Senior Advisor Risk and Regulatory

5 days ago

Toronto, Canada National Bank Full time
*** Please note that candidates can be located in either Toronto or Montreal ***

As a Senior Advisor, Risk and Regulatory, you have an expert understanding of regulatory compliance, operational risk, and the financial services industry. You will manage new projects and business initiatives to ensure that National Bank Independent Network (NBIN) complies with the applicable regulations and risk management best practices. You will help promote a positive risk management culture within NBIN and will provide support as an expert in regulatory compliance and operational risk for our IB, PM and IFM firms. The Senior Advisor will report to the Senior Manager of NBIN Risk & Regulatory. Your role : Participate as a member of the team’s leadership in setting targets and assisting the Risk & Regulatory team in achieving its objectives. Review documentation provided by regulatory bodies both domestically (CIRO, OSC, CSA) and outside Canada (FINRA, SEC, UK); industry associations (IIAC, PMAC); legal and consulting firms; and CRA. Gain a thorough understanding of new and proposed regulations to assess impact and assist in preparing position papers and/or comment letters. Provide internal support as a Subject Matter Expert in implementing new regulatory projects. Assist in developing a value-add regulatory offering for NBIN Client firms including producing monthly bulletins and quarterly webinars. Proactively develop and manage positive relationships between the Risk Department and other stakeholders such as

L

egal,

C

ompliance and industry

groups

such as PMAC and IIAC. Act as a subject matter expert for regulatory compliance items such as Privacy, AML, CIRO and CSA regulations. Assist in managing department projects; lead various projects required to meet our goals and make improvements to processes within the team and NBIN. Assist in developing and documenting policy and procedures related to operations within NBIN to ensure compliance with regulatory requirements. Your team: National Bank Independent Network (NBIN) is a division of National Bank Financial (NBF), a wholly owned subsidiary of National Bank of Canada (NBC).

NBIN is the premier provider of carrying broker, trading and custodial services to CIRO registered Introducing Broker (IB) firms, Portfolio Management (PM), Prime Brokerage (PB), and Investment Fund Management (IFM) firms across Canada.

Consult

www.nbin.ca

for more details. Prerequisites: Bachelor’s degree in a related field and 7+ years’ relevant experience Strong knowledge of regulatory environment in the financial services industry An ability to create efficiency, optimize, add value, and go above and beyond in normal duties Strong analytical, problem-solving, and presentation skills Ability to work independently and in a team environment Strong communication skills in English, French would be an asset Your benefits In addition to competitive compensation, upon hiring you’ll be eligible for a wide range of flexible benefits to help promote your wellbeing and that of your family.

Health and wellness program, including many options Flexible group insurance Generous pension plan Employee Share Ownership Plan Employee and Family Assistance Program Preferential banking services Opportunities to get involved in community initiatives Telemedicine service Virtual sleep clinic These are a few of the benefits available to you. We have an offer that keeps up with trends as well as your needs and those of your family. Our dynamic work environments and cutting-edge collaboration tools foster a positive employee experience. We actively listen to employees’ ideas. Whether through our surveys or programs, regular feedback and ongoing communication is encouraged. We're putting people first We're a bank on a human scale that stands out for its courage, entrepreneurial culture, and passion for people. Our mission is to have a positive impact on peoples' lives. Our core values of partnership, agility, and empowerment inspire us, and inclusivity is central to our commitments. We offer a barrier-free workplace that is accessible to all employees. We want our recruitment process to be fully accessible. If you require accommodation, feel free to let us know during your first conversations with us. We welcome all candidates What can you bring to our team? Come live your ambitions with us

  • Senior Advisor Risk and Regulatory

    5 days ago

    Toronto, Canada National Bank Full time

    *** Please note that candidates can be located in either Toronto or Montreal *** As a Senior Advisor, Risk and Regulatory, you have an expert understanding of regulatory compliance, operational risk, and the financial services industry. You will manage new projects and business initiatives to ensure that National Bank Independent Network (NBIN) complies...

  • Senior Advisor Risk and Regulatory

    3 days ago

    toronto, Canada National Bank Full time

    *** Please note that candidates can be located in either Toronto or Montreal *** As a Senior Advisor, Risk and Regulatory, you have an expert understanding of regulatory compliance, operational risk, and the financial services industry. You will manage new projects and business initiatives to ensure that National Bank Independent Network (NBIN) complies...

  • Senior Advisor Risk and Regulatory

    4 days ago

    Toronto, Canada National Bank Full time

    *** Please note that candidates can be located in either Toronto or Montreal ***As a Senior Advisor, Risk and Regulatory, you have an expert understanding of regulatory compliance, operational risk, and the financial services industry. You will manage new projects and business initiatives to ensure that National Bank Independent Network (NBIN) complies with...

  • Advisor, Regulatory Risk Management

    2 weeks ago

    Toronto, Ontario, Canada Bank of Montreal Full time

    Global Third Party Risk Management Risk Advisor page is loaded Global Third Party Risk Management Risk Advisor Apply locations Toronto, ON, CAN time type Full time posted on Posted Yesterday job requisition id R Application Deadline: Business Management Supports the business/group leader in the effective implementation, maintenance and administration of...

  • Senior Advisor, Credentialing Bodies

    2 weeks ago

    Toronto, Ontario, Canada Financial Services Regulatory Authority of Ontario Full time

    Description : PURPOSE OF POSITION Accountable for providing advisory services, conducting compliance reviews including analyses related to approval and supervision of Credentialing Bodies in connection with the Financial Planner / Financial Advisor Title Protection Act (FPFA), Insurance Act, and the Mortgage Brokers Lenders and Administrators Act...

  • Senior Regulatory Advisor

    2 weeks ago

    Toronto, Ontario, Canada Government Of Nova Scotia Full time

    Utility Review Board Senior Advisor, Finance The Board is an equal opportunity employer and is committed to ensuring diversity in the workplace by supporting initiatives that promote the equitable participation of Aboriginal persons, African Nova Scotians and other racially visible persons, persons with disabilities and women in positions where they are...

  • Advisor, Regulatory Capital Governance

    1 week ago

    Toronto, Canada BMO Financial Group Full time

    100 King Street West Toronto Ontario,M5X 1A1 BMO is on the lookout for an Advisor, Regulatory Capital Governance to join our Capital Risk Management team. This role offers the unique opportunity to play a pivotal role in reinforcing the bank’s compliance and strategic decision-making regarding capital adequacy requirements. This position reports directly...

  • Senior IT Risk Advisor

    2 weeks ago

    Toronto, Ontario, Canada Bank of Montreal Full time

    Technology Supports and maintains an effective governance framework that defines the ways and methods governance is implemented, managed, monitored and strengthened in technology. The governance framework includes policies/guidelines and provides programs/processes/practices and measures to promote transparency, accuracy, consistency across groups. Makes...

  • Advisor, Regulatory Capital Governance

    2 weeks ago

    Toronto, Ontario, Canada BMO Financial Group Full time

    100 King Street West Toronto Ontario,M5X 1A1BMO is on the lookout for an Advisor, Regulatory Capital Governance to join our Capital Risk Management team. This role offers the unique opportunity to play a pivotal role in reinforcing the bank's compliance and strategic decision-making regarding capital adequacy requirements. This position reports directly to...

  • Senior Advisor, Office of the Investor

    5 days ago

    Old Toronto, Canada Canadian Investment Regulatory Organization Full time

    40 Temperance Street Suite 2600 Toronto, ON M5H0B4, CAN DescriptionPosition Title: Senior Advisor, Office of the InvestorDepartment: Office of the InvestorLocation: TorontoStatus: Permanent Full-Time (Hybrid)Reporting to the Manager, Office of the Investor, the Senior Advisor is responsible for contributing to the Office of the Investor’s...

  • Senior Advisor, Office of the Investor

    7 days ago

    Old Toronto, Canada Canadian Investment Regulatory Organization Full time

    40 Temperance Street Suite 2600 Toronto, ON M5H0B4, CAN DescriptionPosition Title: Senior Advisor, Office of the InvestorDepartment: Office of the InvestorLocation: TorontoStatus: Permanent Full-Time (Hybrid)Reporting to the Manager, Office of the Investor, the Senior Advisor is responsible for contributing to the Office of the Investor’s...

  • Senior Advisor

    4 weeks ago

    toronto, Canada National Bank Full time

    *** Please note that candidates can be located in either Toronto or Montreal ***As a Senior Advisor, Risk and Regulatory, you have an expert understanding of regulatory compliance, operational risk, and the financial services industry. You will manage new projects and business initiatives to ensure

  • Senior Advisor

    2 weeks ago

    Toronto, Ontario, Canada National Bank Full time

    Please note that candidates can be located in either Toronto or Montreal As a Senior Advisor, Risk and Regulatory, you have an expert understanding of regulatory compliance, operational risk, and the financial services industry. You will manage new projects and business initiatives to ensure

  • Lead Advisor, Rcm Risk Assessment

    2 weeks ago

    Toronto, Canada Banque Laurentienne Full time

    Toronto- Risk managementFull Time- 27000- 28 March 2024**Laurentian Bank. Seeing beyond numbers** **Seeing beyond numbers** At Laurentian Bank, we believe we can change banking for the better. Founded in Montreal in 1846, Laurentian Bank helps families, businesses and communities thrive. Today, we have over 2,800 employees working together as One Team, to...

  • Senior Manager, Regulatory Risk

    2 weeks ago

    Old Toronto, Ontario, Canada Scotiabank Full time

    Press Tab to Move to Skip to Content Link Select how often (in days) to receive an alert: Title: Senior Manager, Regulatory Risk & Governance Requisition ID: 187046Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Contributes to the overall success of the Global Finance, Regulatory Risk Governance...

  • Senior Advisor

    2 weeks ago

    Toronto, Ontario, Canada National Bank Full time

    Attendance Hybrid Job Number 21213 Category Senior Professional Status: Permanent Type of Contract Permanent Schedule: Full-Time Full Time / Part Time? Full-Time Posting date 04-Jun-2024 Location: Toronto, Ontario City Toronto Province/State Ontario Area of Interest: Risk management *** Please note that candidates can be located in either Toronto or Montreal...

  • Senior Advisor

    4 weeks ago

    Toronto, Canada National Bank Full time

    *** Please note that candidates can be located in either Toronto or Montreal *** As a Senior Advisor, Risk and Regulatory, you have an expert understanding of regulatory compliance, operational risk, and the financial services industry. You will manage new projects and business initiatives to ensure that National Bank Independent Network (NBIN) complies...

  • Senior Advisor

    4 weeks ago

    Toronto, Canada National Bank Full time

    *** Please note that candidates can be located in either Toronto or Montreal *** As a Senior Advisor, Risk and Regulatory, you have an expert understanding of regulatory compliance, operational risk, and the financial services industry. You will manage new projects and business initiatives to ensure that National Bank Independent Network (NBIN) complies...

  • Senior Advisor

    4 weeks ago

    Toronto, Canada National Bank Full time

    *** Please note that candidates can be located in either Toronto or Montreal ***As a Senior Advisor, Risk and Regulatory, you have an expert understanding of regulatory compliance, operational risk, and the financial services industry. You will manage new projects and business initiatives to ensure that National Bank Independent Network (NBIN) complies with...

  • Senior Advisor

    4 weeks ago

    Toronto, Canada National Bank Full time

    Attendance Hybrid Job Number 21213 Category Senior Professional Status: Permanent Type of Contract Permanent Schedule: Full-Time Full Time / Part Time? Full-Time Posting date 04-Jun-2024 Location: Toronto, Ontario City Toronto Province/State Ontario Area of Interest: Risk management *** Please note that candidates can be located in either Toronto or Montreal...