Senior Membership Compliance Advisor

2 weeks ago


Toronto, Canada CIRO OCRI Full time

A financial regulatory organization in Canada is seeking a Membership Intake Advisor to oversee new firm applications and compliance processes. The ideal candidate will have 7-10 years of experience in compliance, strong knowledge of Canadian securities laws, and excellent communication skills. A university degree and successful completion of the Chief Compliance Officer Qualifying Examination are preferred. The role offers a competitive salary range of $115,000 - $140,000 with a hybrid work environment.
#J-18808-Ljbffr


  • Membership Manager

    2 weeks ago


    Toronto, Canada Membership Bespoke Full time

    **Membership Manager** **Membership Body** **Basic Salary $95000 CAD** **Permanent, Full Time** Our client a well-recognised membership body is currently recruiting for a North America Manager (Membership & Events). **Main purpose of the role**: The North America Manager oversees the operations of our US and Canada branches, focusing on developing an...


  • Toronto, Canada CIRO OCRI Full time

    A financial regulatory organization in Canada is seeking a Membership Intake Advisor to oversee new firm applications and compliance processes. The ideal candidate will have 7-10 years of experience in compliance, strong knowledge of Canadian securities laws, and excellent communication skills. A university degree and successful completion of the Chief...


  • Toronto, Canada CIRO OCRI Full time

    Position Title Membership Intake Advisor Department Membership Intake (MI) Location Toronto, Montréal, Calgary or Vancouver Status Regular Full-time (Hybrid) Hiring Range $115,000 - $140,000 Day in the Life of The Membership Intake (MI) Advisor plays a key role in CIRO’s review of new firm applications and material business change proposals from current...


  • Toronto, Canada CIRO OCRI Full time

    Position Title Membership Intake Advisor Department Membership Intake (MI) Location Toronto, Montréal, Calgary or Vancouver Status Regular Full-time (Hybrid) Hiring Range $115,000 - $140,000 Day in the Life of The Membership Intake (MI) Advisor plays a key role in CIRO’s review of new firm applications and material business change proposals from current...


  • Toronto, Canada Canada Life Full time

    Overview Join to apply for the Senior Compliance Advisor role at Canada Life. Permanent Full Time. The organization is advancing its Business Risk & Controls function and is seeking a Sr Compliance Advisor to join the team supporting the Individual Wealth business unit, including its related mutual fund and securities dealers. The role will help ensure the...


  • Toronto, Canada Canada Life Full time

    Overview Join to apply for the Senior Compliance Advisor role at Canada Life . Permanent Full Time. The organization is advancing its Business Risk & Controls function and is seeking a Sr Compliance Advisor to join the team supporting the Individual Wealth business unit, including its related mutual fund and securities dealers. The role will help ensure the...


  • Toronto, Canada Richardson Wealth Full time

    **Employment Status**: Permanent Full-Time **Location**: Toronto, ON **Department**: Risk & Compliance **Reporting To**: Manager - Compliance Services and Advisor Support **Job Id**: CPL - 084 **Job Level**: L3 **Seniority Level**: Associate **Position Overview**: The Compliance Advisor, Compliance Services and Advisor Support, is a resource for...


  • Toronto, Canada Equinox Full time

    Join to apply for the Membership Sales Advisor, Toronto role at Equinox. Equinox Group is a high‑growth collective of globally recognized lifestyle brands, including Equinox, SoulCycle, and Equinox Hotels. We empower members and employees to maximize life through high‑performance living, innovation, and community support. Job Description Membership...


  • Toronto, Canada Equinox Full time

    Join to apply for the Membership Sales Advisor, Toronto role at Equinox. Equinox Group is a high‑growth collective of globally recognized lifestyle brands, including Equinox, SoulCycle, and Equinox Hotels. We empower members and employees to maximize life through high‑performance living, innovation, and community support. Job Description Membership...


  • Toronto, Canada Equinox Full time

    Membership Advisors are responsible for achieving or exceeding individual sales goals renewals and ancillary service goals by pre-planning the month with strategic outreach in-club lead generation and securing member referrals. Under the management of a General Manager the support of a Regional Manager and a sales team of 3-4 individuals Advisors must...