Chief Compliance Officer

The Chief Compliance Officer is the registered compliance head of the entity. The role carries regulatory obligations under National Instrument 31-103 and is accountable to the board of directors of VanEck Canada Inc.The first twelve months are a build. The successful candidate will refine the existing Canadian policy manual, supervisory framework, and...

Toronto (Hybrid) | 10+ years We are working with a leading global investment firm, to identify an experienced Compliance professional to join their high-performing regional team. This is an exciting opportunity to provide accurate, timely and practical governance, risk and compliance advice across the business and its Affiliates. The successful candidate...

We are partnering with a growing Canadian wealth and investment platform seeking a Chief Compliance Officer (CCO) to join its executive leadership team. This is a highly visible leadership role within an entrepreneurial and evolving investment dealer environment focused on scaling operations, strengthening governance, and supporting continued business...

Select how often (in days) to receive an alert: Chief Compliance Officer - Canada 137473 The Opportunity If you have significant experience leading compliance programs within a regulated environment and are looking for a new challenge, we would love to hear from you. Zurich Canada is currently looking for a Chief Compliance Officer to lead the Canadian...

Select how often (in days) to receive an alert: Chief Compliance Officer - Canada 137473 The Opportunity If you have significant experience leading compliance programs within a regulated environment and are looking for a new challenge, we would love to hear from you. Zurich Canada is currently looking for a Chief Compliance Officer to lead the Canadian...

Lead compliance strategy and risk management with Zurich Canada as Chief Compliance Officer. Drive an ethics-based culture while advising senior leadership in a hybrid work environment.As a vital compliance leader at Zurich Canada, you will shape the direction for compliance in Canada and align it with business priorities. This role encompasses managing...

Lead compliance strategy and risk management with Zurich Canada as Chief Compliance Officer. Drive an ethics-based culture while advising senior leadership in a hybrid work environment. As a vital compliance leader at Zurich Canada, you will shape the direction for compliance in Canada and align it with business priorities. This role encompasses managing...

Who We Are: Nest Wealth Asset Management is a regulated Portfolio Manager and Canada’s first robo-adviser established in 2014. Our business is focused on personalization, cost-effectiveness and professional oversight while offering an investment service that is built for those who prefer a hands-off approach: a digital solution developed with a...

The Chief Compliance Officer is the registered compliance head of the entity. The role carries regulatory obligations under National Instrument 31-103 and is accountable to the board of directors of VanEck Canada Inc. The first twelve months are a build. The successful candidate will refine the existing Canadian policy manual, supervisory framework, and...