• Perform a quality check on a broad range of money laundering investigation related activities in support of Anti-Money Laundering (AML) and Anti-Terrorist Financing (ATF) regulations designed to detect and report on financial-related crimes

• Evaluate ML/TF risk by conducting quality checks on cases/alerts as part of the controls of the client’s AML and ATF program

• Keep abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts

• Evaluate potentially suspicious account activity. Recognize and evaluate accounts and activity and effectively document recommendations regarding account retention and/or regulatory reporting obligations.

• Provide trend analysis of AML/ATF findings and gaps to Management for review

• Maintain a culture of risk management and control, supported by effective processes in alignment with risk appetite

• Manage ambiguity and apply judgment to identify, troubleshoot, and resolve ongoing business and operational issues

• Assist the QC function with developing/drafting and maintaining written policies, procedures, and/or programs/frameworks to minimize compliance breaches and monitor adherence to applicable regulations/ requirements

• Prioritize and manage own workload to meet SLA requirements for service and productivity

• Represent as a project lead on projects/initiatives and/or at meetings across the organization

• Serve as a subject matter expert in a quality control function and serve as knowledge and process expert to others

• Effectively work independently with minimal supervision within a team environment to complete a common goal and prioritize daily workload to meet department objectives

• Adhere to the team policy and procedures to ensure that work is properly documented

• Ability to lead and positively influence others

• Contribute to the success of the team by willingly assisting others in the completion and performance of work activities

• Perform additional duties and participate in special projects as required

• QC Analyst experience

• AML experience

• Investigative AML experience

• STR’s (Suspicious Transaction Reporting) experience

• Experience with a wide variety of ML/TF risks for multiple customer/product types and a solid ability to articulate the risks and your findings in a recommendation summary.

• Understanding of related regulations, such as the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA)

• Quality Control team experience

• Excel Knowledge

• ACAMS certificate