Senior Audit Manager, QAIP Global Compliance and Risk
4 weeks ago
Work Location: Canada
Hours: 37.5
Line of Business: Audit
Pay Details: We’re committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role.
Job Description:
The Audit Division Quality Assurance and Improvement Program (QAIP) team is responsible for the development and execution of the QAIP annual plan as well as evolving the QAIP strategy to align with regulatory expectations, industry best practices and the Institute of Internal Auditors requirements. The Senior Manager, QAIP leads and develops a team of audit professionals and subject matter experts, as well as oversees, plans and executes audit quality assurance reviews and/or projects of varying complexity and may act as a subject matter expert in own area of expertise. Provides guidance, leadership, coaching and development to ensure operational results and professional/personal development objectives are achieved for the overall group.
- Oversees and leads a significant and/or highly complex, and diverse Quality Assurance team for an area of significant risk, complexity or scope.
- Strategic advisor to leadership team on the management of the portfolio and financials, with deep industry, external/internal, enterprise knowledge, recognizing and anticipating emerging trends and identifying operational efficiencies and opportunities with other business management/enterprise areas.
- Facilitates key strategic audit discussions and provides thought leadership to executives.
- Highly specialized expert with in-depth knowledge to manage audits for multiple, significant complex businesses, functional areas and/or global business lines.
- Sets operational team direction and collaborates with others to execute on common goals.
- Focuses on long term planning for functional area.
- Ability to process and handle confidential information with discretion.
- May participate on or lead various projects/division initiatives as needed.
- Demonstrates TD leadership Core Values.
- Recognizes team members' contributions.
- Strong presentation skills when delivering training and presentation at the division level, industry conferences, workshops, etc.
Job Requirements:
- Undergraduate degree or relevant professional certifications, accounting designations, or equivalent education required (CIA a strong asset).
- 10+ years of relevant experience (Audit, Global Compliance, Risk).
- Advanced knowledge of audit standards, procedures, laws, rules and regulations.
- Advanced knowledge of risk management environment, standards, regulations and mitigation.
- Knowledge of current and emerging trends.
- Skilled in managing budgets and resource allocation.
- Skilled in mentoring, coaching and performance management.
- Skilled in using computer applications including MS Office.
- Advanced ability to lead, plan, implement and evaluate program/project activities to ensure completion of audit.
- Ability to communicate effectively in both oral and written form.
- Ability to work collaboratively and build relationships across teams and functions.
- Ability to work successfully as a member of a team and independently.
- Ability to exercise sound judgement in making decisions.
- Ability to analyze, organize and prioritize work while meeting multiple deadlines.
- Ability to establish goals and objectives that support the strategic plan.
- Ability to contribute to strategic direction of the audit function and provide advice to senior leadership.
- Ability to forecast initiatives and demand in order to develop annual strategic audit plan.
Who We Are:
TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.
Our Total Rewards Package:
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs.
Additional Information:
We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home.
-
Old Toronto, Ontario, CA TD Full timeLieu de travail: CanadaHoraire: 37.5Secteur d’activité: AuditDétails de la rémunération :Nous avons à cœur d’offrir une rémunération juste et équitable à tous nos collègues. En votre qualité de candidat ou de candidate, nous vous encourageons à avoir une conversation franche avec votre recruteur et à poser des questions sur la...
-
Old Toronto, Ontario, CA TD Bank Full timeAudit Manager II, QAIP Global Compliance and RiskLocation: Toronto, Ontario, CanadaHours: 37.5Business Sector: AuditJob Description: As an Audit Manager II, you’ll provide oversight to complex audits and ensure completion for multiple business groups. You will be managing associated working relationships with business lines as per regulatory requirements....
-
Audit manager ii, global compliance audit
4 weeks ago
Old Toronto, Ontario, CA TD Full timeLieu de travail: CanadaHoraire: 37.5Secteur d’activité: AuditDétails de la rémunération :Nous avons à cœur d’offrir une rémunération juste et équitable à tous nos collègues. En votre qualité de candidat ou de candidate, nous vous encourageons à avoir une conversation franche avec votre recruteur et à poser des questions sur la...
-
Audit Manager II, Global Compliance Audit
4 weeks ago
Old Toronto, Ontario, CA TD Bank Full timeWork Location:CanadaHours:37.5Line of Business:AuditPay Details:We're committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role.Job Description:Department Overview :Our team...
-
Bilingual Audit
4 weeks ago
Old Toronto, Ontario, CA Amazon Full timeBilingual Audit & Compliance Manager, Transportation Risk & Compliance OperationsWant to help Earth’s most customer-centric company design, implement and monitor risk mitigation strategies to improve the customer experience and protect Amazon’s brand?In this role, you will work closely with Amazon's Last Mile transportation businesses to build...
-
Senior Audit Group Manager, Global Models Audit
4 weeks ago
Golden Horseshoe, Ontario, CA The Toronto-Dominion Bank Full timeSenior Audit Group Manager, Global Models AuditWork Location: Toronto, Ontario, CanadaHours: 37.5Line of Business: AuditJob Description:Department OverviewOur team of trusted audit professionals interact with every part of the Bank to provide strategic guidance and independent oversight. Through due diligence, and with a strong sense of integrity, we help...
-
Bilingual Audit
4 weeks ago
Old Toronto, Ontario, CA Amazon Canada Fulfillment Services, ULC. Full timeMinimum Requirements: 4+ years of compliance program management, legal, governance, audit, risk/loss prevention, or equivalent experience Bachelor's degree or equivalent Experience handling confidential information Bilingual in French and English. Proficient in reading, writing and speaking in both languages. Want to help Earth’s most...
-
Senior audit manager, credit risk audit
3 weeks ago
Old Toronto, Ontario, CA TD Full timeLieu de travail:CanadaHoraire:37.5Secteur d’activité:AuditDétails de la rémunération :Nous avons à cœur d’offrir une rémunération juste et équitable à tous nos collègues. En votre qualité de candidat ou de candidate, nous vous encourageons à avoir une conversation franche avec votre recruteur et à poser des questions sur la rémunération,...
-
Bilingual Audit
4 weeks ago
Old Toronto, Ontario, CA Amazon Full timeBilingual Audit & Compliance Manager, Transportation Risk & Compliance OperationsWant to help Earth’s most customer-centric company design, implement and monitor risk mitigation strategies to improve the customer experience and protect Amazon’s brand?In this role, you will work closely with Amazon's Last Mile transportation businesses to build...
-
Senior Manager, Global Compliance
4 weeks ago
Old Toronto, Ontario, CA Scotiabank Full timeTitle: Senior Manager, Global Compliance & AML ReportingRequisition ID: 204616Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.PurposeAs the Senior Manager, AML Reporting & Governance, you play a pivotal role in steering the Enterprise Anti-Money Laundering Program. Your expertise is crucial in crafting...
-
Senior Manager, Global Compliance
1 month ago
Old Toronto, Ontario, CA Scotiabank Full timeTitle: Senior Manager, Global Compliance & AML ReportingRequisition ID: 204616Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.PurposeAs the Senior Manager, AML Reporting & Governance, you play a pivotal role in steering the Enterprise Anti-Money Laundering Program. Your expertise is crucial in crafting...
-
Senior Manager, RBC Data Risk Audit and COE
3 weeks ago
Old Toronto, Ontario, CA Royal Bank of Canada Full timeJob SummaryJob DescriptionWhat is the opportunity?The Senior Manager, RBC Data Risk Audit and COE conducts Data Risk audit work to assess the effectiveness of data related controls, accuracy of financial records, efficiency of operations, and compliance with governmental regulation. This is a role that will be expected to lead audit engagements, execute...
-
Senior Director, Internal Audit
4 weeks ago
Old Toronto, Ontario, CA Royal Bank of Canada Full timeJob SummaryJob DescriptionWhat is the opportunity?As Senior Director, Internal Audit - Model Risk you will be a Strategic leader, with global impact, who is providing independent and objective evaluation of the adequacy and effectiveness of the model risk management practices. This includes the assurance strategy and coverage of RBC’s Enterprise Model Risk...
-
Senior Manager, Global Compliance
1 month ago
Old Toronto, Ontario, CA Scotiabank Full timeRequisition ID: 204616Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose As the Senior Manager, AML Reporting & Governance, you play a pivotal role in steering the Enterprise Anti-Money Laundering Program. Your expertise is crucial in crafting and overseeing reports that comply with regulatory...
-
Senior manager, risk
4 weeks ago
Old Toronto, Ontario, CA RBC Full timeJob SummaryWhat is the Opportunity?Reporting to the Director, Risk & Compliance, the Senior Manager, Risk & Compliance will provide comprehensive risk management and compliance oversight in support of the Cyber Technology Office (CTO) and its functionally aligned City National Bank (CNB) teams. With strong risk management experience and expertise, you will...
-
Senior Manager, Risk
4 weeks ago
Old Toronto, Ontario, CA Royal Bank of Canada Full timeJob Summary Job Description What is the Opportunity? Reporting to the Director, Risk & Compliance, the Senior Manager, Risk & Compliance will provide comprehensive risk management and compliance oversight in support of the Cyber Technology Office (CTO) and its functionally aligned City National Bank (CNB) teams. With strong risk management experience and...
-
Manager of Internal Audit
1 month ago
Old Toronto, Ontario, CA The Mason Group Full timeJob Description:Our client is a global publicly traded company in the mining space and they are looking for a Manager of Internal Audit and Global SOX Controls. Directly reporting to the Vice-President Internal Audit, this role effectively manages the SOX compliance project and presents audit findings in the form of written reports, including recommendations...
-
Senior Manager, Regulatory Risk
3 weeks ago
Old Toronto, Ontario, CA Scotiabank Full timePress Tab to Move to Skip to Content Link Select how often (in days) to receive an alert: Title: Senior Manager, Regulatory Risk & Governance Requisition ID: 205679Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Contributes to the overall success of the Global Finance, Regulatory Risk Governance...
-
Senior Manager, Model Risk Audit
3 weeks ago
Old Toronto, Ontario, CA Scotiabank Full timeRequisition ID: 203110Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.PurposeLeads and manages audits as Office in Charge (OIC) to assess the design and operating effectiveness of model risk management/controls and provide high quality, value-added recommendations to management. In particular, the...
-
Old Toronto, Ontario, CA HOOPP Full timeSenior Manager, Technology Governance, Risk and Compliance page is loaded Senior Manager, Technology Governance, Risk and Compliance Apply locations Toronto, Ontario, Canada time type Full time posted on Posted 4 Days Ago job requisition id JR101651 Why you’ll love working here:high-performance, people-focused cultureour commitment that equity, diversity,...
