. As a leading wealth management organization, we are committed to leadership, innovation, partnership, responsibility, and community. Working with talented and energetic professionals who exemplify our values every day, you will quickly notice that our people and dynamic...
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Manager, Trade Compliance
7 days ago
Vancouver, British Columbia, Canada Aviso Wealth Full timeAviso:At Aviso, we are dedicated to improving the financial well-being of Canadians. As a leading wealth management organization, we are committed to leadership, innovation, partnership, responsibility, and community. Working with talented and energetic professionals who exemplify our values every day, you will quickly notice that our people and dynamic...
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Compliance Officer
2 weeks ago
Vancouver, Canada Raymond James Ltd. Full timeJoin to apply for the Compliance Officer role at Raymond James Ltd. At Raymond James, we develop, we collaborate, we decide, we deliver, and we improve together. Raymond James Ltd. is Canada’s leading independent investment dealer offering high quality investment products and services to Canadians seeking customized solutions to their wealth management...
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Associate Director, Compliance Projects
2 weeks ago
Vancouver, British Columbia, Canada RBC Dominion Securities Full timeJob DescriptionWhat is your opportunity?As Associate Director, you will partner effectively with the WMC businesses to provide compliance guidance and expertise on business and regulatory projects and initiatives. Additionally, this role will be responsible for all policy development, maintenance and implementation for RBC Dominion Securities (DS) Retail and...
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Global Trade Compliance Specialist
1 week ago
Vancouver, Canada Lululemon Full timewho we are lululemon is an innovative performance apparel company for yoga, running, training, and other athletic pursuits. Setting the bar in technical fabrics and functional design, we create transformational products and experiences that support people in moving, growing, connecting, and being well. We owe our success to our innovative product, emphasis...