AML Compliance Advisor at Richardson Wealth
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Key Responsibilities
• Conduct daily and monthly AML transaction reviews
• Support management of suspicious activity investigations
• Identify trends in client accounts related to AML/ATF
• Govern documentation for high-risk client approvals
• Communicate AML compliance policies to management
Requirements:
• Minimum 2 years in a compliance role
• Strong understanding of industry regulations and CIRO rules
• Excellent verbal and written communication skills
• Experience with MS Applications and industry software
• University degree or college diploma required Apply your compliance expertise to enrich the AML program at Richardson Wealth.
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