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Manager, AML Financial Crime Risk Investigation

2 months ago


Old Toronto, Canada TD Bank Full time

Work Location: Canada

Hours: 37.5

Line of Business: Financial Crime Risk Management

Pay Details:

We're committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role.

Job Description:

The Manager, AML Financial Crime Risk Investigation (Triage & Enhanced Due Diligence, Politically Exposed Persons Program) reports to the Group Manager, AML Financial Crime Investigations and the Associate Vice President (AVP), Head of Canada Enhanced Due Diligence and High-Risk Investigations. The Manager supports the Group Manager and the AVP with the management and oversight of the High-Risk Customer Program in Canada while partnering with stakeholders and ensuring that controls are designed and operating effectively to mitigate risk and comply with regulatory requirements.

Responsibilities:

  1. Provide support to the Group Manager and the AVP with the oversight and management of the Politically Exposed Persons Program.
  2. Guide, direct, oversee and lead a team of AML Financial Crime Investigators conducting Enhanced Due Diligence (EDD) of high-risk customers.
  3. Ensure investigations and reviews of high-risk customers are risk assessed, reviewed, and assigned in a timely manner.
  4. Oversee investigations and reviews in accordance with internal controls, procedures, and regulatory requirements.
  5. Ensure timely regulatory reporting while adhering to internal controls.
  6. Lead a team of AML Financial Crime Investigators to achieve operational objectives.
  7. Review incoming files and allocate to appropriate Investigators/Investigative Specialists.
  8. Conduct investigations as a working lead ensuring proper analysis and investigation standards.
  9. Collaborate with external organizations to gather intelligence information.
  10. Identify and communicate procedural weaknesses and ensure remediation processes are in place.

Experience and Education:

  1. Undergraduate degree or relevant professional certifications required.
  2. 5+ years of relevant experience.
  3. Strong knowledge of Canadian AML legislation and requirements.
  4. Excellent oral and written communication skills.
  5. Ability to lead and manage teams effectively.

Who We Are:

TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. We are committed to being a leader in customer experience and support our colleagues' growth and development.

Our Total Rewards Package:

Our Total Rewards package reflects investments in our colleagues to help achieve their financial, physical, and mental well-being goals.

Accommodation:

Your accessibility is important to us. Please let us know if you'd like accommodations to help remove barriers throughout the interview process.

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