Senior Regulatory Operations Lead | Compliance

A consulting organization in Toronto is seeking a Mid-Senior Level professional to lead and oversee the Regulatory Operations department. This role involves translating regulatory requirements, managing audits, and ensuring operational compliance. The ideal candidate should have strong leadership skills, strategic thinking, and excellent communication...

A leading financial services provider is seeking a Senior Compliance Analyst in Toronto, Ontario to oversee regulatory compliance and governance documentation. This role involves robust project management skills to implement regulatory changes and maintain governance frameworks. The ideal candidate will have a strong background in compliance management,...

A leading financial services provider is seeking a Senior Compliance Analyst in Toronto, Ontario to oversee regulatory compliance and governance documentation. This role involves robust project management skills to implement regulatory changes and maintain governance frameworks. The ideal candidate will have a strong background in compliance management,...

Job Description This is a fixed term contract role ending in June 2026. Who We Are At Fidelity, we’ve been helping Canadian investors build better financial futures for over 35 years. We offer individuals and institutions a range of trusted investment portfolios and services - and we’re constantly seeking new and better ways to help our clients. As a...

Job Description Salary : SENIOR REGULATORY COMPLIANCE SPECIALIST, Successful Investor Wealth Management Inc. We are an established wealth management and investment publishing firm with 25+ years of experience in subscription marketing and independent portfolio management with assets under management of $1 billion and growing. We are transforming our business...

Job Description Salary : SENIOR REGULATORY COMPLIANCE SPECIALIST, Successful Investor Wealth Management Inc. We are an established wealth management and investment publishing firm with 25+ years of experience in subscription marketing and independent portfolio management with assets under management of $1 billion and growing. We are transforming our business...

The Compliance Manager, Regulatory Compliance is responsible for supporting the effective operation of Manulife Bank’s regulatory compliance management program, including the maintenance of all relevant regulatory compliance management records, risk and control assessments, evidence of controls, compliance issues and associated corrective action plans. The...

Career Opportunity Role Title Analyst, Regulatory Compliance Purpose of role Reporting directly to a Senior Manager, the Regulatory Compliance Analyst is responsible for supporting, evolving and maintaining a robust risk-based Regulatory Compliance Program in line with OSFI’s Guideline E-13. The incumbent joins a small team responsible for oversight,...

A professional association in Ontario seeks a Registration Process Lead to manage regulatory programs, ensuring compliance and operational efficiency. Key responsibilities include coordinating application processes, maintaining applicant records, and enhancing workflows. The ideal candidate has a degree in a relevant field and experience in certification...

A professional association in Ontario seeks a Registration Process Lead to manage regulatory programs, ensuring compliance and operational efficiency. Key responsibilities include coordinating application processes, maintaining applicant records, and enhancing workflows. The ideal candidate has a degree in a relevant field and experience in certification...