Senior Audit Manager, Wealth Management

4 weeks ago


Old Toronto, Canada Canadian Imperial Bank of Commerce Full time

Senior Audit Manager, Wealth Management page is loaded Senior Audit Manager, Wealth Management Apply locations Toronto, ON time type Full time posted on Posted Yesterday job requisition id 2409354

We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients.

At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute.

To learn more about CIBC, please visit CIBC.com

What you’ll be doing

As a Senior Audit Manager, Wealth Management, you will provide leadership in improving the overall control environment within CIBC. You will act as an individual contributor or lead multi-skilled audit teams on large and/or complex audits within the Bank’s Strategic Business Units responsible for wealth management for our clients. In addition, you will identify business controls, design audit steps and perform testing of these key controls. You will also provide an independent opinion on the design and effectiveness of operational and management controls in accordance with industry best practices and develop and maintain strong relationships with business partners.

At CIBC we enable the work environment most optimal for you to thrive in your role. You’ll have the flexibility to manage your work activities within a hybrid work arrangement where you’ll spend 2-3 days per week on-site, while other days will be remote.

How you’ll succeed

  • Audit planning and execution - While you will contribute to developing the division’s risk- based annual audit plan, your main focus will be planning and managing the execution of audits of large or complex businesses by identifying and fully understanding the key business processes and their inherent risk, the control environment, both at the management or operational levels, and the potential residual risks.

  • Audit reporting - You will drive the reporting component of the audit.by This will involve identifying significant business control weaknesses, and objectively assessing the severity and materiality of the issues and their potential impact on the business and to the CIBC Group of Companies while presenting them in a clear, concise and professional manner.

  • People and assignment leadership - You will coach your team members on their developmental needs and provide leadership during individual assignments as well as team opportunities

Who You Are

  • You can demonstrate experience in having a comprehensive knowledge of auditing practices and accounting principles and processes, and strong knowledge with a focus on wealth management (Asset Management, Brokerage and Private Wealth Management) and the related regulatory environment in Canada.

  • You’re a certified professional. Typically this knowledge is acquired through obtaining an auditing or accounting designations (e.g., CA, CMA, CFA, CPA, ACCA), a business degree (e.g., M.B.A.), in addition to business experience either in the banking and financial services industry or internal / external audit assurance and consulting services.

  • You understand that success is in the details. You notice things that others don't. Your critical thinking skills help to inform your decision making.

  • You give meaning to data. You enjoy investigating complex problems, and making sense of information. You are confident using data analytics tools (including Excel) to identify areas for enhanced testing and in your ability to communicate detailed information in an impactful way.

  • You're passionate about people. You find meaning in relationships, and surround yourself with a diverse network of partners. You build trust through respect and authenticity.

  • Values matter to you. You bring your real self to work and you live our values – trust, teamwork and accountability.

What CIBC Offers

At CIBC, your goals are a priority. We start with your strengths and ambitions as an employee and strive to create opportunities to tap into your potential. We aspire to give you a career, rather than just a paycheck.

  • We work to recognize you in meaningful, personalized ways including a competitive salary, incentive pay, banking benefits, a benefits program*, defined benefit pension plan*, an employee share purchase plan, a vacation offering, wellbeing support, and MomentMakers, our social, points-based recognition program.

  • Our spaces and technological toolkit will make it simple to bring together great minds to create innovative solutions that make a difference for our clients.

  • We cultivate a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated for you to use to invest in your growth and development.

*Subject to plan and program terms and conditions

What you need to know

  • CIBC is committed to creating an inclusive environment where all team members and clients feel like they belong. We seek applicants with a wide range of abilities and we provide an accessible candidate experience. If you need accommodation, please contact Mailbox.careers-carrieres@cibc.com

  • You need to be legally eligible to work at the location(s) specified above and, where applicable, must have a valid work or study permit .

Job Location

Toronto-81 Bay, 34th Floor

Employment Type

Regular

Weekly Hours

37.5

Skills

Accountability, Analytical Thinking, Auditing (Inactive), Audit Management, Client Relationship Management, Integrated Audits, Internal Controls, Interpersonal Communication, Investments, Regulatory Compliance, Risk Management and Mitigation, Teamwork, Wealth Management

At CIBC, we are in business to help our clients, employees and shareholders achieve what is important to them. Our ability to create value for all CIBC stakeholders is driven by a business culture based on common values: Trust, Teamwork and Accountability.

Working with CIBC makes you a part of a work environment committed to our clients, employees and communities - a place where you can excel.

Every day, our 44,000 employees help our clients achieve their financial goals, because what matters to our clients, matters to us.

#J-18808-Ljbffr

  • Toronto, ON, Canada Canadian Imperial Bank of Commerce Full time

    Senior Audit Manager, Wealth Management page is loaded Senior Audit Manager, Wealth Management Apply locations Toronto, ON time type Full time posted on Posted Yesterday job requisition id 2409354 We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for...


  • Old Toronto, Canada Canadian Imperial Bank of Commerce Full time

    Senior Audit Manager, Model Risk page is loaded Senior Audit Manager, Model Risk Apply locations Toronto, ON time type Full time posted on Posted Yesterday job requisition id 2411167 We’re building a relationship-oriented bank for the modern world. We need talented, passionate...


  • Old Toronto, Canada Canadian Imperial Bank of Commerce Full time

    Senior Audit Manager, Model Risk page is loaded Senior Audit Manager, Model Risk Apply locations Toronto, ON time type Full time posted on Posted Yesterday job requisition id 2411167 We’re building a relationship-oriented bank for the modern world. We need talented, passionate...


  • Old Toronto, Canada Canadian Imperial Bank of Commerce Full time

    Senior Audit Manager, Model Risk page is loaded Senior Audit Manager, Model Risk Apply locations Toronto, ON time type Full time posted on Posted Yesterday job requisition id 2411167 We’re building a relationship-oriented bank for the modern world. We need talented, passionate...


  • Toronto, ON, Canada Optimize Wealth Management Full time

    Company Description At Optimize Wealth Management, we are the next generation in premier wealth management. We offer a wide range of financial services, including financial planning, portfolio management, investment fund management, tax preparation, and estate planning. This is a full-time on-site role for a General Counsel at Optimize Wealth Management...


  • Toronto, Canada HSBC Full time

    Opening up a world of opportunity. We're a financial services organization serving more than 39 million customers across the globe through our Wealth & Personal Banking, Commercial Banking and Global Banking & Markets businesses. We’re here to use our unique expertise, capabilities, breadth and perspectives to open up a world of new opportunities for our...


  • Toronto, Canada EdgePoint Wealth Management Full time

    We’re looking for a… Product Manager for our Investment Analytics team Who the heck are we? EdgePoint Wealth Management is a Toronto-based investment firm. We’re long-term investors in businesses and believe that the best way to buy a business at an attractive price is to have an idea about the bu


  • Toronto, Canada TD Bank Full time

    **TD Description** Stay current and competitive. Carve out a career for yourself. Grow with us. **Department Overview** Our team of trusted audit professionals interact with every part of the Bank to provide strategic guidance and independent oversight. Through due diligence, and with a strong sense of integrity, we help mitigate potential risks to our...


  • Old Toronto, Canada Canadian Imperial Bank of Commerce Full time

    Internal Audit Opportunities- Managers & Sr. Managers page is loaded Internal Audit Opportunities- Managers & Sr. Managers Apply locations Toronto, ON time type Full time posted on Posted Yesterday job requisition id 2240854 We’re building a relationship-oriented ...


  • Old Toronto, Canada Canadian Imperial Bank of Commerce Full time

    Internal Audit Opportunities- Managers & Sr. Managers page is loaded Internal Audit Opportunities- Managers & Sr. Managers Apply locations Toronto, ON time type Full time posted on Posted Yesterday job requisition id 2240854 We’re building a relationship-oriented ...


  • Old Toronto, Canada Canadian Imperial Bank of Commerce Full time

    Internal Audit Opportunities- Managers & Sr. Managers page is loaded Internal Audit Opportunities- Managers & Sr. Managers Apply locations Toronto, ON time type Full time posted on Posted Yesterday job requisition id 2240854 We’re building a relationship-oriented ...

  • Senior Audit Manager

    3 hours ago


    Toronto, Canada Kassen Recruitment Full time

    Our client is seeking an accomplished professional ready to step into a senior managerial role within their Assurance Services team. This position offers an exciting opportunity for an experienced individual with exceptional skills in project management, client relations, and team leadership in a dynamic environment.Responsibilities:Lead and oversee...


  • Toronto, Canada AGF Management Limited Full time

    About AGF: Founded in 1957, AGF Management Limited is an independent and globally diverse asset management firm. AGF brings a disciplined approach to delivering excellence in investment management through its fundamental, quantitative, private capital, and high-net-worth businesses. Our suite of diverse investment solutions extends globally to a wide range...


  • Toronto, Canada Fidelity Investments Full time

    Description This is a hybrid role with a mix of remote and in-office working Who We Are At Fidelity, we’ve been helping Canadian investors build better financial futures for over 35 years. We offer individuals and institutions a range of trusted investment portfolios and services - and we’re constantly seeking to find new and better ways to...


  • Toronto, Canada CIBC Full time

    We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are...


  • Old Toronto, Canada TD Full time

    Lieu de travail:Toronto, Ontario, CanadaHoraire:37.5Secteur d’activité:AuditDétails de la rémunération :Nous avons à cœur d’offrir une rémunération juste et équitable à tous nos collègues. En votre qualité de candidat ou de candidate, nous vous encourageons à avoir une conversation franche avec votre recruteur et à poser des questions sur...


  • Old Toronto, Canada TD Full time

    Lieu de travail:Toronto, Ontario, CanadaHoraire:37.5Secteur d’activité:AuditDétails de la rémunération :Nous avons à cœur d’offrir une rémunération juste et équitable à tous nos collègues. En votre qualité de candidat ou de candidate, nous vous encourageons à avoir une conversation franche avec votre recruteur et à poser des questions sur...


  • Old Toronto, Canada TD Full time

    Lieu de travail:Toronto, Ontario, CanadaHoraire:37.5Secteur d’activité:AuditDétails de la rémunération :Nous avons à cœur d’offrir une rémunération juste et équitable à tous nos collègues. En votre qualité de candidat ou de candidate, nous vous encourageons à avoir une conversation franche avec votre recruteur et à poser des questions sur...

  • Audit Manager

    1 week ago


    Toronto, Canada BMO Financial Group Full time

    100 King Street West Toronto Ontario,M5X 1A1 **The person in this role will be a member of the professional practice audit team which consists of a pool team that is deployed to support other audit teams throughout the organization with staffing needs. This role allows for growth and development by exposing you to different areas of the organization. In the...


  • Old Toronto, Canada TD Bank Full time

    Senior Manager, Audit Governance & Control page is loaded Senior Manager, Audit Governance & Control Postuler remote type Hybride locations Toronto, Ontario time type Temps plein posted on Publié hier job requisition id R_1342429 Lieu de travail:Toronto, Ontario, CanadaHoraire:37.5Secteur...