Financial Compliance

3 weeks ago


Vancouver, Canada Harbourfront Wealth Management Full time

A leading financial services firm in Vancouver is seeking a Compliance Administrator to support compliance functions and manage the product shelf. The ideal candidate should have 2+ years of experience in the financial services industry and possess excellent analytical and communication skills. Responsibilities include managing product-related inquiries and coordinating compliance reports. This role offers a competitive salary range of CA$50,000 - CA$60,000 per year, with emphasis on a collaborative work culture.
#J-18808-Ljbffr



  • Vancouver, British Columbia, Canada iA Financial Group Full time

    Job DescriptionJob TitleSenior Compliance Advisor – Fair Business PracticesBuild the future with usWould you like to play a key role in implementing and developing compliance practices within a rapidly changing organization? Are you known for your influential leadership, thoroughness, and ability to collaborate with key stakeholders? This opportunity is...

  • Compliance Analyst

    2 days ago


    Vancouver, Canada iA Groupe financier iA Financial Group Full time

    **Employer**: iA Financial Group - **Office**: 988 Broadway West - **Location**: Vancouver, British Columbia - **Job category**: Compliance Generalist/Multidiscipline - **Job ID**: JR10024150 - **Job type**: Permanent Job **Description**: **_Department:_**_ Special Markets _**_Location:_**_ Vancouver _**_Status:_**_ Full Time Permanent _**_Working...

  • Financial Underwriter

    3 weeks ago


    Vancouver, Canada Spring Financial Inc. Full time

    Founded in 2014, Spring Financial has spent the last 10 years simplifying the lending process for millions of Canadians providing a wide range of solutions to effectively manage various financial circumstances. In the process, weve become the largest fintech loan originator in the country with over 80,000 monthly applicants. Today, Spring offers personal...


  • Vancouver, British Columbia, Canada Investia Financial Services Full time

    Join Us as a Branch Compliance Auditor, Shape the Future of Our FirmLocation:Western Canada (Vancouver or Victoria preferred)Start Date:As soon as you're ready to make an impactType:Full‑time, PermanentWho you areAt Investia, compliance is a strategic lever, not a checklist. You're an experienced auditor who thrives on autonomy, embraces responsibility,...

  • Financial Advisor

    3 weeks ago


    Vancouver, Canada Investco Financial Corporation Full time

    We are seeking a motivated and experienced Financial Advisor to join our team at Investco Financial. The Financial Advisor will play a pivotal role in delivering personalized financial planning and investment advice to clients, helping them navigate complex financial decisions and achieve their long‑term objectives. Responsibilities Provide personalized...


  • Vancouver, Canada Connor, Clark & Lunn Financial Group Full time

    **Manager, Portfolio Compliance** **Connor, Clark & Lunn Financial Group** **Vancouver, BC** **Are you ready to join one of Canada's leading asset management firms?** We're seeking a skilled Manager to head our Portfolio Compliance Team. In this vital role, you'll work closely with our institutional portfolio managers and affiliate compliance officers to...


  • Vancouver, Canada Connor, Clark & Lunn Financial Group Full time

    **Manager, Portfolio Compliance** **Connor Clark & Lunn Financial Group** **Vancouver, BC** As the Manager of our Portfolio Compliance Team, you will play a vital role in overseeing and enhancing our compliance processes, ensuring adherence to regulations, and managing a team of compliance analysts. This position offers an exciting opportunity to shape...


  • Vancouver, Canada Indigenous Perspectives Society Full time

    We are honoured to be again selected as one of B.C.'s Top Employers. If you are looking for an opportunity to contribute your experience, knowledge, and passion in a meaningful way, CLBC is the place for you! Community Living British Columbia (CLBC) is a Crown corporation responsible for arranging supports and services for adults with developmental...


  • Vancouver, Canada Raymond James Financial, Inc. Full time

    **AML Compliance Officer** - 2403384 - At Raymond James, _**_we _**_develop, _**_we _**_collaborate, _**_we _**_decide, _**_we _**_deliver, and _**_we _**_improve together_. Raymond James Ltd. is Canada’s leading independent investment dealers offering high quality investment products and services to Canadians seeking customized solutions to their wealth...


  • Vancouver, British Columbia, Canada Indigenous Perspectives Society Full time

    We are honoured to be again selected as one of B.C.'s Top Employers.If you are looking for an opportunity to contribute your experience, knowledge, and passion in a meaningful way, CLBC is the place for youCommunity Living British Columbia (CLBC) is a Crown corporation responsible for arranging supports and services for adults with developmental disabilities...