Remote Compliance Supervision Specialist

2 weeks ago


Canada Creek Medium Full time

Accountabilities Evaluate the strength of supervision and develop action plans for improvement. Act as a designee on supervision objectives for the branch. Provide ongoing supervision education to assigned branch/portfolio. Support and guide branch employees on supervision issues. Conduct independent analysis and resolve strategic issues. Support execution of strategic initiatives in collaboration with stakeholders. Perform reviews of accounts and transactions for compliance. Act as an escalation point for supervision issues. Manage registration requirements as mandated by regulators. Requirements 4 - 6 years of relevant experience in compliance or supervision. In-depth knowledge of supervision and industry regulations. Must meet Supervisor licensing requirements under CIRO rules. Preferred: Chartered Investment Manager (CIM) or Chartered Financial Analyst (CFA) designation. Strong verbal and written communication skills. Collaborative team player with analytical and problem-solving skills. Data-driven decision-making capabilities. Benefits Competitive salary range: $52,300.00 - $96,600.00. Opportunity for performance-based incentives and bonuses. Health insurance and accident/life insurance options. Tuition reimbursement for continued education. Retirement savings plans. Work in an inclusive and equitable environment. Why Apply Through Jobgether? We appreciate your interest and wish you the best #J-18808-Ljbffr



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