financial compliance officer
4 weeks ago
- Education: Bachelor's degree
- Experience: 1 year to less than 2 yearsTasks
- Identify clients' financial goals and objectives
- Analyze clients' financial records
- Develop financial plans for clients
- Make recommendations concerning cash management, insurance coverage, investment planning, retirement and estate planning
- Review and examine financial services and institutions to ensure compliance with governing legislation and regulation
- Investigate possible unethical conduct or breeches of securities or commodity futures lawSecurity and safety
- Criminal record checkPersonal suitability
- Efficient interpersonal skills
- Excellent oral communication
- Excellent written communication
- InitiativeScreening questions
- Are you currently legally able to work in Canada?
- Are you willing to relocate for this position?
- Do you have previous experience in this field of employment?
- What is the highest level of study you have completed?
- Work Term: Permanent
- Work Language: English
- Hours: 30 hours per week
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Compliance Officer
4 weeks ago
Calgary, Canada Stifel Nicolaus Canada Inc. Full timeSummary_ Stifel Canada has a strong position in the Canadian market, has an international reach and is continuing to grow by adding top talent. The role offers an opportunity to work both independently and as a team in a fast-paced dynamic environment. - Essential duties and responsibilities_ - Conducting tier 2 daily reviews of Stifel Canada approved...
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Chief Compliance and Risk Officer
4 weeks ago
Calgary, Alberta, Canada Balance Full timeAs the Chief Compliance and Risk Officer at Balance, you will be critical in our success by ensuring full compliance with applicable laws and regulations and identifying, quantifying, and managing risk within the organization. In this role you will holistically oversee all functions of the company and enforce compliance with various policies and procedures....
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Senior Security Analyst, Standards and Compliance
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Calgary, Canada Neo Financial Full timeCome Build a Better Financial Future for all Canadians At Neo, we're building a more rewarding financial experience for all Canadians.Life at a rapidly expanding tech startup is demanding, exhilarating, and not for everyone.From world-class creative minds to brilliant engineers, it's high-performing people that make Neo a workplace with passion and...
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Financial Sales and Service Supervisor
4 weeks ago
Calgary, Canada Star Finance & Compliance Inc Full timeEducation: Bachelor's degree - Experience: 1 year to less than 2 years **Work setting**: - Urban area **Tasks**: - Assist clients by proposing solutions to address financial objectives such as business expansion, debt management, investment and other financial goals - Complete credit and loan documentation - Forward irreconcilable accounts for collector...
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financial officer
3 weeks ago
Calgary, Canada O'Casa LK Property Group Inc Full timeEducation: Expérience: EducationCollege/CEGEP or equivalent experienceTasksCalculate and prepare cheques for payrollCalculate fixed assets and depreciationKeep financial records and establish, maintain and balance various accounts using manual and computerized bookkeeping systemsMaintain general ledgers and financial statementsPost journal entriesPrepare...
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financial officer
4 weeks ago
Calgary, Canada O'Casa LK Property Group Inc Full timeEducation: College/CEGEPExperience: 2 years to less than 3 years or equivalent experienceTasksCalculate and prepare cheques for payrollCalculate fixed assets and depreciationKeep financial records and establish, maintain and balance various accounts using manual and computerized bookkeeping systemsMaintain general ledgers and financial statementsPost journal...
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financial consultant
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Calgary, Canada J&H Financial Corp Full timeEducation: Expérience: EducationBachelor's degreeWork settingInsurance companyTasksIdentify clients' financial goals and objectivesAnalyze clients' financial recordsDevelop financial plans for clientsMake recommendations concerning cash management, insurance coverage, investment planning, retirement and estate planningComputer and technology knowledgeMS...
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Chief Financial Officer
4 weeks ago
Calgary, Alberta, Canada Balance Full timeAs the Chief Finance Officer at Balance, you will be critical in our success by prudently managing our treasury and cash flows. You will maintain our books and records, define and document accounting policies, and implement financial control processes within the organization. You will be in charge of budgeting, forecasting, and reporting, both internally as...
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Chief Financial Officer
2 weeks ago
Calgary, AB, Canada Keller Executive Search Full timeWe are seeking a highly experienced Chief Financial Officer based in Calgary, Alberta, to effectively manage risk and develop the organization's financial strategy. The ideal candidate for this role will possess comprehensive knowledge and expertise in all areas of financial management, including accounting, investment, and banking operations. To...
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Compliance Analyst
4 weeks ago
Calgary, Canada fasken Full timeFasken is a leading international business law and litigation firm. With over 950 lawyers and 1,100+ employees, we have offices in Vancouver, Surrey, Calgary, Tsuut’ina Nations, Toronto, Ottawa, Montréal, Québec City, London, and Johannesburg. We provide strategic and thoughtful advice in virtually all areas of business law to a broad range of clients...
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Interim Senior Analyst, SOX Compliance
6 days ago
Calgary, Canada Inter Pipeline Ltd. Full timeDescription Located out of our Calgary office, the Interim Senior Analyst, SOX Compliance reports to the Manager, SOX Compliance. This 18-month interim position is responsible for overseeing and executing the internal controls over financial reporting (ICFR) testing plan to ensure compliance with Sarbanes-Oxley (SOX) requirements. It includes assessing the...
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Senior Analyst, Trust Performance
1 month ago
Calgary, Canada Peace Hills Trust Full timeSenior Analyst Trust Performance & Compliance Peace Hills Trust January 9, 2023 Company Peace Hills Trust is Canada’s largest and oldest First Nations owned federally regulated financial institution and is also Canada’s only independent Trust Company. Employing over 100 people, Peace Hills Trust provides personal and business financial...
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Interim Senior Analyst, SOX Compliance
7 days ago
Calgary, Canada Inter Pipeline Ltd. Full timeDescriptionLocated out of our Calgary office, the Interim Senior Analyst, SOX Compliance reports to the Manager, SOX Compliance. This 18-month interim position is responsible for overseeing and executing the internal controls over financial reporting (ICFR) testing plan to ensure compliance with Sarbanes-Oxley (SOX) requirements. It includes assessing the...
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Interim Senior Analyst, SOX Compliance
7 days ago
Calgary, Canada Inter Pipeline Ltd. Full timeDescriptionLocated out of our Calgary office, the Interim Senior Analyst, SOX Compliance reports to the Manager, SOX Compliance. This 18-month interim position is responsible for overseeing and executing the internal controls over financial reporting (ICFR) testing plan to ensure compliance with Sarbanes-Oxley (SOX) requirements. It includes assessing the...
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Interim Senior Analyst, SOX Compliance
7 days ago
Calgary, Canada Inter Pipeline Ltd. Full timeDescriptionLocated out of our Calgary office, the Interim Senior Analyst, SOX Compliance reports to the Manager, SOX Compliance. This 18-month interim position is responsible for overseeing and executing the internal controls over financial reporting (ICFR) testing plan to ensure compliance with Sarbanes-Oxley (SOX) requirements. It includes assessing the...
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Interim Senior Analyst, SOX Compliance
7 days ago
Calgary, Canada Inter Pipeline Ltd. Full timeDescriptionLocated out of our Calgary office, the Interim Senior Analyst, SOX Compliance reports to the Manager, SOX Compliance. This 18-month interim position is responsible for overseeing and executing the internal controls over financial reporting (ICFR) testing plan to ensure compliance with Sarbanes-Oxley (SOX) requirements. It includes assessing the...
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Interim Senior Analyst, SOX Compliance
7 days ago
Calgary, Canada Inter Pipeline Ltd. Full timeDescriptionLocated out of our Calgary office, the Interim Senior Analyst, SOX Compliance reports to the Manager, SOX Compliance. This 18-month interim position is responsible for overseeing and executing the internal controls over financial reporting (ICFR) testing plan to ensure compliance with Sarbanes-Oxley (SOX) requirements. It includes assessing the...
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Manager, Internal Compliance
7 days ago
Calgary, Canada AgeCare Full timeThe Opportunity Are you a designated CPA with a passion for Internal Compliance and Audit? AgeCare is seeking an experienced Manager, Internal Compliance and Audit to join our Finance team. This position will report to the Vice President, Financial Reporting and will lead execution of account reconciliations and audit response planning. In this role you will...
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financial officer
1 month ago
Calgary, Canada 1612635 Alberta Ltd. Full timeEducation: College, CEGEP or other non-university certificate or diploma from a program of 3 months to less than 1 yearExperience: 1 year to less than 2 yearsTasksCalculate and prepare cheques for payrollCalculate fixed assets and depreciationKeep financial records and establish, maintain and balance various accounts using manual and computerized bookkeeping...
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Financial Controller
4 weeks ago
Calgary, Canada XACT Engineered Manufacturing Solutions Full time**FINANCIAL CONTROLLER** **Department**: Finance **Position reports to**:The President **Role Summary**: Directing all aspects of accounting operations, overseeing all transactions related to general ledger, receivables, payables, payroll and financial reporting. Analyzing company's financial results with respect to profits, trends, costs and compliance...