Senior Compliance Analyst at TD Securities
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Key Responsibilities
• Provide strategic oversight on compliance initiatives
• Conduct compliance monitoring for equity and listed derivatives
• Deliver regulatory training for Capital Markets staff
• Prepare compliance reports for best execution committee
• Assist with regulatory examinations and inquiries
Requirements:
• Strong knowledge of equity and derivatives trading regulations
• Experience with Power BI and data analytics
• Project management expertise to address compliance controls
• Excellent communication skills in a trading environment
• Ability to work independently and prioritize projects effectively Join TD in fostering a culture of compliance and enhance your expertise in a pivotal financial role.
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