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Registration Compliance Specialist FINRA/NFA Expert

4 weeks ago

Montreal, Canada Societe Generale Full time

A global financial institution is seeking a Compliance Officer (Registration Specialist) to assist in regulatory registrations and prepare supervisory reports. The ideal candidate has at least 3 years of experience with FINRA and SEC processes, is proficient in Excel, and possesses a bachelor's degree. This role offers competitive benefits, including extensive vacation days and support for family leave.
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