Chief Compliance Officer
7 days ago
Interim CCOStarts ImmediatelyLocation: Hybrid - Downtown TorontoOur Client:A regulated real estate finance platform is seeking an experienced Interim Chief Compliance Officer (CCO) to join on a rolling long-term interim contract. The role offers a hybrid/flexible work model with in-office presence in Toronto, Ontario.The Role:This is a high-impact leadership role ideal for a seasoned compliance professional with deep expertise in FSRA mortgage compliance, Ontario regulatory oversight, and FINTRAC AML/ATF requirements. The Interim CCO will provide day-to-day continuity, ensuring regulatory compliance, oversight, and governance across a complex, multi-jurisdictional real estate finance environment.Reporting to senior leadership and operating with a high degree of independence, the Interim CCO will be responsible for:Leading FSRA mortgage brokering and lending compliance, including maintaining and strengthening policies and procedures aligned with current and emerging regulatory requirements.Monitoring and interpreting FSRA bulletins, guidance, and regulatory notices and incorporating changes into the compliance framework in a timely manner.Overseeing FINTRAC AML/ATF compliance, including maintaining AML policies, supporting program testing, and enhancing controls as required.Supporting Ontario securities compliance (OSC) on an as-needed basis and responding to regulatory inquiries.Managing compliance documentation across multiple jurisdictions, including Ontario (FSRA, OSC), British Columbia (BCFSA / MSA transition), Alberta (RECA), Saskatchewan (FCAA), Manitoba (MSC), Nova Scotia (SNSMR), and federal FINTRAC requirements.Acting as a point of contact with provincial regulators and supporting regulatory transition initiatives.Managing licensing, renewals, and maintaining a comprehensive regulatory compliance calendar across all jurisdictions.Coordinating annual filings and corporate compliance submissions with external legal counsel and maintaining internal tracking and documentation.This role will focus on stability, regulatory credibility, and execution in a highly regulated and evolving compliance environment.The Ideal Candidate will have:Bachelor’s degree in Law, Business, Finance, Compliance, or a related discipline (or equivalent experience).10+ years of progressive compliance experience, ideally within real estate finance, mortgage compliance, financial services, or another regulated industry.Strong working knowledge of Canadian regulators, including FSRA, FINTRAC, OSC, BCFSA, RECA, and other provincial authorities.Demonstrated ability to interpret regulatory requirements and translate them into practical, implementable compliance frameworks.Exceptional attention to detail, organization, and documentation discipline.Excellent communication skills with the maturity and credibility to engage regulators, senior leadership, and external advisors.REF #LI1507
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Chief Compliance Officer
2 weeks ago
Toronto, Canada Chubb Full timeChubb is a world leader in insurance. With operations in 54 countries, Chubb provides commercial and personal property and casualty insurance, personal accident and supplemental health insurance, reinsurance and life insurance to a diverse group of clients. The company is distinguished by its extensive product and service offerings, broad distribution...
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Assistant Chief Compliance Officer
4 weeks ago
Toronto, Canada Empire Life Full timeAssistant Chief Compliance Officer- Empire Life Investments Inc.Location: Toronto, ONThe Assistant Chief Compliance Officer (ACCO) for Empire Life Investments Inc. will report directly to the Chief Compliance Officer (CCO) and be positioned as the named successor to the CCO role. The ACCO will work closely with the CCO to support and develop the firm’s...
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Assistant Chief Compliance Officer
3 weeks ago
Toronto, ON, Canada Empire Life Full timeAssistant Chief Compliance Officer- Empire Life Investments Inc. The Assistant Chief Compliance Officer (ACCO) for Empire Life Investments Inc. will report directly to the Chief Compliance Officer (CCO) and be positioned as the named successor to the CCO role. The ACCO will work closely with the CCO to support and develop the firm’s compliance program,...
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Assistant Chief Compliance Officer
3 weeks ago
Toronto, ON, Canada Empire Life Full timeAssistant Chief Compliance Officer- Empire Life Investments Inc. The Assistant Chief Compliance Officer (ACCO) for Empire Life Investments Inc. will report directly to the Chief Compliance Officer (CCO) and be positioned as the named successor to the CCO role. The ACCO will work closely with the CCO to support and develop the firm’s compliance program,...
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Assistant Chief Compliance Officer
3 weeks ago
Toronto, ON, Canada Empire Life Full timeAssistant Chief Compliance Officer- Empire Life Investments Inc. The Assistant Chief Compliance Officer (ACCO) for Empire Life Investments Inc. will report directly to the Chief Compliance Officer (CCO) and be positioned as the named successor to the CCO role. The ACCO will work closely with the CCO to support and develop the firm’s compliance program,...
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Assistant Chief Compliance Officer
4 weeks ago
Toronto, Canada Empire Life Full timeAssistant Chief Compliance Officer- Empire Life Investments Inc. Location: Toronto, ON The Assistant Chief Compliance Officer (ACCO) for Empire Life Investments Inc. will report directly to the Chief Compliance Officer (CCO) and be positioned as the named successor to the CCO role. The ACCO will work closely with the CCO to support and develop the firm’s...
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Assistant Chief Compliance Officer
4 weeks ago
Toronto, Canada Empire Life Full timeAssistant Chief Compliance Officer- Empire Life Investments Inc. Location: Toronto, ON The Assistant Chief Compliance Officer (ACCO) for Empire Life Investments Inc. will report directly to the Chief Compliance Officer (CCO) and be positioned as the named successor to the CCO role. The ACCO will work closely with the CCO to support and develop the firm’s...
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Assistant Chief Compliance Officer
3 weeks ago
Toronto, Canada Empire Life Full timeLocationToronto, ONThe Assistant Chief Compliance Officer (ACCO) for Empire Life Investments Inc. will report directly to the Chief Compliance Officer (CCO) and be positioned as the named successor to the CCO role. The ACCO will work closely with the CCO to support and develop the firm’s compliance program, assuming greater responsibility over time with...
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Chief Compliance Officer
7 days ago
toronto, Canada BJRC Recruiting Full timeInterim CCOStarts ImmediatelyLocation: Hybrid - Downtown TorontoOur Client:A regulated real estate finance platform is seeking an experienced Interim Chief Compliance Officer (CCO) to join on a rolling long-term interim contract. The role offers a hybrid/flexible work model with in-office presence in Toronto, Ontario.The Role:This is a high-impact leadership...
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Assistant Chief Compliance Officer
4 weeks ago
Toronto, ON, Canada Empire Life Full timeAssistant Chief Compliance Officer- Empire Life Investments Inc. Location: Toronto, ON The Assistant Chief Compliance Officer (ACCO) for Empire Life Investments Inc. will report directly to the Chief Compliance Officer (CCO) and be positioned as the named successor to the CCO role. The ACCO will work closely with the CCO to support and develop the firm’s...
