Chief Compliance Officer

We are seeking an experienced and highly skilled Chief Compliance Officer (CCO) to play a foundational role in the creation and registration of a new CIRO Dealer Member acting as a registered introducing / carrying broker. This position is critical to the firm's application process with regulatory authorities and will help establish the operational and...

Company OverviewPeakhill Capital is a commercial real estate capital provider with mortgage investments across all real estate asset classes in Canada and the United States.We are seeking a self-motivated, entrepreneurial and dynamic professional to join our executive team as Chief Compliance Officer / General Counsel. This is a new, dual role that requires...

Questrade Financial Group (QFG), through its companies - Questrade, Inc., Questrade Wealth Management Inc., Community Trust Company, ThinkInsure, Zolo, and Flexiti, provides securities and foreign currency investment, professionally managed investment portfolios, mortgages, insurance, real estate services, financial services and more. Questrade uses...

About UsGarden River First Nation Educational Unit is committed to creating a dynamic and collaborative work environment that fosters professional growth and development. We value independent thinkers who approach situations holistically and prioritize efficiency without sacrificing quality and rigor.We are seeking a highly skilled Chief Management Officer...

Bank of America Country Compliance and Operational Risk Executive, Chief Compliance Officer, Canada (CCO) in Toronto, CanadaJob Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates,...

Chief Marketing Officer • Chatham-Kent, ONLast updated: 6 hours agoOPPORTUNITYNPW is seeking an experienced and strategic Chief Financial Officer (CFO) to join our growing firm. The ideal candidate will have a strong background in accounting and financial management within the securities industry, with a deep understanding of CIRO regulatory requirements....

Chief Marketing Officer • Chatham-Kent, ONLast updated: 6 hours agoOPPORTUNITYNPW is seeking an experienced and strategic Chief Financial Officer (CFO) to join our growing firm. The ideal candidate will have a strong background in accounting and financial management within the securities industry, with a deep understanding of CIRO regulatory requirements....

nugget.ai is posting this job on behalf of our client, Garden River First Nation Educational Unit. nugget.ai is responsible solely for the posting of this job. Garden River First Nation Educational Unit will be responsible for the application, screening and hiring process.Position : Chief Operating Officer (COO)Location : Toronto, ON and Montreal, QBPosition...

Questrade Financial Group, a cutting-edge fintech organization, seeks a highly skilled Chief Compliance Officer (CCO) to lead its regulatory compliance initiatives.This is an exciting opportunity for a seasoned professional with a deep understanding of Canadian banking regulations and guidelines. The successful candidate will be responsible for designing,...

This Chief Compliance Officer Role offers a unique opportunity to make a meaningful impact at Alpaca. As a seasoned professional in compliance and regulatory affairs, you will lead the way in creating and maintaining a culture of regulatory excellence within our organization.You Will Be Expected To :Oversee the development and implementation of comprehensive...

As a Senior Compliance Professional, you will play a critical role in ensuring that our firm operates within the bounds of regulatory requirements. We are looking for someone with a strong background in compliance and a proven track record of managing regulatory applications.Job Requirements :Minimum 5+ years of compliance experience, including senior...

Job DescriptionThe Chief Executive Officer (CEO) plays a critical role in leading our hospital's operations. As CEO, you will be responsible for the overall strategic leadership, planning, development, direction, coordination, and control of activity within patient care, clinical and clinical support service areas.You will work collaboratively with leaders...

The LCBO is seeking a strategic HR leader to drive its people transformation and support the achievement of its business objectives.As the Chief People Officer, you will be responsible for overseeing the Human Resource Division, comprised of all related functions including HR strategy and innovation, labour and employee relations, business partnership,...

Last updated: 6 days agoOverviewPrime Healthcare is an award-winning health system headquartered in Ontario, California. Prime Healthcare operates 45 hospitals and has more than 300 outpatient locations in 14 states providing more than 2.6 million patient visits annually. It is one of the nation's leading health systems with nearly 50,000 employees and...

We are seeking a Chief Risk Officer to join our team at Alpaca. As a member of our executive leadership, you will be responsible for overseeing all aspects of risk management across the organization. Your expertise in identifying and mitigating risks will enable us to maintain a compliant environment while promoting growth and development.Your Key...

About Us:We are a leading provider of payment processing solutions, and we are seeking an experienced Chief Information Security Officer to join our team. This role will serve as a key advisor to the C-suite and Board on security matters across Security Operations, Infrastructure Security, and Vulnerability Management.The ideal candidate will have 15 years...

About UsWe are a leading hedge fund based in Toronto with a decade-long track record of success. Our finance team is seeking an exceptional Chief Financial Officer (CFO) to oversee financial operations. This is an on-site role that requires a strategic thinker with expertise in asset valuation.Key ResponsibilitiesFund performance measurement and reporting...

Job Title: Chief Technology OfficerJob Description: We are seeking a highly skilled and experienced Chief Technology Officer who can lead our financial services team. The ideal candidate will have a strong background in accounting and financial management, with a deep understanding of CIRO regulatory requirements. They will be responsible for overseeing...

Detailed Job DescriptionInsight Global is seeking a highly skilled Chief Financial Officer to oversee its financial activities. This includes managing accounting operations, preparing financial reports, and maintaining regulatory compliance. The ideal candidate will have a proven track record of success in finance and leadership roles.AccountabilityEnsure...

We are seeking an experienced and highly skilled Chief Compliance Officer (CCO) to play a foundational role in the creation and registration of a new CIRO Dealer Member acting as a registered introducing / carrying broker. This position is critical to the firm's application process with regulatory authorities and will help establish the operational and...