Strategic Compliance Monitoring

Job Category: Member Relations & Corporate Services Language: English is required, French is an asset. Additional Information: This/these role(s) is/are currently vacant. The Opportunity: We are a leading Canadian financial services co-operative committed to being a catalyst for a sustainable and resilient society and our team is essential to deliver on...

A leading Canadian financial services cooperative is seeking a Compliance Analyst. In this role, you will plan and conduct compliance monitoring and testing, support analysis against regulatory requirements, and collaborate across the organization. Ideal candidates will have a Bachelor’s degree, 1-3 years of experience, and strong attention to detail. The...

**Compliance Monitoring Officer** **Position Summary**: Responsible for monitoring compliance with decisions made by College committees supported by the Conduct Division along with other College processes. Responsible for monitoring proceedings of pharmacy professionals with criminal charges and findings, civil proceedings and findings in other...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing activities (testing and on-going...

A leading financial services company is looking for an AVP, Regulatory Compliance Management Oversight in Toronto. The role involves strategic leadership and enhancement of the Monitoring and Testing Program, regulatory compliance, and oversight of compliance testing. Candidates must have 10+ years of experience in regulatory compliance and relevant...

A leading financial services company is looking for an AVP, Regulatory Compliance Management Oversight in Toronto. The role involves strategic leadership and enhancement of the Monitoring and Testing Program, regulatory compliance, and oversight of compliance testing. Candidates must have 10+ years of experience in regulatory compliance and relevant...

Company: CGL • Department: Compliance • Employment Type: Regular Full Time • Work Model: Hybrid • Language: English is required, French is an asset • Additional Information: This/these role(s) is/are currently vacant. The Opportunity We are a leading Canadian financial services co-operative committed to being a catalyst for a sustainable and...

Compliance Analyst, Surveillance and Monitoring Get AI-powered advice on this job and more exclusive features. You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues – experts in their fields – who are eager to share their...

Compliance Analyst, Surveillance and MonitoringGet AI-powered advice on this job and more exclusive features.You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues – experts in their fields – who are eager to share their knowledge...

Compliance Analyst, Surveillance and MonitoringGet AI-powered advice on this job and more exclusive features.You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues – experts in their fields – who are eager to share their knowledge...