Director of Compliance

Job SummaryJob DescriptionWhat is the opportunity?As Associate Director (AD), you are responsible for Capital Markets Compliance for the Global Equity Sales and Trading, Global Equity Derivatives, and the Wealth Management Agency desks. As a subject matter expert in equity and equity related products, you will be responsible to provide compliance guidance...

Job SummaryJob DescriptionWhat is the opportunity?To provide compliance support and advice to the Wealth Management Canada business, including RBC Phillips, Hager & North Investment Counsel, RBC Private Counsel USA and RBC Royal Trust, including drafting policies and procedures, producing reports for senior management and the board of directors and...

Job SummaryJob DescriptionWhat is the opportunity? The Compliance Regulatory Change, Canada team is responsible for the timely and effective identification, assessment and communication of regulatory change impacting all RBC businesses across Canada (Wealth Management, Capital Markets, Banking, Insurance, and Investor Services). This role is for an...

Our ClientIs a leading Financial Services, Real Estate and Asset Management company.ResponsibilitiesDevelop and maintain Regulatory Compliance Management Program, ensuring adherence to mandates and protocols.Manage Compliance budgeting, risk assessment, and planning activities.Conduct Compliance Monitoring, Testing, and subject matter reviews, covering...

Job SummaryJob DescriptionWhat is the opportunity?As Compliance Analyst, you are accountable for the administration of RBC Enterprise personal trading policy internal control framework with respect to information barriers, personal trading and conflicts of interest. You will conduct monitoring and testing as assigned, identify potential conflicts of interest...

Compliance manager, Claims.Facility Association (“FA”) is an unincorporated non-profit association of insurers. FA operates in Yukon, Nunavut, North West Territories, Alberta, Ontario, Nova Scotia, New Brunswick, Prince Edward Island and Newfoundland and Labrador. Every insurer licensed to write automobile liability insurance in these jurisdictions is a...

Job SummaryDirects all activities and initiatives related to application services for an entire organization or for major clients. Manages activities through senior managers and managers and implements corporate and divisional strategic plans and budgets.Job DescriptionWhat is the opportunity?Global Functions Technology (GFT) is part of RBC's Technology and...

POSITION DESCRIPTIONDirector, Startups & ScaleupsAs Director, Startups & Scaleups, you will be at the forefront of driving programming efforts for AI commercialization, supporting both small- and medium-sized enterprises (SMEs), as well as managing relationships with related AI ecosystem stakeholders. This role requires an agile approach to ecosystem...

We're building our Nest Where you'll be: Working remotely, anywhere in Canada (in EST)Your Role: Chief Compliance OfficerReporting to: Randy Cass, CEOWho We Are:Founded in 2014, Nest Wealth created Canada's first SaaS-based digital wealth management platform to ensure investors have access to sophisticated, personalized, and transparent wealth management...

Why you'll love working here:high-performance, people-focused cultureour commitment that equity, diversity, and inclusion are fundamental to our work environment and business success, which helps employees feel valued and empowered to be their authentic selveslearning and development initiatives, including workshops, Speaker Series events and access to...

Job Summary: The Director, Communications, manages the communications team and is the lead advisor to senior members of the Law Society on Communications best practices. The Director, Communications provides strategic direction, advice, and support to the Senior Management Team, direct reports and other stakeholders. The Director, Communications is...

Job SummaryJob DescriptionWhat is the opportunity?The Senior Director, Global Insurance Taxation serves as a key contact and resource for the efficient management of taxation of insurance and reinsurance. The business is global in nature covering Canada, the U.S. and other international jurisdictions.This position requires an experienced individual with...

Salary: Commensurate with level of experienceAbout UsThe Ontario Institute for Cancer Research (OICR) is Ontario's cancer research institute. We bring together people from across the province and around the world to improve the lives of everyone affected by cancer. We take on the biggest challenges in cancer research and deliver real-world solutions to find...

Job SummaryAs Associate Director, you will also query data and develop tools to improve reporting and portfolio management within GRM Wholesale Credit to support risk rating, credit monitoring and adjudication workflows.Job DescriptionWhat is the opportunity?The Wholesale Rating Methodologies (WRM) team within GRM Wholesale Credit is responsible for managing...

Job Summary Reporting to the Assistant Vice-President, OVIN, the Director, Strategy & Programs - Automotive & Mobility will develop and execute strategies and tactical plans to achieve program and initiative targets and drive portfolio growth. This role will also be responsible for managing and supporting the successful delivery of strategic initiatives,...

Director, Operations, OneElevenReporting to our Managing Director OneEleven, you will lead the effort to onboard member companies to OneEleven's community and our space. You will build relationships that help us better respond to the programming and services that are valuable to emerging tech companies who are rapidly scaling their businesses. In this...

Why you'll love working here:high-performance, people-focused cultureour commitment that equity, diversity, and inclusion are fundamental to our work environment and business success, which helps employees feel valued and empowered to be their authentic selveslearning and development initiatives, including workshops, Speaker Series events and access to...

Job SummaryThe Director, Credit & Stress Testing Implementation Assurance reports to the Senior Director, Stress Testing & Credit Controls and Integrity. You will apply your business knowledge and provide constructive challenge within credit risk management to work closely and support numerous stakeholders and Senior Directors across both the Stress Testing...

Job SummaryJob DescriptionWhat is the opportunity?The Director, Financial Crimes and AML Audit is a dynamic and adaptable leader, the subject matter expert in risk management, AML/Sanctions regulatory compliance frameworks and corporate governance. You will be driving development of the continuous assurance/monitoring audit approach leveraging data...

Director, Technology Architecture page is loaded Director, Technology Architecture Apply locations Toronto, ON time type Full time posted on Posted Today job requisition id We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. At CIBC, we...