Associate or Associate Director

3 weeks ago

Montreal, Canada National Bank Full time

This position can be based in Montreal, Toronto or New York.
A career as an Associate or Associate Director, Regulatory & Optimization in Financial Markets (FM) at National Bank (NBC) offers the opportunity to contribute to the transformation and have a direct impact on the efficiency of our processes while minimizing regulatory risks. You will be responsible for monitoring and ensuring compliance with regulatory requirements by the first line of defense for Over the Counter (OTC) derivatives products, in accordance with regulations from the Commodity Futures Trading Commission (CFTC), the Securities Exchange Commission (SEC), the l'Autorité des marchés financiers (AMF), and other regulatory agencies in the relevant jurisdictions.
In this role, you will develop close relationships with FM business units involved in OTC derivatives transactions, as well as with FM Operations and FM Information Technology groups. You will work closely with these groups to optimize their processes and propose solutions to ensure compliance with current regulations. Additionally, you will collaborate with the FM Compliance team and FM Operational Risk Management to mitigate risks related to OTC derivatives processes and manage regulatory impacts.
Your Job
Carry out various projects and initiatives requiring in-depth knowledge of financial markets products, systems, and end-to-end processes
Contribute to the development and management of tools for monitoring & management of operational & regulatory risks, ensuring their compliance with applicable regulations
Participate in cross-functional investigations and assessments to improve the control environment of underlying processes. thereby supporting the FM business units
Ensure the maintenance of first line-of-defense policies and procedures, document compliance with program obligations and ensure robust risk and control standards
Perform daily surveillance of the breach monitoring tool, investigate, document, and escalate breaches to management
Recommend and oversee the implementation of relevant control enhancements to business / operational processes and ensure that suggested corrective measures adequately address identified upstream and downstream weaknesses
Prepare steering committee reports to demonstrate compliance and provide advice on first line-of-defense obligations

Your Team
The Financial Resource Management team works closely with Traders and Financial Market sector Heads, advising them on the optimal allocation of financial resources available to them. The team oversees business development and evaluates related regulatory processes to maximize efficiency. It also ensures the completion of critical regulatory projects impacting Financial Markets and, if necessary, Wealth Management activities.
You will report to the Managing Director, Regulatory & Optimization, Financial Markets.
Efficiency and teamwork are core values for the team, which operates in a constantly changing environment. The team is constantly on the lookout for optimization opportunities to ensure the success of business initiatives in a context of limited financial resources. We offer a wide range of ongoing learning opportunities for your development, including hands-on learning, training courses and collaborating with colleagues who have varied expertise and profiles.
National Bank Financial Markets is a leading financial services company offering investment banking services to a diverse clientele, including corporations, institutional clients, and governments. The company has operations in Toronto, Montreal, Calgary, Vancouver, New York, London, Dublin, and Hong Kong.
This position can be based in Montreal, Toronto or New York.

Basic Requirements
Bachelor’s or master’s degree in a related field and 6 to 10 years of relevant experience with a broker, a derivatives broker, or in an investment banking environment
Strong understanding of Financial Markets activities, including products and structures as well as the systems and processes that support them
Ability to quickly grasp key elements surrounding complex financial concepts embedded in complex processes
Proven ability to solve complex problems
Solution-oriented mindset, collaborative approach, and strong desire to learn.
Strong interpersonal skills and ability to establish lasting working relationships with various FM business units and support sectors
Experience working within a financial regulatory organization or in managing operational or regulatory risk would be an asset
Ability to work effectively in an ambiguous and constantly evolving environment, to support a demanding professional clientele

Your benefits
In addition to competitive compensation, upon hiring you’ll be eligible for a wide range of flexible benefits to help promote your wellbeing and that of your family. Health and wellness program, including many options
Flexible group insurance
Generous pension plan
Employee Share Ownership Plan
Employee and Family Assistance Program
Preferential banking services
Opportunities to get involved in community initiatives
Telemedicine service
Virtual sleep clinic
These are a few of the benefits available to you. We have an offer that keeps up with trends as well as your needs and those of your family.
Our dynamic work environments and cutting-edge collaboration tools foster a positive employee experience. We actively listen to employees’ ideas. Whether through our surveys or programs, regular feedback and ongoing communication is encouraged.
We're putting people first
We're a bank on a human scale that stands out for its courage, entrepreneurial culture, and passion for people. Our mission is to have a positive impact on peoples' lives. Our core values of partnership, agility, and empowerment inspire us, and inclusivity is central to our commitments. We offer a barrier-free workplace that is accessible to all employees.
We want our recruitment process to be fully accessible. If you require accommodation, feel free to let us know during your first conversations with us. We welcome all candidates What can you bring to our team?
Come live your ambitions with us

  • Associate or Associate Director

    2 weeks ago

    Montreal, Canada National Bank Full time

    This position can be based in Montreal, Toronto or New York. A career as an Associate or Associate Director, Regulatory & Optimization in Financial Markets (FM) at National Bank (NBC) offers the opportunity to contribute to the transformation and have a direct impact on the efficiency of our proces

  • Associate Director

    2 weeks ago

    Montreal, Quebec, Canada Banque Nationale du Canada Full time

    This position can be based in Montreal, Toronto or New York. A career as an Associate Director, Regulatory & Optimization in Financial Markets (FM) at National Bank (NBC) offers the opportunity to contribute to the transformation and have a direct impact on the efficiency of our processes while mini

  • Associate Director

    2 weeks ago

    Montreal, Canada Banque Nationale du Canada Full time

    This position can be based in Montreal, Toronto or New York. A career as an Associate Director, Regulatory & Optimization in Financial Markets (FM) at National Bank (NBC) offers the opportunity to contribute to the transformation and have a direct impact on the efficiency of our processes while mini

  • Associate Director

    2 weeks ago

    Montreal, Quebec, Canada Centre universitaire de santé McGill Full time

    Organization descriptionThe McGill University Health Centre (MUHC) is one of the world's foremost academic health centres offering tertiary and quaternary (complex) care. With the medical leadership of its founding hospitals and in a bilingual environment, the MUHC offers exceptional quality multidisciplinary care focused on patient needs. Affiliated with...

  • Associate Director, Sales

    2 weeks ago

    Montreal, Quebec, Canada Wolters Kluwer Canada Limited Full time

    Our CCH Tagetik, North America regional office is Headquartered in New York City. We are looking for an Associate Director, Sales to lead the Enterprise Corporate Performance Management business within North America. Our Associate Director, Sales is expected to have deep knowledge about the CPM/EPM market and be able to "talk-the-talk" with large, complex,...

  • Associate Director Regulatory Affairs

    4 weeks ago

    Montreal, Canada St-Amour & Associates, Senc. Full time

    Salary : Activity area : Pharmaceutical and medical Post category : Scientific and technical positions Our client a world leader in life science and is presently looking for an Associate Director – Regulatory Affairs. You will oversee assigned projects and coordinates Regulatory Affairs Associate

  • Associate Director of Marketing

    2 weeks ago

    Montreal, Quebec, Canada Responsible Gambling Council Full time $94,600 - $118,300

    Associate Director, Marketing and Communications Reports to the Vice President of Marketing and Communications At the Responsible Gambling Council we believe that gambling should not cause harm to people or the communities in which they live. We exist to ensure that gambling safeguards are in place to promote the wellbeing of all those we serve. Through our...

  • Associate Animation Director

    2 weeks ago

    Montreal, Canada Haven Studios Inc Full time

    Position - Associate Animation Director You are a talented Associate Animation Director who loves multiplayer, social and competitive games. You are passionate about creating games that connect players in new ways, and that grow and evolve with our communities. You are excited about the challenge of creating a new game IP from the ground up and you enjoy...

  • Associate Director

    2 weeks ago

    Montreal, Quebec, Canada National Bank of Canada Full time

    _This position can be based in Montreal, Toronto or New York._A career as an Associate Director, Regulatory & Optimization in Financial Markets (FM) at National Bank (NBC) offers the opportunity to contribute to the transformation and have a direct impact on the efficiency of our processes while minimizing regulatory risks. As an Associate Director,...

  • Associate or Associate Director

    2 weeks ago

    Montreal, Canada National Bank Full time

    This position can be based in Montreal, Toronto or New York. A career as an Associate or Associate Director, Regulatory & Optimization in Financial Markets (FM) at National Bank (NBC) offers the opportunity to contribute to the transformation and have a direct impact on the efficiency of our processes while minimizing regulatory risks. You will be...

  • Associate or Associate Director

    7 days ago

    Montreal, Canada National Bank Full time

    This position can be based in Montreal, Toronto or New York.A career as an Associate or Associate Director, Regulatory & Optimization in Financial Markets (FM) at National Bank (NBC) offers the opportunity to contribute to the transformation and have a direct impact on the efficiency of our processes while minimizing regulatory risks. You will be responsible...

  • Associate Art Director

    2 months ago

    Montreal, Canada Visualatelier8 Full time

    As an Associate Artistic Director , your role is centered on inspiration: top-down and bottom-up.After inspiring the overall artistic vision of a game, you define the direction of its characters, props, and environments. And then empower a group of artists to make it happen.Even as you communicate a clear direction, you remain open to its evolution,...

  • Associate Art Director

    4 weeks ago

    Montreal, Canada Visualatelier8 Full time

    As an Associate Artistic Director , your role is centered on inspiration: top-down and bottom-up.After inspiring the overall artistic vision of a game, you define the direction of its characters, props, and environments. And then empower a group of artists to make it happen.Even as you communicate a clear direction, you remain open to its evolution,...

  • Associate or Associate Director

    2 weeks ago

    Montreal, Canada National Bank Full time

    This position can be based in Montreal, Toronto or New York.A career as an Associate or Associate Director, Regulatory & Optimization in Financial Markets (FM) at National Bank (NBC) offers the opportunity to contribute to the transformation and have a direct impact on the efficiency of our processes while minimizing regulatory risks. You will be responsible...

  • Associate or Associate Director

    3 weeks ago

    Montreal, Canada National Bank Full time

    This position can be based in Montreal, Toronto or New York.A career as an Associate or Associate Director, Regulatory & Optimization in Financial Markets (FM) at National Bank (NBC) offers the opportunity to contribute to the transformation and have a direct impact on the efficiency of our processes while minimizing regulatory risks. You will be responsible...

  • Associate Director

    3 weeks ago

    Montreal, Canada National Bank Full time

    This position can be based in Montreal, Toronto or New York. A career as an Associate Director, Regulatory & Optimization in Financial Markets (FM) at National Bank (NBC) offers the opportunity to contribute to the transformation and have a direct impact on the efficiency of our processes while minimizing regulatory risks. As an Associate Director, Financial...

  • Associate Director

    3 weeks ago

    Montreal, Canada National Bank Full time

    This position can be based in Montreal, Toronto or New York.A career as an Associate Director, Regulatory & Optimization in Financial Markets (FM) at National Bank (NBC) offers the opportunity to contribute to the transformation and have a direct impact on the efficiency of our processes while minimizing regulatory risks. As an Associate Director, Financial...

  • Associate Director

    2 weeks ago

    Montreal, Quebec, Canada National Bank Full time

    This position can be based in Montreal, Toronto or New York.A career as an Associate Director, Regulatory & Optimization in Financial Markets (FM) at National Bank (NBC) offers the opportunity to contribute to the transformation and have a direct impact on the efficiency of our processes while minimizing regulatory risks. As an Associate Director, Financial...

  • Operational Tax Associate Director

    2 weeks ago

    Montreal, Quebec, Canada National Bank Full time

    A career as an Associate Director in the Financial Resource Management team at National Bank means acting as a specialist in operational tax for our international businesses. You will act as an expert on withholding processes and provide related guidance on dividends, corporate actions, financial tr

  • Associate or Associate Director

    3 weeks ago

    Montreal, Canada NBC Full time

    Area of Interest: Operations ...